Financial Disclosure - Rubio, U.S. Office of Government Ethics, Presidential Candidate Financial Disclosure Report (2015)

OGE Form 278e (March 2014) U.S. Office of Government Ethics; 5 C.F.R. part 2634 | Form Approved: OMB No. (3209-0001) Report Type: Candidate Year (Annual Report only): Date of Appointment/Termination: UNITED STATES OFFICE OF GOVERNMENT ETHICS ★ Preventing Conflicts of Interest in the Executive Branch RECEIVED FEC MAIL CENTER 2015 MAY 15 PM 4:12 Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) | Filer's Information | | | | | | :--- | :--- | :--- | :--- | :--- | | Last Name | First Name | MI | Position | Agency | | Rubio | Marco | A | Candidate for President | | Other Federal Government Positions Held During the Preceding 12 Months: United States Senator Name of Congressional Committee Considering Nomination (Nominees only): Filer's Certification - I certify that the statements I have made in this report are true, complete and correct to the best of my knowledge: Signature: [illegible] Date: 5/15/2015 Agency Ethics Official's Opinion – On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below) Signature: [illegible] Date: 5/20/2015 Other Review Conducted By: Signature: Bianca M. Dorney Date: May 19, 2015 U.S. Office of Government Ethics Certification (if required): Signature: [illegible] Date: 6/4/15 Comments of Reviewing Officials: Page 7 amended by filer. OGE/HAT/6-4-15 Reviewed for Apparent Compliance with the Federal Election Campaign Act

OGE Form 278e (March 2014) Instructions for Part 1 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Page Number Rubio, Marco 2 Part 1: Filer's Positions Held Outside United States Government # | Organization Name | City/State | Organization Type | Position Held | From | To 1. | Florida International University | Miami, FL | Educational Organization | Senior Fellow | May 2011 | Present 2. | | | | | | 3. | | | | | | 4. | | | | | | 5. | | | | | | 6. | | | | | | 7. | | | | | | 8. | | | | | | 9. | | | | | | 10. | | | | | | 11. | | | | | | 12. | | | | | | 13. | | | | | | 14. | | | | | | 15. | | | | | | 16. | | | | | | 17. | | | | | | 18. | | | | | | 19. | | | | | | 20. | | | | | |

OGE Form 278e (March 2014) Instructions for Part 2 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. | Filer's Name | Page Number | | :--- | :--- | | Rubio, Marco | 3 | **Part 2: Filer's Employment Assets and Income** | # | Description | EIF | Value | Income Type | Income Amount | | :--- | :--- | :--- | :--- | :--- | :--- | | 1. | Salary from Florida International University, Miami, FL | N/A | | Salary | $22,114.83 | | 2. | FIU 401(A) Temporary Employee Savings Plan (Bencor) Guaranteed Pooled Fund | Y | $1,001 - $15,000 | | None (or less than $201) | | 3. | ABA Retirement Fund Large-Cap Equity Fund | Y | None (or less than $1,001) | | $15,001 - $50,000 | | 4. | ABA Retirement Fund Small Mid-Cap Equity Fund | Y | None (or less than $1,001) | | $5,001 - $15,000 | | 5. | ABA Retirement Fund All Cap Index Equity Fund | Y | None (or less than $1,001) | | $15,001 - $50,000 | | 6. | ABA Retirement Fund Intl All Cap Equity Fund | Y | None (or less than $1,001) | | $5,001 - $15,000 | | 7. | ABA Retirement Fund Bond Core Plus Fund | Y | None (or less than $1,001) | | $5,001 - $15,000 | | 8. | ABA Retirement Fund Stable Asset Return Fund | Y | None (or less than $1,001) | | $15,001 - $50,000 | | 9. | Florida Retirement Service (state pension) ("value not readily ascertainable" - appx. $1,000/month at age 62) | N/A | | | | | 10. | | | | | | | 11. | | | | | | | 12. | | | | | | | 13. | | | | | | | 14. | | | | | | | 15. | | | | | | | 16. | | | | | | | 17. | | | | | | | 18. | | | | | | | 19. | | | | | |

