Campaign Finance - Rubio, U.S. Federal Election Commission, Marco Rubio for US Senate, Campaign Contributions Exceed Limits and Other Violations in October Quarterly Report (2010)

Image# 10330003069 FEDERAL ELECTION COMMISSION UNITED STATES OF AMERICA FEDERAL ELECTION COMMISSION WASHINGTON, D.C. 20463 RQ-2 December 20, 2010 KEITH A. DAVIS, TREASURER MARCO RUBIO FOR US SENATE 2030 SOUTH DOUGLAS ROAD SUITE 105 CORAL GABLES, FL 33134 Response Due Date 01/24/2011 IDENTIFICATION NUMBER: C00458844 REFERENCE: OCTOBER QUARTERLY REPORT (08/05/2010 - 09/30/2010) Dear Treasurer: This letter is prompted by the Commission's preliminary review of the report(s) referenced above. This notice requests information essential to full public disclosure of your federal election campaign finances. An adequate response must be received at the Senate Public Records Office by the response date noted above. Failure to adequately respond by the response date noted above could result in an audit or enforcement action. Additional information is needed for the following 4 item(s): 1. Schedule A of your report discloses one or more contributions that appear to exceed the limits set forth in the Act (see attachment #1). You should examine all of your contributions to check for additional excessive contributions. The Committee's procedures for processing contributions should also be reviewed. An individual or a political committee other than an authorized committee or qualified multi-candidate committee may not make a contribution to a candidate for federal office in excess of $2,400 per election. An authorized committee may not make a contribution to a candidate for federal office in excess of $2,000 per election. A qualified multi-candidate committee and all affiliated committees may not make a contribution(s) to a candidate for federal office in excess of $5,000 per election. The term "contribution" includes any gift, subscription, loan, advance, or deposit of money or anything of value made by any person for the purpose of influencing any election for federal office. (2 U.S.C. sec. 441a(a) and (f); 11 CFR sec. 110.1(b), (e) and (k)) If any apparently excessive contribution in question was incompletely or incorrectly disclosed, you must amend your original report with the clarifying information. If any contribution you received exceeds the limits, you may have to refund the excessive amount. Excessive contributions may be retained if, within sixty (60) days of receipt, the excessive portions are properly redesignated or reattributed. Guidelines for

Image# 10330003070 MARCO RUBIO FOR US SENATE Page 2 of 5 each option are provided below: For reattributions, excessive contributions from individuals can be retained, if within sixty (60) days of receipt, the excessive amount is properly reattributed to another person. Please note that reattributions only apply to excessive contributions from individuals. An excessive contribution is considered properly reattributed if (1) the contributors provide the committee with written documentation, signed by each contributor, authorizing a reattribution and indicating the amount of the contribution to be attributed to each contributor, or (2) the committee reattributes, by presumption, the excessive portion of the contribution if the contribution was made on a written instrument from a joint account and was signed by only one of the account holders. In this case, the treasurer must notify the contributors in writing within 60 days of receiving the contribution that the committee intends to reattribute the excessive portion and must give the contributor an opportunity to request a refund. (11 CFR § 110.1(k)(3)(ii)(B)) For redesignations, the funds can be retained if, within sixty (60) days of receipt, the excessive amount is properly redesignated for a different election. An excessive contribution is considered properly redesignated if (1) the committee obtains signed written documentation from the contributor(s) authorizing the redesignation of the contribution for another election, provided that the new designation does not exceed the limitations on contributions made with respect to that election, or (2) your committee redesignates by presumption the excessive portion of the contribution for another election provided that the new designation does not exceed the limitations on contributions made with respect to that election. In this case, the treasurer must notify the contributor of the redesignation in writing within 60 days of the treasurer's receipt of the contribution. The notification must give the contributor an opportunity to request a refund. (11 CFR § 110.1(b)(5)(ii)(B)) Please note that you cannot presumptively redesignate an excessive contribution from a multi-candidate committee. Also, a contribution can only be redesignated to a previous election to the extent that the contribution does not exceed the committee's net debts outstanding for that election. (11 CFR § 110.1(b)(3)(i)) If the foregoing conditions for reattributions or redesignations are not met within 60 days of receipt of the contribution, the excessive amount must be refunded. See 11 CFR § 103.3(b)(1). Please inform the Commission of your corrective action immediately in writing

