Financial Disclosure — Ted Cruz, Annual Report(2013)

United States Senate Financial Disclosures Annual Report for Calendar 2013 (Amendment 1) The Honorable Rafael E Cruz (Cruz, Ted)  Filed 06/02/2015 @ 4:50 PM The following statements were checked before filing: I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report. I omitted assets because they meet the three­part test for exemption. Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf, for an article, speech, or appearance? No Part 2. Earned and Non­Investment Income Did you or your spouse have reportable earned income or non­investment income? Yes # Who Was Paid Type Who Paid Amount Paid 1 Spouse Salary Goldman Sachs & Co Houston, Texas > $1,000 Part 3. Assets  Amended Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over $5,000, or receive income of more than $200 from an asset? Yes Asset Asset Type Owner Value Income Type Income 1 BFK ­ BlackRock Municipal Income Trust (NYSE) Corporate Securities Stock Joint $100,001 ­ $250,000 Dividends, $5,001 ­ $15,000 2 GSMTX ­ Goldman Sachs Municipal Income Instl (NASDAQ) Corporate Securities Joint $15,001 ­ $50,000 Dividends, $201 ­ $1,000

Stock 3 GSHIX ­ Goldman Sachs High Yield Instl (NASDAQ) Corporate Securities Stock Joint $15,001 ­ $50,000 Dividends, $1,001 ­ $2,500 4 GIMDX ­ Goldman Sachs Local Emrg Mkts Debt Instl (NASDAQ) Corporate Securities Stock Joint $1,001 ­ $15,000 Dividends, $201 ­ $1,000 5 GHYIX ­ Goldman Sachs High Yield Muni Instl (NASDAQ) Corporate Securities Stock Joint $15,001 ­ $50,000 Dividends, $1,001 ­ $2,500 6 CVX ­ Chevron Corporation (NYSE) Corporate Securities Stock Joint $100,001 ­ $250,000 Dividends, $2,501 ­ $5,000 7 XOM ­ Exxon Mobil Corporation (NYSE) Corporate Securities Stock Joint $100,001 ­ $250,000 Dividends, $2,501 ­ $5,000 8 GS ­ The Goldman Sachs Group, Inc. (NYSE) Corporate Securities Stock Joint $1,001 ­ $15,000 Dividends, None (or less than $201) 9 OKE ­ ONEOK Inc. (NYSE) Corporate Securities Stock Joint $100,001 ­ $250,000 Dividends, $2,501 ­ $5,000 10 EPD ­ Enterprise Products Partners L.P. (NYSE) Corporate Securities Stock Joint $100,001 ­ $250,000 Dividends, $5,001 ­ $15,000 11 GSTIX ­ Goldman Sachs Strategic Growth Instl (NASDAQ) Corporate Securities Stock Joint $15,001 ­ $50,000 Dividends, $201 ­ $1,000 12 GSLIX ­ Goldman Sachs Large Cap Value Instl (NASDAQ) Corporate Securities Stock Joint $50,001 ­ $100,000 Dividends, $201 ­ $1,000 13 GSSIX ­ Goldman Sachs Small Cap Value Instl (NASDAQ) Corporate Securities Joint $50,001 ­ $100,000 Dividends, $201 ­ $1,000

Stock 14 GSAIX ­ Goldman Sachs Asia Equity Instl (NASDAQ) Corporate Securities Stock Joint $1,001 ­ $15,000 Dividends, None (or less than $201) 15 GIDGX ­ Goldman Sachs Enhanced Dividend (NASDAQ) Retirement Plans IRA Spouse $15,001 ­ $50,000 Dividends, $201 ­ $1,000 16 Bank of America (Houston, Texas) Type: Savings, Bank Deposit Joint $15,001 ­ $50,000 Interest, $201 ­ $1,000 17 American Express (Houston, Texas) Type: Savings, Bank Deposit Joint $1,001 ­ $15,000 Interest, $201 ­ $1,000 18 Capitol One 360 (Houston, Texas) Type: Savings, Bank Deposit Joint $1,001 ­ $15,000 Interest, None (or less than $201) 19 JP Morgan (Houston, Texas) Type: Savings, Bank Deposit Joint $1,001 ­ $15,000 Interest, None (or less than $201) 20 VGSIX ­ Vanguard REIT Index Inv (NASDAQ) Corporate Securities Stock Joint $15,001 ­ $50,000 Excepted Investment Fund, None (or less than $201) 21 VFORX ­ Vanguard Target Retirement 2040 Inv (NASDAQ) Corporate Securities Stock Joint $15,001 ­ $50,000 Excepted Investment Fund, None (or less than $201) 22 BIGIX ­ William Blair International Growth I (NASDAQ) Corporate Securities Stock Joint $15,001 ­ $50,000 Excepted Investment Fund, None (or less than $201)

