Financial Disclosure - Rubio, U.S. Senate, Amendment 1 to Annual Report (2013)

United States Senate · May 18, 2015

This U.S. Senate financial disclosure form details Senator Marco Rubio’s annual report for calendar year 2013, listing his income, assets, liabilities, and outside agreements. The amended document was electronically filed on May 18, 2015.

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United States Senate Financial Disclosures Annual Report for Calendar 2013 (Amendment 1) The Honorable Marco Rubio (Rubio, Marco) Filed 05/18/2015 @ 12:14 PM The following statements were checked before filing: [x] I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. [x] I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report. [ ] I omitted assets because they meet the three-part test for exemption. Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf, for an article, speech, or appearance? No Part 2. Earned and Non-Investment Income Did you or your spouse have reportable earned income or non-investment income? Yes | # | Who Was Paid | Type | Who Paid | Amount Paid | |---|---|---|---|---| | 1 | Self | Salary | Florida International University Miami, FL | $22,115.00 | | 2 | Self | Royalties | Penguin Group Livonia, MI | $345,000.00 | | 3 | Spouse | Partnership Distributions | JDR Events Miami, FL | > $1,000 | Part 3. Assets * Amended Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over $5,000, or receive income of more than $200 from an asset? Yes | Asset | Asset Type | Owner | Value | Income Type | Income | |---|---|---|---|---|---| | 1 | ABA Retirement Fund, Stable | Retirement | Self | $15,001 - | None, | None |

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| | Asset Return Fund | Plans | | $50,000 | | (or less | | :--- | :--- | :--- | :--- | :--- | :--- | :--- | | | | IRA | | | | than | | | | | | | | $201) | | 2 | ABA Retirement Funds, Bond Core Plus Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 3 | ABA Retirement Funds, Large Cap Equity Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 4 | ABA Retirement Funds, All Cap Index Equity Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 5 | ABA Retirement Funds, Small-Mid Cap Equity Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 6 | ABA Retirement Funds, Intl All Cap Equity Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 7 | Citibank (Miami, FL) Type: Checking, | Bank Deposit | Joint | $100,001 - $250,000 | Interest, | None (or less than $201) | | 8 | Citibank (Miami, FL) Type: Money Market Account, | Bank Deposit | Joint | $50,001 - $100,000 | Interest, | None (or less than $201) | | 9 | TD Ameritrade (Omaha, NE) Type: Savings, | Bank Deposit | Self | $1,001 - $15,000 | None, | None (or less than | *Note: The table above represents the visual layout. To strictly preserve line breaks as requested within a Markdown table structure, the content is combined where cells span multiple lines in the source, or represented with line breaks if possible. Below is the text transcribed with line breaks preserved as they appear in the visual flow, formatted as a table.* | | Asset Return Fund | Plans | | $50,000 | | (or less | |---|---|---|---|---|---|---| | | | IRA | | | | than | | | | | | | | $201) | | 2 | ABA Retirement Funds, Bond Core Plus Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 3 | ABA Retirement Funds, Large Cap Equity Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 4 | ABA Retirement Funds, All Cap Index Equity Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 5 | ABA Retirement Funds, Small-Mid Cap Equity Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 6 | ABA Retirement Funds, Intl All Cap Equity Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 7 | Citibank (Miami, FL) Type: Checking, | Bank Deposit | Joint | $100,001 - $250,000 | Interest, | None (or less than $201) | | 8 | Citibank (Miami, FL) Type: Money Market Account, | Bank Deposit | Joint | $50,001 - $100,000 | Interest, | None (or less than $201) | | 9 | TD Ameritrade (Omaha, NE) Type: Savings, | Bank Deposit | Self | $1,001 - $15,000 | None, | None (or less than |

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$201) | | | | | | | | | :--- | :--- | :--- | :--- | :--- | :--- | :--- | | 10 | KO | Corporate Securities Stock | Self | $1,001 - $15,000 | Dividends, | None (or less than $201) | | 11 | Age Based Option: Age 10-12 A and B Institution: Scholars Choice | 529 College Savings Account Savings | Spouse | $1,001 - $15,000 | None, | None (or less than $201) | | 12 | Age-Based Option: Age 13-15 A and B Institution: Scholars Choice | 529 College Savings Account Savings | Spouse | $1,001 - $15,000 | None, | None (or less than $201) | | 13 | FIU 401(A) Temporary Employee Savings Plan (Bencor) Guaranteed Pooled Fund

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Prepaid Tuition | 17 | **4 Year University Tuition Plan** *Institution*: Florida Prepaid College Plans | 529 College Savings Account Prepaid Tuition | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 18 | **Rental Property** *Description*: Residence (Tallahassee, FL) | Real Estate Residential | Self | $100,001 - $250,000 | Rent/Royalties, | $5,001 - $15,000 | | 19 | **Florida Retirement System Pension Plan** *Filer comment*: The State of Florida does not ascribe a value to this defined benefit pension plan, will receive approximately $1,000 monthly at age 62. | Retirement Plans Defined Benefit Pension Plan | Self | Unascertainable | None, | None (or less than $201) | **Part 4a. Periodic Transaction Report Summary** In this section, electronically filed periodic transaction report (PTR) transactions are displayed for you. Have you filed any paper-based PTRs in this period? **No** **Part 4b. Transactions** Did you, your spouse, or dependent child buy, sell, or exchange an asset that exceeded $1,000? **No** **Part 5. Gifts** Did you, your spouse, or dependent child receive any reportable gift during the reporting period? **No** **Part 6. Travel** Did you, your spouse, or dependent child receive any reportable travel or reimbursements for travel? **No** **Part 7. Liabilities** Did you, your spouse, or dependent child have a liability worth more than $10,000 at any time? **Yes** Rate

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# Incurred Debtor Type Points (Term) Amount Creditor Comments 1 2006 Self Mortgage 0 6.5% (30 years) $250,001 - $500,000 Chase Columbus, OH - 2 2005 Self Mortgage 0 4.25% (30) $100,001 - $250,000 Ocwen (GMAC) Waterloo, IA - 3 2006 Self Home Equity Line of Credit - 7.25% (10 years) $100,001 - $250,000 U.S. Century Bank Miami, FL - **Part 8. Positions** Did you hold any outside positions during the reporting period? **Yes** | # | Position Dates | Position Held | Organization | Organization Type | Comments | | :--- | :--- | :--- | :--- | :--- | :--- | | 1 | May 2011 to present | Other (Senior Fellow) | Florida International University Miami, FL | Educational Organization | | **Part 9. Agreements \* Amended** Did you have any reportable agreement or arrangement with an outside entity? **Yes** | # | Date | Parties Involved | Type | Status and Terms | | :--- | :--- | :--- | :--- | :--- | | 1 | Jan 2012 | Penguin Group USA New York, NY | Royalty Agreement | Book contract providing for royalty payments of 15% of hardcover edition, 7.5 to 10% of paperback editions, and 25% of audio editions. | | 2 | Dec 2013 | Penguin Group USA New York, NY | Royalty Agreement | Book contract providing for 12.5 to 15% of hardcover editions, 7.5-10% of paperback editions, and 10-25% for audio editions and downloadable audio versions. | | 3 | Jan 2000 | Florida Retirement System Tallahassee, FL | Continuing participation in an employee benefit plan | Florida Retirement System defined benefit pension plan. Will begin receiving monthly payments of approximately $1,000 upon reaching the age of 62, |

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Part 10. Compensation If this is your first report, or you are a candidate did you receive compensation of more than $5,000 from a single source in the two prior years? No Attachments & Comments No attachments added. No comments added.