Image# 10330003071 MARCO RUBIO FOR US SENATE Page 3 of 5 and provide photocopies of any refund checks and/ or letters reattributing or redesignating the contributions in question. Refunds are reported on Line 20 of the Detailed Summary Page and on a supporting Schedule B of the report covering the period in which they are made. Redesignations and reattributions are reported as memo entries on Schedule A of the report covering the period in which the authorization for the redesignation and/or reattribution is received. (11 CFR § 104.8(d)(2), (3) and (4)) The acceptance of excessive contributions is a serious problem. Again, the committee's procedures for processing contributions should be examined and corrected in order to avoid this problem. Although the Commission may take further legal action, prompt action by you to refund, redesignate, and/or reattribute of the excessive amount will be taken into consideration. 2. Schedule A of your report discloses one or more contributions received after the primary election that are designated for the primary. These contributions may only be accepted to the extent that the committee has net debts outstanding from the primary election. For more information on how to calculate net debts outstanding, please see page 25 of the Campaign Guide for Congressional Candidates and Committees, which is available online at http://www.fec.gov/pdf/candgui.pdf. (11 CFR § 110.1(b)(3)(i)) A contribution is considered made when the contributor relinquishes control over the contribution. A contributor shall be considered to have relinquished control over the contribution when it is delivered to the candidate, when it is delivered to an authorized committee of the candidate, or to an agent of an authorized committee of the candidate. A contribution that is mailed to any of the aforementioned recipients will be considered made on the date of the postmark. Envelopes should be retained for the committee's records. (11 CFR § 110.1(b)(6)) If any contribution in question was incompletely or incorrectly reported, you must amend your original report with the clarifying information. If a contribution exceeds the amount of net debts outstanding from the primary election, you may have to refund or redesignate the contribution. The funds can be retained if, within sixty (60) days of receipt, the excessive amount was properly redesignated for a different election. An excessive contribution is considered properly redesignated if (1) the committee obtains signed written documentation from the contributor(s) authorizing the redesignation of the contribution for another election provided that the new

Image# 10330003072 MARCO RUBIO FOR US SENATE Page 4 of 5 designation does not exceed the limitations on contributions made with respect to that election, or (2) the committee redesignates by presumption the excessive portion of the contribution for another election provided that the new designation does not exceed the limitations on contributions made with respect to that election. In this case, the treasurer must notify the contributor of the redesignation in writing within 60 days of the treasurer's receipt of the contribution. The notification must give the contributor an opportunity to request a refund. (11 CFR § 110.1(b)(5)(ii)(B)) If the foregoing conditions for redesignations are not met within 60 days of receipt, the excessive amount must be refunded. See 11 CFR § 103.3(b)(1). Please inform the Commission of your corrective action immediately in writing and provide photocopies of any refund checks and/or letters redesignating the contributions in question. Refunds are reported on Line 20 of the Detailed Summary Page and on a supporting Schedule B of the report covering the period in which they are made. Redesignations are reported as memo entries on Schedule A of the report covering the period in which the authorization for the redesignation is received. (11 CFR § 104.8(d)(2), (3) and (4)) The acceptance of excessive contributions is a serious problem. Again, the committee's procedures for processing contributions should be examined and corrected in order to avoid this problem. Although the Commission may take further legal action, prompt action by you to refund or redesignate the excessive amount will be taken into consideration. 3. Schedule A of your report indicates that your committee may have failed to file one or more of the required 48-hour notices regarding "last minute" contributions received by your committee after the close of books for the 12 Day Pre-Primary Report (see attachment #2). A principal campaign committee must notify the Commission, in writing, within 48 hours of any contribution of $1,000 or more received between two and twenty days before an election. These contributions are then reported on the next report required to be filed by the committee. To ensure that the Commission is notified of last minute contributions of $1,000 or more to your campaign, it is recommended that you review your procedures for checking contributions received during the aforementioned time period. The failure to file 48-hour notices may result in civil money penalties or legal enforcement action. If any contribution of $1,000 or more was incorrectly reported, you must amend your original report with the clarifying information. (11 CFR § 104.5(f)) 4. Your committee has previously established that it has been using "best efforts" to obtain the occupations and names of employers for contributors.

Image# 10330003073 MARCO RUBIO FOR US SENATE Page 5 of 5 This report discloses a significant increase in the number of entries for which the occupations and/or employers are not provided. Please note that the committee must make, in addition to the original solicitation, at least one additional written or oral request for the information within 30 days of the receipt of the contribution. A written request may not include an additional solicitation or material on any subject other than thanking the contributor for the contribution, and must include a pre-addressed post card or envelope for the contributor's response. An oral request must be documented in writing. (11 CFR §§ 104.3(a)(4)(i) and 104.7) Please note, you will not receive an additional notice from the Commission on this matter. Adequate responses must be received by the Commission on or before the due date noted above to be taken into consideration in determining whether audit action will be initiated. Failure to comply with the provisions of the Act may also result in an enforcement action against the committee. Any response submitted by your committee will be placed on the public record and will be considered by the Commission prior to taking enforcement action. Requests for extensions of time in which to respond will not be considered. A written response or an amendment to your original report(s) correcting the above problems should be filed with the Senate Public Records Office. Please contact the Senate Public Records Office at (202) 224-0322 for instructions on how and where to file an amendment. If you should have any questions regarding this matter or wish to verify the adequacy of your response, please contact me on our toll-free number (800) 424-9530 (at the prompt press 5 to reach the Reports Analysis Division) or my local number (202) 694-1165. Sincerely, Rebecca Hough Rebecca Hough Senior Campaign Finance Analyst Reports Analysis Division 469

