Financial Disclosure - Rubio, U.S. Senate, Candidate Report (2009)

United States Senate · May 9, 2009

This United States Senate financial disclosure report details Marco Rubio’s income, assets, liabilities, outside positions, and employment agreements filed upon his candidacy and new employment in 2009.

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0000412150 UNITED STATES SENATE FINANCIAL DISCLOSURE REPORT FOR NEW EMPLOYEE AND CANDIDATE REPORTS Last Name: Rubio First Name and Middle Initial: Marco A. New Employee Report Date of Employment (mm/dd/yy): Senate Office / Agency in Which Employed: Senate/Candidate Office Address (Number, Street, City, State, and ZIP): 4027 S. Leisure Road Coral Gables, FL 33146 Senate/Candidate Office Telephone No.: 305-670-5255 Candidate Report Commencement of Candidacy (mm/dd/yy): 2/3/09 State in which you are a candidate: FLORIDA AFTER READING THE INSTRUCTIONS - ANSWER EACH OF THESE QUESTIONS | | YES | NO | | :--- | :---: | :---: | | Did you or your spouse have earned income (e.g., salaries or fees) or non-investment income of more than $200 from any reportable source in the reporting period? If Yes, Complete and Attach PART II. | X | | | Did you, your spouse, or dependent child hold any reportable asset worth more than $1,000 at the end of the period or receive unearned or investment income of more than $200 in the reporting period? If Yes, Complete and Attach PART IIIA and/or IIIB. | X | | | Did you, your spouse, or dependent child have any reportable liability (more than $10,000) during the reporting period? If Yes, Complete and Attach PART VII. | X | | | Did you hold any reportable positions during the reporting period? If Yes, Complete and Attach PART VIII. | X | | | Did you have any reportable agreement or arrangement with an outside entity on the filing date? If Yes, Complete and Attach PART IX. | X | | | Did you receive compensation of more than $5,000 from a single source in the two prior years? If Yes, Complete and Attach PART X. | X | | Each question must be answered and the appropriate PART attached for each "YES" response. File this report and any amendments with the Secretary of the Senate, Office of Public Records, Room 232, Hart Senate Office Building, U.S. Senate, Washington, DC 20510. $200 Penalty for filing more than 30 days after due date. This Financial Disclosure Statement is required by the Ethics in Government Act of 1978, as amended. The statement will be made available by the Office of the Secretary of the Senate to any requesting person upon written application and will be reviewed by the Select Committee on Ethics. Any individual who knowingly and willfully falsifies, or who knowingly and willfully fails to file this report may be subject to civil and criminal sanctions. (See 5 U.S.C. app. 6, 104, and 18 U.S.C. 1001.) Certification I CERTIFY that the statements I have made on this form and all attached schedules are true, complete and correct to the best of my knowledge and belief. Signature of Reporting Individual: [illegible] Date (Month, Day, Year): 05-09-09 FOR OFFICIAL USE ONLY Do Not Write Below this Line RECEIVED SECRETARY OF THE SENATE PUBLIC RECORDS 09 MAY 15 PM 12:21 For Official Use Only - Do Not Write Below This Line Signature of Reviewing Official: Date (Month, Day, Year): It is the Opinion of the reviewer that the statements made in this form are in compliance with Title I of the Ethics in Government Act. [illegible]

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0000412151 Reporting Individual's Name Marco Rubio Page Number 2 PART II. EARNED AND NON-INVESTMENT INCOME Report the source (name and address), type, and amount of earned income to you from any source aggregating $200 or more during the reporting period. For your spouse, report the source (name and address) and type of earned income which aggregate $1,000 or more during the reporting period. No amount needs to be specified for your spouse. (See p.3, CONTENTS OF REPORTS Part B of instructions.) Do not report income from employment by the U.S. Government for you or your spouse. Individuals not covered by the Honoraria Ban: For you and /or your spouse, report honoraria income received which aggregates $200 or more by exact amount, give the date of, and describe the activity (speech, appearance or article) generating such honoraria payment. Do not include payments in lieu of honoraria reported on Part I. | | Name of Income Source | Address (City, State) | Type of Income | Amount | | :--- | :--- | :--- | :--- | :--- | | Example: | JP Computers | Wash., DC | Salary | $15,000 | | | MCI (Spouse) | Arlington, VA | Salary | Over $1,000 | | 1 | Broad & Cassel Law Firm | 2 S. Biscayne Blvd. Miami FL 33131 | Salary | 250,000 | | 2 | Florida Strategic Consultants | 2 S. Biscayne Blvd. Miami FL 33131 | Salary | 100,000 | | 3 | Florida International University Metro Center | 150 SE 2nd Avenue #500 Miami FL 33131 | Salary | 69,000 | | 4 | State of Florida House of Representatives | 111 W. Madison Street Tallahassee FL | Salary | 37,500 | | 5 | Rubio Consulting | 6060 SW 13th Street Miami FL 33144 | Distribution | 15,000 | | 6 | Marco Rubio, P.A. | 6060 SW 13th Street Miami FL 33144 | Salary | 15,000 | | 7 | | | | | | 8 | | | | | | 9 | | | | | | 10 | | | | | | 11 | | | | | | 12 | | | | | | 13 | | | | |