23 Fidelity 529 MA 2027 Portfolio Institution: Fidelity 529 College Savings Account Savings Joint $100,001 ­ $250,000 Excepted Investment Fund, None (or less than $201) 24 USAA 529 ­ Age Based Aggressive Growth Institution: USAA 529 College Savings Account Savings Joint $15,001 ­ $50,000 Excepted Trust, None (or less than $201) 25 USAA 529 Aggressive Growth Institution: USAA 529 College Savings Account Savings Joint $15,001 ­ $50,000 Excepted Trust, None (or less than $201) 26 USAA 529 ­ Moderate Institution: USAA 529 College Savings Account Savings Joint $15,001 ­ $50,000 Excepted Trust, None (or less than $201) 27 USAA 529 ­ Balanced Institution: USAA 529 College Savings Account Savings Joint $15,001 ­ $50,000 Excepted Trust, None (or less than $201) 28 GSFRX ­ Goldman Sachs High Yield Fl Rate Instl (NASDAQ) Corporate Securities Stock Joint $15,001 ­ $50,000 Dividends, $1,001 ­ $2,500 29 Bank of America (Houston, Texas) Type: Checking, Bank Deposit Joint $15,001 ­ $50,000 Interest, None (or less than $201) 30 VTTHX ­ Vanguard Target Retirement 2035 Inv (NASDAQ) Corporate Securities Stock Self $100,001 ­ $250,000 Excepted Investment Fund, None (or less than $201) 31 Texas ERS Retirement Account Retirement Plans Defined Self $1,001 ­ $15,000 Excepted Investment Fund, None (or less than

Benefit Pension Plan $201) 32 Loan to Ted Cruz for Senate Company: Ted Cruz for Senate (Austin, Texas)  Accounts Receivable From a Business Self $500,001 ­ $1,000,000 None, None (or less than $201) 33 GGOIX ­ Goldman Sachs Growth Opportunities Instl (NASDAQ) Retirement Plans Defined Contribution Pension Plan Joint $15,001 ­ $50,000 Excepted Investment Fund, None (or less than $201) 34 Blackrock Lifepath Portfolio, Target 2035 401K Retirement Plans Defined Contribution Pension Plan Spouse $100,001 ­ $250,000 Excepted Investment Fund, None (or less than $201) 35 Bancorp Bank (Houston, Texas) Type: Savings, Bank Deposit Self $1,001 ­ $15,000 Interest, None (or less than $201) 36 Morgan Lewis Cash Balance Retirement Plan Retirement Plans Defined Benefit Pension Plan Self $250,001 ­ $500,000 Excepted Investment Fund, $15,001 ­ $50,000 37 SYIMX ­ AMG Systematic Mid Cap Value Instl (NASDAQ) Corporate Securities Stock Joint $15,001 ­ $50,000 None, None (or less than $201) Part 4a. Periodic Transaction Report Summary In this section, electronically filed periodic transaction report (PTR) transactions are displayed for you. Have you filed any paper­based PTRs in this period? Yes

Part 4b. Transactions  Amended Did you, your spouse, or dependent child buy, sell, or exchange an asset that exceeded $1,000? Yes # Owner Ticker Asset Name Transaction Type Transaction Date Amount Comment 1 Joint CVX Chevron Corporation (NYSE) Purchase 03/19/2013 $50,001 ­ $100,000 ­­ 2 Joint OKE ONEOK Inc. (NYSE) Purchase 03/19/2013 $15,001 ­ $50,000 ­­ 3 Joint XOM Exxon Mobil Corporation (NYSE) Purchase 03/19/2013 $15,001 ­ $50,000 ­­ 4 Joint EPD Enterprise Products Partners L.P. (NYSE) Purchase 03/19/2013 $15,001 ­ $50,000 ­­ 5 Joint EPD Enterprise Products Partners L.P. (NYSE) Purchase 02/06/2013 $15,001 ­ $50,000 ­­ 6 Joint GIMDX Goldman Sachs Local Emrg Mkts Debt Instl (NASDAQ) Purchase 02/06/2013 $15,001 ­ $50,000 ­­ 7 Joint GSHIX Goldman Sachs High Yield Instl (NASDAQ) Purchase 02/06/2013 $15,001 ­ $50,000 ­­ 8 Joint GSTIX Goldman Sachs Strategic Growth Instl (NASDAQ) Purchase 02/06/2013 $1,001 ­ $15,000 ­­ 9 Joint GSSIX Goldman Sachs Small Cap Value Instl (NASDAQ) Purchase 02/06/2013 $1,001 ­ $15,000 ­­ 10 Joint GSLIX Goldman Sachs Large Cap Value Instl (NASDAQ) Purchase 02/06/2013 $1,001 ­ $15,000 ­­ 11 Joint GIMDX Goldman Sachs Local Emrg Mkts Debt Instl (NASDAQ) Purchase 03/19/2013 $1,001 ­ $15,000 ­­ 12 Joint GSHIX Goldman Sachs High Yield Instl (NASDAQ) Purchase 03/19/2013 $1,001 ­ $15,000 ­­ 13 Joint GSFRX Goldman Sachs High Yield Fl Rate Instl (NASDAQ) Purchase 03/19/2013 $15,001 ­ $50,000 ­­ 14 Joint GSAIX Goldman Sachs Asia Equity Instl (NASDAQ) Purchase 03/19/2013 $1,001 ­ $15,000 ­­ 15 Joint GSTIX Goldman Sachs Strategic Growth Instl (NASDAQ) Purchase 03/19/2013 $1,001 ­ $15,000 ­­

