Financial Disclosure - Rubio, U.S. Senate, Annual Report (2010)

UNITED STATES SENATE FINANCIAL DISCLOSURE REPORT FOR ANNUAL AND TERMINATION REPORTS | Last Name | First Name and Middle Initial | Annual Report | Senate Office / Agency in Which Employed | | :--- | :--- | :--- | :--- | | Rubio | Marco A. | Calendar Year Covered by Report: 2010 | Rubio/ United States Senate | | Senate Office Address (Number, Street, City, State, and ZIP Code) | Senate Office Telephone Number (Include Area Code) | Termination Report | Prior Office / Agency in Which Employed | | :--- | :--- | :--- | :--- | | Hart Senate Office Building #317 | (202) 224-3041 | Termination Date (mm/dd/yy): | NA | AFTER READING THE INSTRUCTIONS - ANSWER EACH OF THESE QUESTIONS AND ATTACH THE RELEVANT PART | | YES | NO | | YES | NO | | :--- | :---: | :---: | :--- | :---: | :---: | | Did any individual or organization make a donation to charity in lieu of paying you for a speech, appearance, or article in the reporting period? If Yes, Complete and Attach PART I. | | ☒ | Did you, your spouse, or dependent child receive any reportable travel or reimbursements for travel in the reporting period (i.e., worth more than $335 from one source)? If Yes, Complete and Attach PART VI. | | ☒ | | Did you or your spouse have earned income (e.g., salaries or fees) or non-investment income of more than $200 from any reportable source in the reporting period? If Yes, Complete and Attach PART II. | ☒ | | Did you, your spouse, or dependent child have any reportable liability (more than $10,000) during the reporting period? If Yes, Complete and Attach PART VII. | ☒ | | | Did you, your spouse, or dependent child hold any reportable asset worth more than $1,000 at the end of the period, or receive unearned or investment income of more than $200 in the reporting period? If Yes, Complete and Attach PART IIIA and/or IIIB. | ☒ | | Did you hold any reportable positions on or before the date of filing in the current calendar year? If Yes, Complete and Attach PART VIII. | ☒ | | | Did you, your spouse, or dependent child purchase, sell, or exchange any reportable asset worth more than $1,000 in the reporting period? If Yes, Complete and Attach PART IV. | | ☒ | Do you have any reportable agreement or arrangement with an outside entity? If Yes, Complete and Attach PART IX. | ☒ | | | Did you, your spouse, or dependent child receive any reportable gift in the reporting period (i.e., aggregating more than $335 and not otherwise exempt)? If Yes, Complete and Attach PART V. | | ☒ | If this is your FIRST Report: Did you receive compensation of more than $5,000 from a single source in the two prior years? If Yes, Complete and Attach PART X. | ☒ | | Each question must be answered and the appropriate PART attached for each "YES" response. File this report and any amendments with the Secretary of the Senate, Office of Public Records, Room 232, Hart Senate Office Building, U.S. Senate, Washington, DC 20510. $200 Penalty for filing more than 30 days after due date. This Financial Disclosure Statement is required by the Ethics in Government Act of 1978, as amended. The statement will be made available by the Office of the Secretary of the Senate to any requesting person upon written application and will be reviewed by the Select Committee on Ethics. Any individual who knowingly and willfully falsifies, or who knowingly and willfully fails to file this report may be subject to civil and criminal sanctions. (See 5 U.S.C. app. 4, § 104, and 18 U.S.C. § 1001.) | Certification | Signature of Reporting Individual | Date (Month, Day, Year) | | :--- | :--- | :--- | | I CERTIFY that the statements I have made on this form and all attached schedules are true, complete and correct to the best of my knowledge and belief. | | 5/12/11 | FOR OFFICIAL USE ONLY Do Not Write Below this Line RECEIVED SECRETARY OF THE SENATE MAY 16 PM 2:35 For Official Use Only - Do Not Write Below This Line | It is the Opinion of the reviewer that the statements made in this form are in compliance with Title I of the Ethics in Government Act. | Signature of Reviewing Official | Date (Month, Day, Year) | | :--- | :--- | :--- | | | | | a/0 Brought to you by OpenSecrets.org