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00000412152 Reporting Individual's Name Marco Rubiao Page Number 3 PART IIIA. PUBLICLY TRADED ASSETS AND UNEARNED INCOME SOURCES BLOCK A Identity of Publicly Traded Assets And Unearned Income Sources Report the complete name of each publicly traded asset held by you, your spouse, or your dependent child. (See p.3, CONTENTS OF REPORTS Part B of Instructions) for production of income or investment which: (1) had a value exceeding $1,000 at the close of the reporting period; and/or (2) generated over $200 in "unearned" income during the reporting period. Include on

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08000412153 Reporting Individual's Name Marco Rubio Page Number 4 PART IIIB. NON-PUBLICLY TRADED ASSETS AND UNEARNED INCOME SOURCES BLOCK A Identity of Non-Publicly Traded Assets and Unearned Income Sources Report the name, address (city, state and description) of each interest held by you, your spouse, or your dependent child (See p.3, CONTENTS OF REPORTS Part B of Instructions) for the production of income or investment in a non-public trade or business which: (1) had a value exceeding $1,000 at the close of the reporting period; and/or (2) generated over $200 in "unearned" income during the reporting period. Include the above report for each underlying asset, which is not incidental to the trade or business. Publicly traded assets held by non-public entity may be listed on Part IIIA. Example: DC, or J: S. JP Computer, Software Design, Wash DC Undeveloped land, Dubuque, Iowa BLOCK B Valuation of Assets At the close of reporting period. If None, or less than $1,001, Check the first column. BLOCK C Type and Amount of Income If "None (or less than $201)" is Checked, no other entry is needed in Block C for that item. This includes income received or accrued to the benefit of the individual. Type of Income None Dividends Rent Interest Capital Gains Excepted Investment Fund Excepted Trust Qualified Blind Trust Other (Specify Type) Amount of Income None (or less than $201) $201 - $1,000 $1,001 - $2,500 $2,501 - $5,000 $5,001

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0000412154 Reporting Individual's Name MARCO RUBIO PART VII. LIABILITIES Report liabilities over $10,000 owed by you, your spouse, or dependent child (See p.3 CONTENTS OF REPORTS Part B of Instructions), to any one creditor at any time during the reporting period. Check the highest amount owed during the reporting period. Exclude: (1) Mortgages on your personal residences unless rented; (2) loans secured by automobiles, household furniture or appliances; and (3) liabilities owed to certain relatives listed in Instructions. See Instructions for reporting revolving charge accounts. Name of Creditor S. Example: DC, or J First District Bank (J) John Jones Address Wash., DC Wash., DC Type of Liability Mortgage on undeveloped land Promissory Note Date Incurred 1991 1999 Interest Rate 13% 10% Term if Applicable 25yrs On dmd Category of Amount of Value (x) $10,001 - $15,000 $15,001 - $50,000 $50,001 - $100,000 $100,001 - $250,000 $250,001 - $500,000 $500,001 - $1,000,000 Over $1,000,000*** $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 Over $50,000,000 EXAMPLE EXAMPLE Page Number 5 1 GMAC Mortgage PO Box 900119 Louisville, KY 40290 Mortgage on 2nd home 2005 7.0 25yrs X 2 Sallie Mae Wilkes Barre, PA Student Loan 1996 4.0 30yrs X 3 4 5 6 7 8 9 10 11 12 EXEMPTION TEST (see instructions before marking box): If you omitted any asset because it meets the three-part test for exemption described in the instructions, please check box to the right. *** This category applies only if the asset is/was held independently by the spouse or dependent child. If the asset is/was held independently by the spouse or dependent child. If the asset is/was held independently by the spouse or dependent child.

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00000412156 Reporting Individual's Name Marco Rubio Page Number 7 PART IX. AGREEMENTS OR ARRANGEMENTS Report your agreements or arrangements for future employment (including agreements with a publisher for writing a book or sale of other intellectual property), leaves of absence, continuation of payment by a former employer (including severance payments), or continuing participation in an employee benefit plan. See Instructions regarding the reporting of negotiations for any of these arrangements or benefits. | | Status and Terms of any Agreement or Arrangement | Parties | Date | | :--- | :--- | :--- | :--- | | Example: | Pursuant to partnership agreement, will receive lump sum payment of capital account & partnership share calculated on services performed through 11/0X and retained pension benefits (diversified, independently managed, fully funded, defined contribution plan). Employment agreement with XYZ Co. to become Vice President of Government Relations. Terms of agreement include salary between $50,001-$100,000, signing bonus between $2,501-$5,000 and stock options | Jones & Smith, Hometown, USA<br>XYZ Co., Bethesda, MD | 1/93<br>1/0X | | 1 | Contract between FIU & Marco Rubio for Academic Year 09-2010 | Florida International University & Marco Rubio | 05/09-05/10 | | 2 | | | | | 3 | | | | | 4 | | | | | 5 | | | | | 6 | | | | | 7 | | | | | 8 | | | | | 9 | | | | | 10 | | | | | 11 | | | | | 12 | | | | | 13 | | | | | 14 | | | |

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