OGE Form 278e (March 2014) Instructions for Part 3 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. | Filer's Name | Page Number | | :--- | :--- | | Rubio, Marco | 4 | **Part 3: Filer's Employment Agreements and Arrangements** | # | Employer or Party | City/State | Status and Terms | Date | | :--- | :--- | :--- | :--- | :--- | | 1. | Penguin Group USA | New York, NY | Book contract providing for royalty payments of 15% of hardcover edition, 7.5 to 10% of paperback editions, and 25% of audio editions (American Son) | Jan. 2012 | | 2. | Penguin Group USA | New York, NY | Book contract providing for 12.5 to 15% of hardcover editions, 7.5 to 10% of paperback editions, and 10 to 25% for audio editions and downloadable audio versions (American Dreams) | Dec. 2013 | | 3. | Florida International University | Miami, FL | Participant in FIU 401(A) Temporary Employee Savings Plan (Bencor) Guaranteed Pooled Fund | May 2011 | | 4. | Florida House of Representatives - State of Florida | Tallahassee, FL | Participant in defined benefit pension plan (Florida Retirement System); will receive appx. $1,000/month at age 62. | Jan. 2000 | | 5. | | | | | | 6. | | | | | | 7. | | | | | | 8. | | | | | | 9. | | | | | | 10. | | | | | | 11. | | | | | | 12. | | | | |

OGE Form 278e (March 2014) Instructions for Part 4 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. | Filer's Name | Page Number | | :--- | :--- | | Rubio, Marco | 5 | **Part 4: Filer's Sources of Compensation Exceeding $5,000 in a Year** | # | Source Name | City/State | Brief Description of Duties | | :--- | :--- | :--- | :--- | | 1. | | | | | 2. | | | | | 3. | | | | | 4. | | | | | 5. | | | | | 6. | | | | | 7. | | | | | 8. | | | | | 9. | | | | | 10. | | | | | 11. | | | | | 12. | | | | | 13. | | | | | 14. | | | | | 15. | | | | | 16. | | | | | 17 | | | | | 18. | | | | | 19. | | | | | 20. | | | |

OGE Form 278e (March 2014) Instructions for Part 5 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Page Number Rubio, Marco 6 Part 5: Spouse's Employment Assets and Income | # | Description | EIF | Value | Income Type | Income Amount | |---|---|---|---|---|---| | 1. | JDR Events, Miami, FL (event planning services) | N/A | $15,001 - $50,000 | Partnership Distributions | | | 2. | | | | | | | 3. | | | | | | | 4. | | | | | | | 5. | | | | | | | 6. | | | | | | | 7. | | | | | | | 8. | | | | | | | 9. | | | | | | | 10. | | | | | | | 11. | | | | | | | 12. | | | | | | | 13. | | | | | | | 14. | | | | | | | 15. | | | | | | | 16. | | | | | | | 17. | | | | | | | 18. | | | | | | | 19. | | | | | | | 20. | | | | | |

