Financial Disclosure - Rubio, U.S. Senate, Annual Report (2013)

United States Senate · May 15, 2014

This U.S. Senate annual financial disclosure covers Senator Marco Rubio’s calendar year 2013 finances, detailing earned income, asset holdings, retirement accounts, real estate, liabilities, and outside positions.

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United States Senate Financial Disclosures Annual Report for Calendar 2013 The Honorable Marco Rubio (Rubio, Marco) Filed 05/15/2014 @ 5:58 PM The following statements were checked before filing: [x] I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. [x] I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report. [ ] I omitted assets because they meet the three-part test for exemption. Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf, for an article, speech, or appearance? No Part 2. Earned and Non-Investment Income Did you or your spouse have reportable earned income or non-investment income? Yes | # | Who Was Paid | Type | Who Paid | Amount Paid | |---|---|---|---|---| | 1 | Self | Salary | Florida International University Miami, FL | $22,115.00 | | 2 | Self | Royalties | Penguin Group Livonia, MI | $345,000.00 | | 3 | Spouse | Partnership Distributions | JDR Events Miami, FL | > $1,000 | Part 3. Assets Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over $5,000, or receive income of more than $200 from an asset? Yes | Asset | Asset Type | Owner | Value | Income Type | Income | |---|---|---|---|---|---| | 1 ABA Retirement Fund, Stable Asset Return Fund | Retirement Plans | Self | $15,001 - $50,000 | None, | None (or less |

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| | | | | | | | |---|---|---|---|---|---|---| | | | IRA | | | | than $201) | | 2 | **ABA Retirement Funds, Bond Core Plus Fund** | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 3 | **ABA Retirement Funds, Large Cap Equity Fund** | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 4 | **ABA Retirement Funds, All Cap Index Equity Fund** | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 5 | **ABA Retirement Funds, Small-Mid Cap Equity Fund** | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 6 | **ABA Retirement Funds, Intl All Cap Equity Fund** | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 7 | **Citibank** (Miami, FL) *Type*: Checking, | Bank Deposit | Joint | $100,001 - $250,000 | Interest, | None (or less than $201) | | 8 | **Citibank** (Miami, FL) *Type*: Money Market Account, | Bank Deposit | Joint | $50,001 - $100,000 | Interest, | None (or less than $201) | | 9 | **TD Ameritrade** (Omaha, NE) *Type*: Savings, | Bank Deposit | Self | $1,001 - $15,000 | None, | None (or less than | *Note: Line breaks within cells have been preserved using ` ` in the markdown table structure to represent the visual layout, and bold/italic styling is noted where apparent but transcribed as ordinary text per instructions.* **Detailed Transcription with Line Breaks:** | | | | | | | | |---|---|---|---|---|---|---| | | | IRA | | | | than $201) | | 2 | ABA Retirement Funds, Bond Core Plus Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 3 | ABA Retirement Funds, Large Cap Equity Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 4 | ABA Retirement Funds, All Cap Index Equity Fund | Retirement