Reporting Individual's Name Rubio, Marco A. PART II. EARNED AND NON-INVESTMENT INCOME Page Number 2 Report the source (name and address), type, and amount of earned income to you from any source aggregating $200 or more during the reporting period. For your spouse, report the source (name and address) and type of earned income which aggregate $1,000 or more during the reporting period. No amount needs to be specified for your spouse. (See p.3, CONTENTS OF REPORTS Part B of Instructions.) Do not report income from employment by the U.S. Government for you or your spouse. Individuals not covered by the Honoraria Ban: For you and /or your spouse, report honoraria income received which aggregates $200 or more by exact amount, give the date of, and describe the activity (speech, appearance or article) generating such honoraria payment. Do not include payments in lieu of honoraria reported on Part I. | | Name of Income Source | Address (City, State) | Type of Income | Amount | |---|---|---|---|---| | Example: | JP Computers | Wash., DC Example | Salary Example | $15,000 | | | MCI (Spouse) | Arlington, VA Example | Salary Example | Over $1,000 | | 1 | Marco Rubio P.A. | Miami, FL | Salary/Distribution | $220,000 | | 2 | Florida International University | Miami, FL | Salary | $13,521.94 | | 3 | | | | | | 4 | | | | | | 5 | | | | | | 6 | | | | | | 7 | | | | | | 8 | | | | | | 9 | | | | | | 10 | | | | | | 11 | | | | | | 12 | | | | | | 13 | | | | | Brought to you by OpenSecrets.org

Reporting Individual's Name Rubio, Marco A. PART IIIA. PUBLICLY TRADED ASSETS AND UNEARNED INCOME SOURCES Page Number 3 BLOCK A Identity of Publicly Traded Assets And Unearned Income Sources Report the complete name of each publicly traded asset held by you, your spouse, or your dependent child, (See p.3, CONTENTS OF REPORTS Part B of Instructions) for production of income or investment which: (1) had a value exceeding $1,000 at the close of the reporting period; and/or (2) generated over $200 in "unearned" income during the reporting period. Include on this PART IIIA

Reporting Individual's Name Rubio, Marco A. PART IIIB. NON-PUBLICLY TRADED ASSETS AND UNEARNED INCOME SOURCES Page Number 4 BLOCK A Identity of Non-Publicly Traded Assets and Unearned Income Sources Report the name, address (city, state and description) of each interest held by you, your spouse, or your dependent child (See p.3, CONTENTS OF REPORTS Part B of Instructions) for the production of income or investment in a non-public trade or business which: (1) had a value exceeding $1,000 at the close of the reporting period; and/or (2) generated over $200 in "unearned" income during the reporting period.

Reporting Individual's Name Rubio, Marco A. PART IIIB. NON-PUBLICLY TRADED ASSETS AND UNEARNED INCOME SOURCES BLOCK A Identity of Non-Publicly Traded Assets and Unearned Income Sources Report the name, address (city, state and description) of each interest held by you, your spouse, or your dependent child (See p.3, CONTENTS OF REPORTS Part B of Instructions) for the production of income or investment in a non-public trade or business which: (1) had a value exceeding $1,000 at the close of the reporting period; and/or (2) generated over $200 in "unearned" income during the reporting period. Include the above report for each underlying asset, which is not incidental to the trade or business. Publicly traded assets held by non-public entity may be listed on Part IIIA. S, JP Computer, Software Design, Example: DC, Wash DC or J Undeveloped land, Dubuque, Iowa 1 Rental Property, Tallahassee, FL 2 Accounts Receivable, Marco Rubio P.A. Miami, FL 3 4 5 6 7 8 9 10 BLOCK B Valuation of Assets At the close of reporting period. If None, or less than $1,001, Check the first column. BLOCK C Type and Amount of Income Page Number 5 If "None (or less than $201)" is Checked, no other entry is needed in Block C for that item. This includes income received or accrued to the benefit of the individual. Type of Income Amount of Income None (or less than $1,001) $1,001-$15,000 $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 $250,001-$500,000 $500,000-$1,000,000 Over $1,000,000*** $1,000,001-$5,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000 Over $50,000,000 None Dividends Rent Interest Capital Gains Excepted Investment Fund Excepted Trust Qualified Blind Trust Other (Specify Type) None (or less than $201) $201-$1,000 $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000 $50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5,000,000 Over $1,000,000*** Over $5,000,000 Actual Amount Required if "Other" Specified X X X X X Example Example X X Example Example X X X X EXEMPTION TEST (see instructions before marking box): If you omitted any asset because it meets the three-part test for exemption described in the instructions, please check box to the right. *** This category applies only if the asset is/was held independently by the spouse or dependent child. If the asset is/was either held by the filer or jointly held, use the other categories of value, as appropriate. Brought to you by OpenSecrets.org