Image# 10330003074 Excessive and/or Prohibited Contributions Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/10 - 9/30/10) Attachment #1 P = Primary Election G = General Election CONTRIBUTOR NAME DATE AMOUNT ELECTION ALESHIRE SUSAN MRS 8/26/2010 $2,500.00 G, 2010 ALTMAN THOMAS MR 4/23/2010 $400.00 P, 2010 ALTMAN THOMAS MR 4/23/2010 $400.00 P, 2010 ALTMAN THOMAS MR 5/19/2010 $200.00 P, 2010 ALTMAN THOMAS MR 6/14/2010 $4,000.00 P, 2010 ALTMAN THOMAS MR 8/9/2010 -$2,200.00 P, 2010 ASPLUNDH MYRA MS 1/8/2010 $250.00 P, 2010 ASPLUNDH MYRA MS 4/7/2010 $500.00 P, 2010 ASPLUNDH MYRA MS 5/20/2010 $500.00 P, 2010 ASPLUNDH MYRA MS 6/16/2010 $500.00 P, 2010 ASPLUNDH MYRA MS 8/16/2010 $1,000.00 P, 2010 ASPLUNDH MYRA MS 8/16/2010 $1,000.00 P, 2010 ASPLUNDH MYRA MS 8/17/2010 $1,000.00 P, 2010 BADOLATO D 9/21/2010 $2,500.00 G, 2010 BAINTER PAT 8/26/2010 $4,800.00 G, 2010 BIRCK MICHAEL J MR 6/3/2010 $500.00 P, 2010 BIRCK MICHAEL J MR 8/20/2010 $3,000.00 P, 2010 BIRDWELL STEVEN R 9/17/2010 $3,000.00 G, 2010 BROADY KENNETH S MR 8/20/2010 $4,800.00 P, 2010 BROWN ANNE U MS 9/9/2010 $2,500.00 G, 2010 BUCKLES DANIEL T 9/23/2010 $3,148.00 G, 2010 BURCHANAL WILLIAM MR 9/30/2010 $4,800.00 G, 2010 CLARKE VICTOR E MR 9/8/2010 $1,500.00 G, 2010 Page 1 of 12

Image# 10330003075 Excessive and/or Prohibited Contributions Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/10 - 9/30/10) Attachment #1 P = Primary Election G = General Election CONTRIBUTOR NAME DATE AMOUNT ELECTION CLARKE VICTOR E MR 9/27/2010 $1,000.00 G, 2010 CLARKE VICTOR E MR 11/5/2009 $1,000.00 P, 2010 CLARKE VICTOR E MR 5/18/2010 $500.00 P, 2010 CLARKE VICTOR E MR 8/20/2010 $1,400.00 P, 2010 CORRIGAN PAT MR 6/18/2010 $1,000.00 P, 2010 CORRIGAN PAT MR 8/17/2010 $1,000.00 P, 2010 CORRIGAN PAT MR 8/17/2010 $1,000.00 P, 2010 CORRIGAN PAT MR 8/18/2010 $1,000.00 P, 2010 CRAIG ANN REA 8/11/2010 $3,000.00 P, 2010 CUTLER DIANNE 9/22/2010 $2,400.00 G, 2010 CUTLER DIANNE 9/23/2010 $2,400.00 G, 2010 CUTLER JAMES 9/7/2010 $2,400.00 G, 2010 CUTLER JAMES 9/23/2010 $2,400.00 G, 2010 DUFFY CYRIL D MR 4/16/2010 $100.00 P, 2010 DUFFY CYRIL D MR 5/4/2010 $55.00 P, 2010 DUFFY CYRIL D MR 5/10/2010 $600.00 P, 2010 DUFFY CYRIL D MR 5/24/2010 $150.00 P, 2010 DUFFY CYRIL D MR 6/15/2010 $250.00 P, 2010 DUFFY CYRIL D MR 6/18/2010 $600.00 P, 2010 DUFFY CYRIL D MR 8/3/2010 $500.00 P, 2010 DUFFY CYRIL D MR 8/17/2010 $600.00 P, 2010 DUFFY CYRIL D MR 8/17/2010 $600.00 P, 2010 EDWARDS JEFFREY N MR 8/26/2010 $4,800.00 G, 2010 FERNANDEZ MIGUEL 9/21/2010 $4,800.00 G, 2010 FERNANDEZ MIGUEL 9/21/2010 $2,400.00 G, 2010 FERNANDEZ MIGUEL 9/23/2010 -$2,400.00 G, 2010 Page 2 of 12