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$201) | 10 | KO | Corporate Securities Stock | Self | $1,001 - $15,000 | Dividends, | None (or less than $201) | | :--- | :--- | :--- | :--- | :--- | :--- | :--- | | 11 | Age Based Option: Age 10-12 A and B *Institution*: Scholars Choice | 529 College Savings Account Savings | Spouse | $1,001 - $15,000 | None, | None (or less than $201) | | 12 | Age-Based Option: Age 13-15 A and B *Institution*: Scholars Choice | 529 College Savings Account Savings | Spouse | $1,001 - $15,000 | None, | None (or less than $201) | | 13 | FIU 401(A) Temporary Employee Savings Plan (Bencor) Guaranteed Pooled Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 14 | 4 Year University Tuition Plan *Institution*: Florida Prepaid College Plans | 529 College Savings Account Prepaid Tuition | Self | $15,001 - $50,000 | None, | None (or less than $201) | | 15 | 4 Year University Tuition Plan *Institution*: Florida Prepaid College Plans | 529 College Savings Account Prepaid Tuition | Self | $15,001 - $50,000 | None, | None (or less than $201) | | 16 | 4 Year University Tuition Plan *Institution*: Florida Prepaid College Plans | 529 College Savings Account Prepaid | Self | $1,001 - $15,000 | None, | None (or less than $201) | (Note: The text in the cells is multi-line in the original image. Below is a transcription preserving the line breaks as they appear visually, row by row.) $201) 10 KO Corporate Securities Stock Self $1,001 - $15,000 Dividends, None (or less than $201) 11 Age Based Option: Age 10-12 A and B Institution: Scholars Choice 529 College Savings Account Savings Spouse $1,001 - $15,000 None, None (or less than $201) 12 Age-Based Option: Age 13-15 A and B Institution: Scholars Choice 529 College Savings Account Savings Spouse $1,001 - $15,000 None, None (or less than $201) 13 FIU 401(A) Temporary Employee Savings Plan (Bencor) Guaranteed Pooled Fund Retirement Plans IRA Self $1,001 - $15,000 None, None (or less than $201) 14 4 Year University Tuition Plan Institution: Florida Prepaid College Plans 529 College Savings Account Prepaid Tuition Self $15,001 - $50,000 None, None (or less than $201) 15 4 Year University Tuition Plan Institution: Florida Prepaid College Plans 529 College Savings Account Prepaid Tuition Self $15,001 - $50,000 None, None (or less than $201) 16 4 Year University Tuition Plan Institution: Florida Prepaid College Plans 529 College Savings Account Prepaid Self $1,001 - $15,000 None, None (or less than $201) **Markdown Table Representation:** | | | | | | | $201) | |---|---|---|---|---|---|---| | 10 | KO | Corporate Securities Stock | Self | $1,001 - $15,000 | Dividends, | None (or less than $201) | | 11 | Age Based Option: Age 10-12 A and B Institution: Scholars Choice | 529 College Savings Account Savings | Spouse | $1,001 - $15,000 | None, | None (or less than $201) | | 12 | Age-Based Option: Age 13-15 A and B Institution: Scholars Choice | 529 College Savings Account Savings | Spouse | $1,001 - $15,000 | None, | None (or less than $201) | | 13 | FIU 401(A) Temporary Employee Savings Plan (Bencor) Guaranteed Pooled Fund | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 14 | 4 Year University Tuition Plan Institution: Florida Prepaid College Plans | 529 College Savings Account Prepaid Tuition | Self | $15,001 - $50,000 | None, | None (or less than $201) | | 15 | 4 Year University Tuition Plan Institution: Florida Prepaid College Plans | 529 College Savings Account Prepaid Tuition | Self | $15,001 - $50,000 | None, | None (or less than $201) | | 16 | 4 Year University Tuition Plan Institution: Florida Prepaid College Plans | 529 College Savings Account Prepaid | Self | $1,001 - $15,000 | None, | None (or less than $201) |

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Tuition 17 **4 Year University Tuition Plan** *Institution*: Florida Prepaid College Plans 529 College Savings Account Prepaid Tuition Self $1,001 - $15,000 None, None (or less than $201) 18 **Rental Property** *Description*: Residence (Tallahassee, FL) Real Estate Residential Self $100,001 - $250,000 Rent/Royalties, $5,001 - $15,000 **Part 4a. Periodic Transaction Report Summary** In this section, electronically filed periodic transaction report (PTR) transactions are displayed for you. Have you filed any paper-based PTRs in this period? **No** **Part 4b. Transactions** Did you, your spouse, or dependent child buy, sell, or exchange an asset that exceeded $1,000? **No** **Part 5. Gifts** Did you, your spouse, or dependent child receive any reportable gift during the reporting period? **No** **Part 6. Travel** Did you, your spouse, or dependent child receive any reportable travel or reimbursements for travel? **No** **Part 7. Liabilities** Did you, your spouse, or dependent child have a liability worth more than $10,000 at any time? **Yes** | # | Incurred | Debtor | Type | Points | Rate (Term) | Amount | Creditor | Comments | | :--- | :--- | :--- | :--- | :--- | :--- | :--- | :--- | :--- | | 1 | 2006 | Self | Mortgage | 0 | 6.5% (30 years) | $250,001 - $500,000 | Chase Columbus, OH | - | | 2 | 2005 | Self | Mortgage | 0 | 4.25% (30) | $100,001 - $250,000 | Ocwen (GMAC) | - |

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Waterloo, IA 3 2006 Self Home Equity Line of Credit - 7.25% (10 years) $100,001 - $250,000 U.S. Century Bank Miami, FL - **Part 8. Positions** Did you hold any outside positions during the reporting period? **Yes** | # | Position Dates | Position Held | Organization | Organization Type | Comments | |---|---|---|---|---|---| | 1 | May 2011 to present | Other (Senior Fellow) | Florida International University Miami, FL | Educational Organization | | **Part 9. Agreements** Did you have any reportable agreement or arrangement with an outside entity? **Yes** | # | Date | Parties Involved | Type | Status and Terms | |---|---|---|---|---| | 1 | Jan 2012 | Penguin Group USA New York, NY | Royalty Agreement | Book contract providing for royalty payments of 15% of hardcover edition, 7.5 to 10% of paperback editions, and 25% of audio editions. | | 2 | Dec 2013 | Penguin Group USA New York, NY | Royalty Agreement | Book contract providing for 12.5 to 15% of hardcover editions, 7.5-10% of paperback editions, and 10-25% for audio editions and downloadable audio versions. | **Part 10. Compensation** **If this is your first report, or you are a candidate** did you receive compensation of more than $5,000 from a single source in the **two** prior years? **No** **Attachments & Comments**

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