Reporting Individual's Name Rubio, Marco A. PART VII. LIABILITIES Page Number 6 Report liabilities over $10,000 owed by you, your spouse, or dependent child (See p.3 CONTENTS OF REPORTS Part B of Instructions), to any one creditor at any time during the reporting period. Check the highest amount owed during the reporting period. Exclude: (1) Mortgages on your personal residences unless rented; (2) loans secured by automobiles, household furniture or appliances; and (3) liabilities owed to certain relatives listed in Instructions. See Instructions for reporting revolving charge accounts. | Name of Creditor | Address | Type of Liability | Date Incurred | Interest Rate | Term if Applicable | Category of Amount

Reporting Individual's Name Rubio, Marco A. PART VIII. POSITIONS HELD OUTSIDE U.S. GOVERNMENT Page Number 7 Report any positions held by you during the applicable reporting period whether compensated or not. Positions include, but are not limited to those of an officer, director, trustee, general partner, proprietor, representative, employee, or consultant of any corporation, firm, partnership, or other business enterprise or any non-profit organization or educational institution. Both the year and month must be reported for the period of time that the position was held. Exclude: Positions with federal government, religious, social, fraternal, or political entities, and those solely of an honorary nature. | Name of Organization | Address (City, State) | Type of Organization | Position Held | From (Mo/Yr) | To (Mo/Yr) | | :--- | :--- | :--- | :--- | :--- | :--- | | Example: | National Assn. of Rock Collectors | NY,NY | EXAMPLE | Non-profit education | President | 6/91 | Present | | | Jones & Smith | Hometown, USA | EXAMPLE | Law Firm | Partner | 7/96 | 11/1X | | 1 | Marco Rubio, P.A. | Miami, FL | Law Firm | President | 6/08 | 1/11 | | 2 | Rubio Consulting | Miami, FL | Consulting Firm | President | 6/08 | 1/11 | | 3 | Florida International University | Miami, FL | University | Visiting Professor | 6/08 | 5/10 | | 4 | Latin Builders Association | Miami, FL | Non-Profit | Director | 9/08 | 1/11 | | 5 | Alfalit International | Miami, FL | Non-Profit | Director | 9/08 | 1/11 | | 6 | | | | | | | | 7 | | | | | | | | 8 | | | | | | | | 9 | | | | | | | | 10 | | | | | | | | 11 | | | | | | | | 12 | | | | | | | | 13 | | | | | | | Compensation in excess of $200 from any position must be reported in Part II. Brought to you by OpenSecrets.org

Reporting Individual's Name Rubio, Marco A. PART IX. AGREEMENTS OR ARRANGEMENTS Page Number 8 Report your agreements or arrangements for future employment (including agreements with a publisher for writing a book or sale of other intellectual property), leaves of absence, continuation of payment by a former employer (including severance payments), or continuing participation in an employee benefit plan. See Instructions regarding the reporting of negotiations for any of these arrangements or benefits. | | Status and Terms of any Agreement or Arrangement | Parties | | Date | | :--- | :--- | :--- | :--- | :--- | | Example: | Pursuant to partnership agreement, will receive lump sum payment of capital account & partnership share calculated on services performed through 11/1X and retained pension benefits (diversified, independently managed, fully funded, defined contribution plan) | Jones & Smith, Hometown, USA | Example | 1/94 | | | Employment agreement with XYZ Co. to become Vice President of Government Relations. Terms of agreement include salary between $50,001-$100,000, signing bonus between $2,501-$5,000 and stock options | XYZ Co., Bethesda, MD | Example | 1/1X | | 1 | Marco Rubio P.A., accounts receivable. | Marco Rubio P.A. | | 1/11 | | 2 | | | | | | 3 | | | | | | 4 | | | | | | 5 | | | | | | 6 | | | | | | 7 | | | | | | 8 | | | | | | 9 | | | | | | 10 | | | | | | 11 | | | | | | 12 | | | | | | 13 | | | | | | 14 | | | | | Brought to you by OpenSecrets.org