Image# 10330003076 Excessive and/or Prohibited Contributions Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/10 - 9/30/10) Attachment #1 P = Primary Election G = General Election CONTRIBUTOR NAME DATE AMOUNT ELECTION FISHER ELMER F MR 8/16/2010 $1,000.00 P, 2010 FISHER ELMER F MR 8/16/2010 $1,000.00 P, 2010 FISHER ELMER F MR 8/17/2010 $1,000.00 P, 2010 FITZGERALD JOYCE M MRS 8/26/2010 $4,800.00 G, 2010 FITZGERALD THOMAS G MR 8/26/2010 $4,800.00 G, 2010 GALBRALTH JOHN WM MR 9/13/2010 $2,400.00 G, 2010 GALBRALTH JOHN WM MR 9/13/2010 $2,400.00 G, 2010 GATTI DOROTHEA MRS 8/26/2010 $4,800.00 G, 2010 GRAHAM EVELYN MS 5/13/2010 $1,000.00 P, 2010 GRAHAM EVELYN MS 8/19/2010 $1,000.00 P, 2010 GRAHAM EVELYN MS 8/20/2010 $1,000.00 P, 2010 GREEN JOYCE T MRS 7/15/2010 $500.00 P, 2010 GREEN JOYCE T MRS 8/20/2010 $4,800.00 P, 2010 GROW WESLEY R MR 5/10/2010 $250.00 P, 2010 GROW WESLEY R MR 5/10/2010 $250.00 P, 2010 GROW WESLEY R MR 5/11/2010 $1,000.00 P, 2010 GROW WESLEY R MR 5/12/2010 $100.00 P, 2010 GROW WESLEY R MR 6/8/2010 $250.00 P, 2010 GROW WESLEY R MR 6/10/2010 $200.00 P, 2010 GROW WESLEY R MR 6/14/2010 $700.00 P, 2010 GROW WESLEY R MR 6/30/2010 -$200.00 P, 2010 GROW WESLEY R MR 8/3/2010 $400.00 P, 2010 GROW WESLEY R MR 8/4/2010 $1,000.00 P, 2010 GROW WESLEY R MR 8/9/2010 -$400.00 P, 2010 GROW WESLEY R MR 8/9/2010 -$1,000.00 P, 2010 GROW WESLEY R MR 8/18/2010 $300.00 P, 2010 GROW WESLEY R MR 8/18/2010 $300.00 P, 2010 Page 3 of 12

Image# 10330003077 Excessive and/or Prohibited Contributions Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/10 - 9/30/10) Attachment #1 P = Primary Election G = General Election CONTRIBUTOR NAME DATE AMOUNT ELECTION GUMPERTZ DONALD G MR 7/28/2009 $100.00 P, 2010 GUMPERTZ DONALD G MR 8/26/2009 $100.00 P, 2010 GUMPERTZ DONALD G MR 9/30/2009 $250.00 P, 2010 GUMPERTZ DONALD G MR 11/12/2009 $250.00 P, 2010 GUMPERTZ DONALD G MR 11/12/2009 $250.00 P, 2010 GUMPERTZ DONALD G MR 11/12/2009 $250.00 P, 2010 GUMPERTZ DONALD G MR 12/15/2009 $250.00 P, 2010 GUMPERTZ DONALD G MR 3/31/2010 $250.00 P, 2010 GUMPERTZ DONALD G MR 5/10/2010 $500.00 P, 2010 GUMPERTZ DONALD G MR 6/10/2010 $500.00 P, 2010 GUMPERTZ DONALD G MR 6/15/2010 -$300.00 P, 2010 GUMPERTZ DONALD G MR 8/17/2010 $500.00 P, 2010 GUMPERTZ DONALD G MR 8/17/2010 $500.00 P, 2010 GUMPERTZ DONALD G MR 8/19/2010 $1,000.00 P, 2010 GUMPERTZ DONALD G MR 8/20/2010 $1,000.00 P, 2010 HARRIS LEIGH A MS 8/20/2010 $2,500.00 P, 2010 HARRIS RAY MR 3/31/2010 $1,500.00 P, 2010 HARRIS RAY MR 8/20/2010 $2,500.00 P, 2010 HENDERSON REYNOLDS MR 8/20/2010 $3,000.00 P, 2010 HENDERSON STACEY MRS 8/20/2010 $3,000.00 P, 2010 HILL AL G JR 9/17/2010 $4,800.00 G, 2010 HOLLOWAY JODI 1/27/2010 $1,000.00 P, 2010 HOLLOWAY JODI MRS 8/20/2010 $4,800.00 P, 2010 HOLLOWAY RANDALL 3/25/2010 $1,000.00 P, 2010 HOLLOWAY RANDALL MR 8/20/2010 $3,800.00 P, 2010 Page 4 of 12

Image# 10330003078 Excessive and/or Prohibited Contributions Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/10 - 9/30/10) Attachment #1 P = Primary Election G = General Election CONTRIBUTOR NAME DATE AMOUNT ELECTION HUFFARD MARY KATHRYN B MS 6/30/2010 $2,400.00 P, 2010 HUFFARD MARY KATHRYN B MS 6/30/2010 $2,400.00 P, 2010 HUFFARD MARY KATHRYN B MS 8/4/2010 $2,300.00 P, 2010 HUFFARD MARY KATHRYN B MS 8/9/2010 -$2,300.00 P, 2010 JENKINS HOWARD M MR 8/27/2010 $4,800.00 G, 2010 JENKINS PATRICIA LYNN MRS 8/27/2010 $4,800.00 G, 2010 JONES BETH 9/21/2010 $8,000.00 G, 2010 KATZ CARY 12/24/2009 $2,400.00 P, 2010 KATZ CARY 6/14/2010 $2,400.00 P, 2010 KATZ CARY 8/9/2010 $2,400.00 P, 2010 KLEINER WALTER H MR 12/31/2009 $275.00 G, 2010 KLEINER WALTER H MR 3/31/2010 $250.00 G, 2010 KLEINER WALTER H MR 4/23/2010 $250.00 G, 2010 KLEINER WALTER H MR 7/7/2010 $1,218.75 G, 2010 KLEINER WALTER H MR 7/13/2010 $250.00 G, 2010 KLEINER WALTER H MR 9/21/2010 $750.00 G, 2010 KRUSE ERNEST M MR 12/29/2009 $1,000.00 P, 2010 KRUSE ERNEST M MR 8/23/2010 $2,000.00 P, 2010 LOPEZ JORGE LUIS MR 8/27/2010 $1,400.00 G, 2010 LOPEZ JORGE LUIS MR 8/27/2010 $2,400.00 G, 2010 LORENZO HUMBERTO MR 6/30/2009 $250.00 P, 2010 LORENZO HUMBERTO MR 6/30/2009 $250.00 P, 2010 LORENZO HUMBERTO MR 5/20/2010 $220.00 P, 2010 LORENZO HUMBERTO MR 5/21/2010 $100.00 P, 2010 LORENZO HUMBERTO MR 8/20/2010 $1,200.00 P, 2010 LORENZO HUMBERTO MR 8/20/2010 $1,200.00 P, 2010 Page 5 of 12