16 Joint GSSIX Goldman Sachs Small Cap Value Instl (NASDAQ) Purchase 03/19/2013 $1,001 ­ $15,000 ­­ 17 Joint GSLIX Goldman Sachs Large Cap Value Instl (NASDAQ) Purchase 03/19/2013 $1,001 ­ $15,000 ­­ 18 Joint BFK BlackRock Municipal Income Trust (NYSE) Sale (Partial) 04/15/2013 $50,001 ­ $100,000 ­­ 19 Joint BFK BlackRock Municipal Income Trust (NYSE) Sale (Partial) 06/13/2013 $1,001 ­ $15,000 ­­ 20 Joint GIMDX Goldman Sachs Local Emrg Mkts Debt Instl (NASDAQ) Sale (Partial) 10/29/2013 $15,001 ­ $50,000 ­­ 21 Joint GSHIX Goldman Sachs High Yield Instl (NASDAQ) Sale (Partial) 10/29/2013 $1,001 ­ $15,000 ­­ 22 Joint GSFRX Goldman Sachs High Yield Fl Rate Instl (NASDAQ) Sale (Partial) 10/29/2013 $1,001 ­ $15,000 ­­ 23 Joint SYIMX AMG Systematic Mid Cap Value Instl (NASDAQ) Purchase 12/26/2013 $1,001 ­ $15,000 ­­ Part 5. Gifts Did you, your spouse, or dependent child receive any reportable gift during the reporting period? No Part 6. Travel Did you, your spouse, or dependent child receive any reportable travel or reimbursements for travel? Yes # Date(s) Traveler(s) Travel Type Itinerary Reimbursed For Who Paid Comment 1 05/11/2013 to 05/11/2013 Self Privately­ Sponsored DC to Chicago to Hillsdale, MI to Detroit to Houston Ground transportation ­ $300.00 Lodging ­ $97.50 Meals ­ $40.00 Hillsdale College Hillsdale, MI 2 02/15/2013 to 02/18/2013 Self Personal friendship Austin, TX to Ixtapa, Mexico to The Senator flew in Mr. Junco's private plane. Amount: $9,000.00 Alejandro Junco Austin, Texas

Part 7. Liabilities  Amended Did you, your spouse, or dependent child have a liability worth more than $10,000 at any time? Yes # Incurred Debtor Type Points Rate (Term) Amount Creditor Comments 1 2011 Joint Mortgage 0 4% (15 years) $250,001 ­ $500,000 JP Morgan Chase Columbus, Ohio ­ 2 2012 Joint Other (Margin Loan) ­ floating% (On demand) $50,001 ­ $100,000 Goldman Sachs New York, New York The floating interest rate is broker call + 100 basis points. 3 2013 Joint Line of Credit ­ 15.24% (­­) $15,001 ­ $50,000 American Express Dallas, Texas ­ 4 2013 Joint Line of Credit ­ 17.99% (­­) $10,001 ­ $15,000 Citi Cards Des Moines, Iowa ­ 5 2008 Self Other (Morgan Lewis Capital Account) ­ 1.25% (On demand) $250,001 ­ $500,000 CitiBank Philadelphia , PA ­ Part 8. Positions Did you hold any outside positions during the reporting period? Yes # Position Dates Position Held Organization Organization Type Comments 1 Oct 2011 to present Trustee Free Enterprise Institute Houston, Texas Nonprofit Organization Part 9. Agreements Did you have any reportable agreement or arrangement with an outside entity? Yes # Date Parties Involved Type Status and Terms 1 Nov 2002 CEP Investments Holdings Limited Other (Promissory note) Principle sum of $75,000 plus reasonable rate of interest. Incorporated in B V I and operates in Kingston Jamaica

2002 Holdings Limited Kingston, Jamaica note) Incorporated in B.V.I and operates in Kingston, Jamaica. Part 10. Compensation If this is your first report, or you are a candidate did you receive compensation of more than $5,000 from a single source in the two prior years? No Attachments & Comments No attachments added.  No comments added.