Financial Disclosure - Rubio, U.S. Senate, Annual Report (2014)

United States Senate · May 15, 2015

This document is a U.S. Senate financial disclosure form filed by Senator Marco Rubio for the calendar year 2014. It details his earned income, assets, liabilities, retirement accounts, and outside professional agreements.

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United States Senate Financial Disclosures Annual Report for Calendar 2014 The Honorable Marco Rubio (Rubio, Marco) Filed 05/15/2015 @ 4:44 PM The following statements were checked before filing: [x] I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. [x] I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report. [ ] I omitted assets because they meet the three-part test for exemption. Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf, for an article, speech, or appearance? No Part 2. Earned and Non-Investment Income Did you or your spouse have reportable earned income or non-investment income? Yes | # | Who Was Paid | Type | Who Paid | Amount Paid | |---|---|---|---|---| | 1 | Self | Salary | Florida International University Miami, FL | $22,114.83 | | 2 | Self | Royalties | Penguin Group Livonia, MI | $30,000.00 | | 3 | Self | Retirement | ABA Retirement Funds Boston, MA | $68,241.09 | | 4 | Spouse | Partnership Distributions | JDR Events Miami, FL | > $1,000 | Part 3. Assets Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over $5,000, or receive income of more than $200 from an asset? Yes | Asset | Asset Type | Owner | Value | Income Type | Income | |---|---|---|---|---|---| | | | | | | |

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| 1 | **Citibank** (Miami, FL) *Type*: Checking, | Bank Deposit | Joint | $100,001 - $250,000 | Interest, | None (or less than $201) | |---|---|---|---|---|---|---| | 2 | **Citibank** (Miami, FL) *Type*: Money Market Account, | Bank Deposit | Joint | $50,001 - $100,000 | Interest, | None (or less than $201) | | 3 | **TD Ameritrade** (Omaha, NE) *Type*: Savings, | Bank Deposit | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 4 | **KO** | Corporate Securities Stock | Self | $1,001 - $15,000 | Dividends, | None (or less than $201) | | 5 | **Age Based Option: Age 10-12 A and B** *Institution*: Scholars Choice | 529 College Savings Account Savings | Spouse | $1,001 - $15,000 | None, | None (or less than $201) | | 6 | **Age-Based Option: Age 13-15 A and B** *Institution*: Scholars Choice | 529 College Savings Account Savings | Spouse | $1,001 - $15,000 | None, | None (or less than $201) | | 7 | **FIU 401(A) Temporary Employee Savings Plan (Bencor) Guaranteed Pooled Fund** | Retirement Plans IRA | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 8 | **4 Year University Tuition Plan** *Institution*: Florida Prepaid College Plans | 529 College Savings Account Prepaid | Self | $15,001 - $50,000 | None, | None (or less than $201) |

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Tuition | 9 | **4 Year University Tuition Plan** *Institution*: Florida Prepaid College Plans | 529 College Savings Account Prepaid Tuition | Self | $15,001 - $50,000 | None, | None (or less than $201) | |---|---|---|---|---|---|---| | 10 | **4 Year University Tuition Plan** *Institution*: Florida Prepaid College Plans | 529 College Savings Account Prepaid Tuition | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 11 | **4 Year University Tuition Plan** *Institution*: Florida Prepaid College Plans | 529 College Savings Account Prepaid Tuition | Self | $1,001 - $15,000 | None, | None (or less than $201) | | 12 | **Rental Property** *Description*: Residence (Tallahassee, FL) | Real Estate Residential | Self | $100,001 - $250,000 | Rent/Royalties, | $5,001 - $15,000 | | 13 | **Florida Retirement System Pension Plan** *Filer comment*: The State of Florida does not ascribe a value to this defined benefit pension plan, will receive approximately $1,000 monthly at age 62. | Retirement Plans Defined Benefit Pension Plan | Self | Unascertainable | None, | None (or less than $201) | **Part 4a. Periodic Transaction Report Summary** In this section, electronically filed periodic transaction report (PTR) transactions are displayed for you. Have you filed any paper-based PTRs in this period? **No** **Part 4b. Transactions** Did you, your spouse, or dependent child buy, sell, or exchange an asset that exceeded $1,000? **Yes** Transaction Transaction

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# Owner Ticker Asset Name Type Date Amount Comment 1 Self – ABA Retirement Fund Large-Cap Equity Fund Sale (Full) 09/01/2014 $15,001 - $50,000 – 2 Self – ABA Retirement Fund Small Mid-Cap Equity Fund Sale (Full) 09/01/2014 $1,001 - $15,000 – 3 Self – ABA Retirement Fund All Cap Index Equity Fund Sale (Full) 09/01/2014 $15,001 - $50,000 – 4 Self – ABA Retirement Fund Intl All Cap Equity Fund Sale (Full) 09/01/2014 $1,001 - $15,000 – 5 Self – ABA Retirement Fund Bond Core Plus Fund Sale (Full) 09/01/2014 $1,001 - $15,000 – 6 Self – ABA Retirement Fund Stable Asset Return Fund Sale (Full) 09/01/2014 $15,001 - $50,000 – **Part 5. Gifts** Did you, your spouse, or dependent child receive any reportable gift during the reporting period? **No** **Part 6. Travel** Did you, your spouse, or dependent child receive any reportable travel or reimbursements for travel? **No** **Part 7. Liabilities** Did you, your spouse, or dependent child have a liability worth more than $10,000 at any time? **Yes** | # | Incurred | Debtor | Type | Points | Rate (Term) | Amount | Creditor | Comments | |---|---|---|---|---|---|---|---|---| | 1 | 2006 | Self | Mortgage | 0 | 6.5% (30 years) | $250,001 - $500,000 | Chase Columbus, OH | - | | 2 | 2005 | Self | Mortgage | 0 | 4.25% (30) | $100,001 - $250,000 | Ocwen (GMAC) Waterloo, IA | - | | 3 | 2006 | Self | Home Equity Line of Credit | - | 7.25% (10 years) | $100,001 - $250,000 | U.S. Century Bank Miami, FL | - |

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Part 8. Positions Did you hold any outside positions during the reporting period? Yes | # | Position Dates | Position Held | Organization | Organization Type | Comments | |---|---|---|---|---|---| | 1 | May 2011 to present | Other (Senior Fellow) | Florida International University Miami, FL | Educational Organization | | Part 9. Agreements Did you have any reportable agreement or arrangement with an outside entity? Yes | # | Date | Parties Involved | Type | Status and Terms | |---|---|---|---|---| | 1 | Jan 2012 | Penguin Group USA New York, NY | Royalty Agreement | Book contract providing for royalty payments of 15% of hardcover edition, 7.5 to 10% of paperback editions, and 25% of audio editions. | | 2 | Dec 2013 | Penguin Group USA New York, NY | Royalty Agreement | Book contract providing for 12.5 to 15% of hardcover editions, 7.5-10% of paperback editions, and 10-25% for audio editions and downloadable audio versions. | | 3 | Jan 2000 | Florida Retirement System Tallahassee, FL | Continuing participation in an employee benefit plan | Florida Retirement System defined benefit pension plan. Will begin receiving monthly payments of approximately $1,000 upon reaching the age of 62. | Part 10. Compensation If this is your first report, or you are a candidate did you receive compensation of more than $5,000 from a single source in the two prior years? No Attachments & Comments No attachments added. Comments ABA retirement income reported in Part 2 represents proceeds from the liquidation of ABA retirement account.

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