Image# 10330003079 Excessive and/or Prohibited Contributions Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/10 - 9/30/10) Attachment #1 P = Primary Election G = General Election CONTRIBUTOR NAME DATE AMOUNT ELECTION LOVELESS GARY W 9/17/2010 $4,800.00 G, 2010 MANSUR E BARRY MR 8/20/2010 $4,800.00 P, 2010 MCCONNELL JOHN J MR 8/20/2010 $4,800.00 P, 2010 MCCONNELL KAREN B MRS 8/20/2010 $4,800.00 P, 2010 MCCORMACK ROBERT MR 8/20/2010 $4,800.00 P, 2010 MCINTOSH DONALD W MR JR 8/26/2010 $400.00 G, 2010 MCINTOSH DONALD W MR JR 9/22/2010 $2,400.00 G, 2010 MILLER MATTHEW 7/27/2010 $1,000.00 P, 2010 MILLER MATTHEW 8/24/2010 $2,000.00 P, 2010 MUMFORD JOHN MR 8/19/2010 $2,400.00 P, 2010 MUMFORD JOHN MR 8/20/2010 $2,400.00 P, 2010 MURPHY MARY MRS 8/13/2010 $2,400.00 P, 2010 MURPHY MARY MRS 8/16/2010 $2,400.00 P, 2010 OCHYLSKI EDWARD MR 8/16/2010 $1,500.00 P, 2010 OCHYLSKI EDWARD MR 8/16/2010 $1,500.00 P, 2010 OCHYLSKI EDWARD MR 8/17/2010 $1,500.00 P, 2010 ODEN RAY P MR JR 5/10/2010 $2,400.00 P, 2010 ODEN RAY P MR JR 5/10/2010 $2,400.00 P, 2010 ODEN RAY P MR JR 7/7/2010 $2,400.00 P, 2010 ODEN RAY P MR JR 8/17/2010 $1,600.00 P, 2010 ODEN RAY P MR JR 8/18/2010 $2,000.00 P, 2010 ODEN RAY P MR JR 8/25/2010 -$2,400.00 P, 2010 Page 6 of 12

Image# 10330003080 Excessive and/or Prohibited Contributions Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/10 - 9/30/10) Attachment #1 P = Primary Election G = General Election CONTRIBUTOR NAME DATE AMOUNT ELECTION OLMSTEAD JACK A MR 8/20/2010 $3,000.00 P, 2010 PAK FAMILY PARTNERSHIP LLLP 8/27/2010 $4,800.00 G, 2010 PATRICK GAIL MRS 8/26/2010 $4,800.00 G, 2010 PATRICK KRISTIN MS 8/26/2010 $4,800.00 G, 2010 PATRICK THOMAS H MR JR 8/26/2010 $4,800.00 G, 2010 PENSON JOHN G MR 4/28/2010 $250.00 P, 2010 PENSON JOHN G MR 8/20/2010 $4,800.00 P, 2010 PENSON NANCY P MRS 8/20/2010 $4,800.00 P, 2010 PETERS LOVETT C 5/7/2010 $600.00 G, 2010 PETERS LOVETT C 5/21/2010 $1,000.00 G, 2010 PETERS LOVETT C 9/2/2010 $1,000.00 G, 2010 PETTY WILLIAM MR 1/22/2010 $2,400.00 P, 2010 PETTY WILLIAM MR 8/19/2010 $2,400.00 P, 2010 PETWAY THOMAS F MR III 9/29/2010 $2,400.00 G, 2010 PETWAY THOMAS F MR III 9/29/2010 $2,400.00 G, 2010 PHILIP MARY KARNE MRS 8/20/2010 $4,800.00 P, 2010 PHILIP STEPHEN MR 8/20/2010 $4,800.00 P, 2010 PIERCE MARTIN MR 6/30/2010 $1,600.00 G, 2010 PIERCE MARTIN MR 8/5/2010 $1,800.00 G, 2010 PRESCOTT MARY SUSAN MS 2/3/2010 $787.00 P, 2010 PRESCOTT MARY SUSAN MS 8/20/2010 $2,000.00 P, 2010 Page 7 of 12