Reporting Individual's Name Rubio, Marco A. PART X. COMPENSATION IN EXCESS OF $5,000 PAID BY ONE SOURCE Page Number 9 FIRST TIME FILERS ONLY: Report sources of compensation received by you or your business affiliation for services provided directly by you during the reporting period. This includes the names of clients and customers of any corporation, firm, partnership, or other business enterprise, or any non-profit organization when you directly provided the services to the clients and/or customers of the firm that generated a fee or payment of more than $5,000. You need not report the U.S. Government as a source. | Name of Source | Address of Source | Brief Description of Duties | | | :--- | :--- | :--- | :--- | | **Example:** | *Jones & Smith* | *Hometown, TX* | *Legal Services* **EXAMPLE** | | | *Metro University (client of Jones & Smith* | *Moneytown, USA* | *Legal Services in connection with university construction* **EXAMPLE** | | 1 | Service Stations Maintenance (client of Marco Rubio, P.A.) | Miami, FL | Legal Services | | 2 | Braman Management (client of Marco Rubio P.A.) | Miami, FL | Legal Services | | 3 | Marin & Sons (client of Rubio Consulting and Marco Rubio, P.A.) | Miami, FL | Legal Services (Consulting services through Rubio Consulting) | | 4 | Court Options (client of Fla. Strategic Consulting and Marco Rubio, P.A.) | Miami, FL | Legal Services (Consulting / legal services through Fla Strategic Consulting) | | 5 | Miami Childrens Hospital (client of Fla. Strategic Consulting and Marco Rubio P.A.) | Miami, FL | Legal Services (Consulting / legal services through Fla Strategic Consulting) | | 6 | Larkin Community Hospital (client of Marco Rubio, P.A.) | Miami, FL | Legal Services | | 7 | Hypower Electric (client of Marco Rubio, P.A.) | Miami, FL | Legal Services | | 8 | Jackson Memorial Hospital (client of Fla. Strategic Consulting and Marco Rubio P.A.) | Miami, FL | Legal and Consulting Services | | 9 | Florida International University | Miami, FL | Visiting Professor | | 10 | Florida Strategic Consulting | Miami, FL | Consulting and Legal Services | | 11 | Broad & Cassel | Miami, FL | Legal Services | | 12 | State of Florida | Tallahassee, FL | State Government / Legislator | | 13 | Univision Network (client of Rubio Consulting) | Miami, FL | On-air Political Analysis | | 14 | Marco Rubio, P.A. | Miami, FL | Legal Services | | 15 | Rubio Consulting | Miami, FL | Legal and Consulting Services | Brought to you by OpenSecrets.org

Reporting Individual's Name Rubio, Marco A. PART X. COMPENSATION IN EXCESS OF $5,000 PAID BY ONE SOURCE Page Number 10 FIRST TIME FILERS ONLY: Report sources of compensation received by you or your business affiliation for services provided directly by you during the reporting period. This includes the names of clients and customers of any corporation, firm, partnership, or other business enterprise, or any non-profit organization when you directly provided the services to the clients and/or customers of the firm that generated a fee or payment of more than $5,000. You need not report the U.S. Government as a source. | | Name of Source | Address of Source | Brief Description of Duties | | :--- | :--- | :--- | :--- | | **Example:** | *Jones & Smith* | *Hometown, TX* | *Legal Services* **EXAMPLE** | | | *Metro University (client of Jones & Smith)* | *Moneytown, USA* | *Legal Services in connection with university construction* **EXAMPLE** | | 1 | MGI Hotels (client of Marco Rubio, PA) | Miami, FL | Legal Services | | 2 | | | | | 3 | | | | | 4 | | | | | 5 | | | | | 6 | | | | | 7 | | | | | 8 | | | | | 9 | | | | | 10 | | | | | 11 | | | | | 12 | | | | | 13 | | | | | 14 | | | | | 15 | | | | Brought to you by OpenSecrets.org