OGF Form 278e (March 2014) Instructions for Part 6 NYC Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Rubio, Marco Page Number 7 Part 6: Other Assets and Income | # | Description | EIF | Value | Income Type | Income Amount | |---|---|---|---|---|---| | 1. | Citibank (Miami, FL) Checking Account (Joint) | N/A | $100,001 - $250,000 | | None (or less than $201) | | 2. | Citibank (Miami, FL) Money Market Account (Joint) | N/A | $50,001 - $100,000 | | None (or less than $201) | | 3. | TD Ameritrade (Omaha, NE) Savings Account (Self) | N/A | $1,001 - $15,000 | | None (or less than $201) | | 4. | The Coca Cola Company (Corporate Securities/Stock) (Self) | N/A | $1,001 - $15,000 | | None (or less than $201) | | 5. | Scholars Choice College Savings Program by CollegeInvest (Colorado) 529 (Age Based Option: Age 10-12A and B) | Y | $1,001 - $15,000 | | None (or less than $201) | | 6. | Scholars Choice College Savings Program by CollegeInvest (Colorado) 529 (Age Based Option: Age 13-15A and B) | Y | $1,001 - $15,000 | | None (or less than $201) | | 7. | Florida Prepaid College Plans (4 Year University Tuition Plan) (529 College Savings Account) (Self) | N/A | $15,001 - $50,000 | | None (or less than $201) | | 8. | Florida Prepaid College Plans (4 Year University Tuition Plan) (529 College Savings Account) (Self) | N/A | $15,001 - $50,000 | | None (or less than $201) | | 9. | Florida Prepaid College Plans (4 Year University Tuition Plan) (529 College Savings Account) (Self) | N/A | $1,001 - $15,000 | | None (or less than $201) | | 10. | Florida Prepaid College Plans (4 Year University Tuition Plan) (529 College Savings Account) (Self) | N/A | $1,001 - $15,000 | | None (or less than $201) | | 11. | Rental Property (Residential Real Estate, Tallahassee, FL) (Self) | N/A | $100,001 - $250,000 | Rent | $5,001 - $15,000 | | 12. | American Dreams by Marco Rubio, Penguin Group, Livonia, MI ("value not readily ascertainable") | N/A | | Royalties | $100,001 - $1,000,000 | | 13. | American Son by Marco Rubio, Penguin Group, New York, New York ("value not readily ascertainable") | N/A | | Royalties | None (or less than $201) | | 14. | | | | | | | 15. | | | | | | | 16.1 | | | | | | | 17. | | | | | | | 18. | | | | | | | 19. | | | | | |

OGE Form 278e (March 2014) Instructions for Part 7 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. | Filer's Name | Page Number | | :--- | :--- | | Rubio, Marco | 8 | Part 7: Transactions | # | Description | Type | Date | Amount | | :--- | :--- | :--- | :--- | :--- | | 1. | | | | | | 2. | | | | | | 3. | | | | | | 4. | | | | | | 5. | | | | | | 6. | | | | | | 7. | | | | | | 8. | | | | | | 9. | | | | | | 10. | | | | | | 11. | | | | | | 12. | | | | | | 13. | | | | | | 14. | | | | | | 15. | | | | | | 16. | | | | | | 17. | | | | | | 18. | | | | | | 19. | | | | | | 20. | | | | |

OGE Form 278e (March 2014) Instructions for Part 8 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name | Page Number Rubio, Marco | 9 Part 8: Liabilities | # | Creditor Name | Type | Amount | Year Incurred | Rate | Term | |---|---|---|---|---|---|---| | 1. | Chase | Mortgage (Self) | $250,001 - $500,000 | 2006 | 6.5% | 30 Years | | 2. | Ocwen (GMAC) | Mortgage (Self) | $100,001 - $250,000 | 2005 | 4.25% | 30 Years | | 3. | U.S. Century Bank | Home Equity Line of Credit (Self) | $100,001 - $250,000 | 2006 | 7.25% | 10 Years | | 4. | | | | | | | | 5. | | | | | | | | 6. | | | | | | | | 7. | | | | | | | | 8. | | | | | | | | 9. | | | | | | | | 10. | | | | | | | | 11. | | | | | | | | 12. | | | | | | | | 13. | | | | | | | | 14. | | | | | | | | 15. | | | | | | | | 16. | | | | | | | | 17. | | | | | | | | 18. | | | | | | | | 19. | | | | | | | | 20. | | | | | | |

OGE Form 278e (March 2014) Instructions for Part 9 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. | Filer's Name | Page Number | | :--- | :--- | | Rubio, Marco | 10 | **Part 9: Gifts and Travel Reimbursements** | # | Source Name | City/State | Brief Description | Value | | :--- | :--- | :--- | :--- | :--- | | 1. | | | | | | 2. | | | | | | 3. | | | | | | 4. | | | | | | 5. | | | | | | 6. | | | | | | 7. | | | | | | 8. | | | | | | 9. | | | | | | 10. | | | | | | 11. | | | | | | 12. | | | | | | 13. | | | | | | 14. | | | | | | 15. | | | | | | 16. | | | | | | 17. | | | | | | 18. | | | | | | 19. | | | | | | 20. | | | | |