Image# 10330003081 Excessive and/or Prohibited Contributions Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/10 - 9/30/10) Attachment #1 P = Primary Election G = General Election CONTRIBUTOR NAME DATE AMOUNT ELECTION PUFF ROBERT MR JR 9/15/2010 $2,500.00 G, 2010 RUDOLPH TRACY T MR 2/2/2010 $500.00 P, 2010 RUDOLPH TRACY T MR 3/9/2010 $250.00 P, 2010 RUDOLPH TRACY T MR 5/13/2010 $500.00 P, 2010 RUDOLPH TRACY T MR 6/7/2010 $500.00 P, 2010 RUDOLPH TRACY T MR 7/15/2010 $450.00 P, 2010 RUDOLPH TRACY T MR 8/20/2010 $500.00 P, 2010 RUMMELL PETER S MR 7/8/2010 $2,400.00 G, 2010 RUMMELL PETER S MR 9/30/2010 $2,400.00 G, 2010 SAFRON BARBARA A MS 12/1/2009 $500.00 P, 2010 SAFRON BARBARA A MS 4/9/2010 $1,000.00 P, 2010 SAFRON BARBARA A MS 5/11/2010 $600.00 P, 2010 SAFRON BARBARA A MS 8/17/2010 $300.00 P, 2010 SAFRON BARBARA A MS 8/17/2010 $300.00 P, 2010 SANDHAM EDWIN C MR 3/31/2010 $2,050.00 G, 2010 SANDHAM EDWIN C MR 5/7/2010 $350.00 G, 2010 SANDHAM EDWIN C MR 9/29/2010 $225.00 G, 2010 SANDHAM EDWIN C MR 10/7/2009 $100.00 P, 2010 SANDHAM EDWIN C MR 10/28/2009 $100.00 P, 2010 SANDHAM EDWIN C MR 11/11/2009 $250.00 P, 2010 SANDHAM EDWIN C MR 12/4/2009 $100.00 P, 2010 SANDHAM EDWIN C MR 12/17/2009 $100.00 P, 2010 SANDHAM EDWIN C MR 12/31/2009 $100.00 P, 2010 SANDHAM EDWIN C MR 12/31/2009 $150.00 P, 2010 SANDHAM EDWIN C MR 1/6/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 1/13/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 1/15/2010 $200.00 P, 2010 SANDHAM EDWIN C MR 1/22/2010 $250.00 P, 2010 Page 8 of 12

Image# 10330003082 Excessive and/or Prohibited Contributions Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/10 - 9/30/10) Attachment #1 P = Primary Election G = General Election CONTRIBUTOR NAME DATE AMOUNT ELECTION SANDHAM EDWIN C MR 1/28/2010 $250.00 P, 2010 SANDHAM EDWIN C MR 2/15/2010 $200.00 P, 2010 SANDHAM EDWIN C MR 2/18/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 3/1/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 3/4/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 3/4/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 3/5/2010 $250.00 P, 2010 SANDHAM EDWIN C MR 3/8/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 3/8/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 3/15/2010 $250.00 P, 2010 SANDHAM EDWIN C MR 3/16/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 3/17/2010 $200.00 P, 2010 SANDHAM EDWIN C MR 3/17/2010 $200.00 P, 2010 SANDHAM EDWIN C MR 3/18/2010 $150.00 P, 2010 SANDHAM EDWIN C MR 3/22/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 3/22/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 3/26/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 3/30/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 3/30/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 3/31/2010 -$2,050.00 P, 2010 SANDHAM EDWIN C MR 4/1/2010 $250.00 P, 2010 SANDHAM EDWIN C MR 4/5/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 4/6/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 4/7/2010 $200.00 P, 2010 SANDHAM EDWIN C MR 4/20/2010 $350.00 P, 2010 SANDHAM EDWIN C MR 4/21/2010 $150.00 P, 2010 SANDHAM EDWIN C MR 4/23/2010 $350.00 P, 2010 SANDHAM EDWIN C MR 5/3/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 5/7/2010 $150.00 P, 2010 SANDHAM EDWIN C MR 5/7/2010 -$350.00 P, 2010 SANDHAM EDWIN C MR 5/17/2010 $300.00 P, 2010 SANDHAM EDWIN C MR 5/24/2010 $335.00 P, 2010 SANDHAM EDWIN C MR 5/25/2010 $200.00 P, 2010 SANDHAM EDWIN C MR 5/26/2010 $300.00 P, 2010 Page 9 of 12

Image# 10330003083 Excessive and/or Prohibited Contributions Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/10 - 9/30/10) Attachment #1 P = Primary Election G = General Election CONTRIBUTOR NAME DATE AMOUNT ELECTION SANDHAM EDWIN C MR 6/1/2010 $350.00 P, 2010 SANDHAM EDWIN C MR 6/2/2010 $150.00 P, 2010 SANDHAM EDWIN C MR 6/7/2010 $250.00 P, 2010 SANDHAM EDWIN C MR 6/15/2010 $250.00 P, 2010 SANDHAM EDWIN C MR 6/17/2010 $250.00 P, 2010 SANDHAM EDWIN C MR 6/25/2010 $50.00 P, 2010 SANDHAM EDWIN C MR 6/28/2010 $150.00 P, 2010 SANDHAM EDWIN C MR 6/30/2010 $90.00 P, 2010 SANDHAM EDWIN C MR 7/7/2010 $125.00 P, 2010 SANDHAM EDWIN C MR 7/12/2010 $50.00 P, 2010 SANDHAM EDWIN C MR 7/14/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 7/23/2010 $250.00 P, 2010 SANDHAM EDWIN C MR 7/28/2010 $250.00 P, 2010 SANDHAM EDWIN C MR 8/3/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 8/3/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 8/12/2010 $100.00 P, 2010 SANDHAM EDWIN C MR 8/25/2010 -$1,365.00 P, 2010 SEAY GEORGE E III 9/17/2010 $4,800.00 G, 2010 SHAPIRO NATHAN MR 7/27/2010 $1,000.00 P, 2010 SHAPIRO NATHAN MR 8/20/2010 $4,800.00 P, 2010 SHAPIRO RANDY L MR 8/20/2010 $4,800.00 P, 2010 SHAW MIKE J 9/17/2010 $3,800.00 G, 2010 SHIELDS JOSEPH V JR 9/17/2010 $2,400.00 G, 2010 SHIELDS JOSEPH V JR 10/7/2010 $1,578.95 G, 2010 SMITH THOMAS S 9/17/2010 $2,500.00 G, 2010 SMITHBURG WILLIAM D MR 1/18/2010 $750.00 P, 2010 SMITHBURG WILLIAM D MR 8/20/2010 $2,000.00 P, 2010 Page 10 of 12

Image# 10330003084 Excessive and/or Prohibited Contributions Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/10 - 9/30/10) Attachment #1 P = Primary Election G = General Election CONTRIBUTOR NAME DATE AMOUNT ELECTION SPRAGUE JAMES B MR 4/20/2010 $15.00 P, 2010 SPRAGUE JAMES B MR 4/23/2010 $100.00 P, 2010 SPRAGUE JAMES B MR 5/10/2010 $50.00 P, 2010 SPRAGUE JAMES B MR 6/1/2010 $20.00 P, 2010 SPRAGUE JAMES B MR 6/10/2010 $50.00 P, 2010 SPRAGUE JAMES B MR 6/28/2010 $100.00 P, 2010 SPRAGUE JAMES B MR 6/30/2010 $160.00 P, 2010 SPRAGUE JAMES B MR 8/19/2010 $1,000.00 P, 2010 SPRAGUE JAMES B MR 8/20/2010 $1,000.00 P, 2010 STRASENBURGH ADA A MRS 3/31/2010 $675.00 G, 2010 STRASENBURGH ADA A MRS 4/23/2010 $250.00 G, 2010 STRASENBURGH ADA A MRS 6/15/2010 $100.00 G, 2010 STRASENBURGH ADA A MRS 6/15/2010 $1,375.00 G, 2010 STRASENBURGH ADA A MRS 9/28/2010 $200.00 G, 2010 TALBOT JANE 9/2/2010 $2,500.00 G, 2010 TALBOT TOM 9/2/2010 $2,500.00 G, 2010 TAYLOR HOLLIS M MR 6/8/2010 $2,000.00 G, 2010 TAYLOR HOLLIS M MR 6/8/2010 $2,000.00 G, 2010 TAYLOR HOLLIS M MR 7/1/2010 $1,400.00 G, 2010 TAYLOR HOLLIS M MR 7/28/2010 $1,400.00 G, 2010 TAYLOR HOLLIS M MR 8/9/2010 -$1,400.00 G, 2010 THOMAS ROBERT H MR 8/26/2010 $4,800.00 G, 2010 TOMEU ENRIQUE A MR 9/30/2009 $4,800.00 P, 2010 TOMEU ENRIQUE A MR 9/30/2009 -$2,400.00 P, 2010 TOMEU ENRIQUE A MR 8/20/2010 $1,000.00 P, 2010 VANTOH S WIL JR 9/17/2010 $4,800.00 G, 2010 Page 11 of 12

Image# 10330003085 Excessive and/or Prohibited Contributions Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/10 - 9/30/10) Attachment #1 P = Primary Election G = General Election CONTRIBUTOR NAME DATE AMOUNT ELECTION WAHL PETER F MR 8/7/2009 $200.00 P, 2010 WAHL PETER F MR 9/29/2009 $300.00 P, 2010 WAHL PETER F MR 11/4/2009 $500.00 P, 2010 WAHL PETER F MR 2/10/2010 $78.70 P, 2010 WAHL PETER F MR 3/30/2010 $100.00 P, 2010 WAHL PETER F MR 4/7/2010 $644.13 P, 2010 WAHL PETER F MR 6/30/2010 $322.00 P, 2010 WAHL PETER F MR 8/16/2010 $644.00 P, 2010 WAHL PETER F MR 8/16/2010 $644.00 P, 2010 WAY STEPHEN 1/11/2010 $2,400.00 G, 2010 WAY STEPHEN 9/16/2010 $2,400.00 G, 2010 WEISS DIANE 9/24/2010 $2,500.00 G, 2010 WILKINSON BRUCE W 8/30/2010 $2,400.00 G, 2010 WILKINSON BRUCE W 9/7/2010 $2,000.00 G, 2010 WORD TIM MR 3/2/2010 $150.00 P, 2010 WORD TIM MR 3/11/2010 $100.00 P, 2010 WORD TIM MR 4/9/2010 $750.00 P, 2010 WORD TIM MR 8/2/2010 $1,200.00 P, 2010 WORD TIM MR 8/18/2010 $250.00 P, 2010 WORD TIM MR 8/18/2010 $250.00 P, 2010 ZAKARLA ARSHAD MR 8/26/2010 $4,800.00 G, 2010 Page 12 of 12

Image# 10330003086 Missing 48-hour notices Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/2010 - 9/30/2010) Primary Election 2010 48 Hour Notice Period (8/5/10 - 8/21/10) Attachment #2 CONTRIBUTOR NAME DATE AMOUNT ELECTION BANNER STEVEN A MR 8/5/2010 $2,400.00 G, 2010 BEARD RICHARD A MR III 8/5/2010 $2,400.00 P, 2010 BUFFIN JOHN J MR 8/5/2010 $1,000.00 P, 2010 BUSCH AUGUST A MR III 8/5/2010 $2,400.00 P, 2010 BUSCH AUGUST A MR III 8/5/2010 $2,400.00 G, 2010 CLARK STEPHEN L MR 8/5/2010 $2,400.00 P, 2010 COLEMAN CHARLES P MR III 8/5/2010 $2,000.00 P, 2010 DOMINICIS VIRGINIA MR 8/5/2010 $1,000.00 P, 2010 8/5/2010 $5,000.00 P, 2010 GOSMAN ABRAHAM D MR 8/5/2010 $1,000.00 P, 2010 MORRIS BARRETT M MR 8/5/2010 $1,500.00 P, 2010 NATIONAL CONSERVATIVE CAMPAIGN FUND 8/5/2010 $1,000.00 P, 2010 O'NEILL JOHN J MR 8/5/2010 $1,000.00 P, 2010 REUTHER MARY-LACEY MS 8/5/2010 $1,000.00 P, 2010 HOLASEK MICHAEL J MR 8/6/2010 $1,000.00 P, 2010 MITCHELL GEORGE L MR 8/6/2010 $1,400.00 G, 2010 MORRIS I A MS 8/6/2010 $1,000.00 G, 2010 ROGERS DERMOTT P MR 8/6/2010 $1,000.00 P, 2010 STAED THOMAS W MR 8/6/2010 $1,000.00 P, 2010 STOUT HARRY MR 8/6/2010 $2,400.00 P, 2010 SUPPLE ROZENE R MS 8/6/2010 $1,900.00 G, 2010 SMITH DOROTHY DAVIS MRS 8/9/2010 $2,400.00 G, 2010 KULLK DAVID MR 8/10/2010 $1,100.00 P, 2010 ZINN DAVID MR 8/10/2010 $1,000.00 P, 2010 SCHWARTZ ROY MR 8/12/2010 $1,000.00 P, 2010 MURPHY MARY MRS 8/13/2010 $2,400.00 P, 2010 ASPLUNDH MYRA MS 8/16/2010 $1,000.00 P, 2010 ASPLUNDH MYRA MS 8/16/2010 $1,000.00 P, 2010 FISHER ELMER F MR 8/16/2010 $1,000.00 P, 2010 FISHER ELMER F MR 8/16/2010 $1,000.00 P, 2010 OCHYLSKI EDWARD MR 8/16/2010 $1,500.00 P, 2010 OCHYLSKI EDWARD MR 8/16/2010 $1,500.00 P, 2010 FEDERAL EXPRESS PAC Page 1 of 2

Image# 10330003087 Missing 48-hour notices Marco Rubio for US Senate (C00458844) October Quarterly Report (8/5/2010 - 9/30/2010) Primary Election 2010 48 Hour Notice Period (8/5/10 - 8/21/10) Attachment #2 CONTRIBUTOR NAME DATE AMOUNT ELECTION CORRIGAN PAT MR 8/17/2010 $1,000.00 P, 2010 CORRIGAN PAT MR 8/17/2010 $1,000.00 P, 2010 MILLER MATTHEW 8/17/2010 $1,000.00 G, 2010 ODEN RAY P MR JR 8/17/2010 $1,600.00 P, 2010 ODEN RAY P MR JR 8/17/2010 $2,000.00 G, 2010 GUMPERTZ DONALD G MR 8/19/2010 $1,000.00 P, 2010 MADDUX THOMAS MR 8/19/2010 $1,000.00 P, 2010 RICE DONALD B MR 8/19/2010 $1,000.00 P, 2010 SCHAEFER BONNIE RAE MS 8/19/2010 $1,000.00 P, 2010 SCISRES DONALD MR 8/19/2010 $1,400.00 P, 2010 THOMPSON JON L MR 8/19/2010 $1,000.00 P, 2010 FIASCONE MARTIN F MR 8/20/2010 $1,000.00 P, 2010 GRAHAM EVELYN MS 8/20/2010 $1,000.00 P, 2010 MUMFORD JOHN MR 8/20/2010 $2,400.00 P, 2010 SPRAGUE JAMES B MR 8/20/2010 $1,000.00 P, 2010 VICKERS ACIE MR 8/20/2010 $1,000.00 P, 2010 Page 2 of 2