Financial Disclosure — Ted Cruz, Annual Report (2013)

United States Senate Financial Disclosures Annual Report for Calendar 2013 The Honorable Rafael E Cruz (Cruz, Ted)  Filed 05/15/2014 @ 11:35 PM The following statements were checked before filing: I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. I understand that reports cannot be edited once filed. To make corrections, I will submit an amendment to this report. I omitted assets because they meet the three-part test for exemption. Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf, for an article, speech, or appearance? Not required Part 2. Earned and Non-Investment Income Did you or your spouse have reportable earned income or non-investment income? Not required Who Was Paid Type Who Paid Amount Paid Spouse Salary Goldman Sachs & Co Houston, Texas > $1,000 Part 3. Assets Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over $5,000, or receive income of more than $200 from an asset? Not required # Asset Asset Type Owner Value Income Type Income 1 BFK - BlackRock Municipal Income Trust (NYSE) Corporate Securities Stock Joint $100,001 - $250,000 Dividends $5,001 - $15,000 2 GSMTX - Goldman Sachs Municipal Income Instl (NASDAQ) Corporate Securities Stock Joint $15,001 - $50,000 Dividends $201 - $1,000

3 GSHIX - Goldman Sachs High Yield Instl (NASDAQ) Corporate Securities Stock Joint $15,001 - $50,000 Dividends $1,001 - $2,500 4 GIMDX - Goldman Sachs Local Emrg Mkts Debt Instl (NASDAQ) Corporate Securities Stock Joint $1,001 - $15,000 Dividends $201 - $1,000 5 GHYIX - Goldman Sachs High Yield Muni Instl (NASDAQ) Corporate Securities Stock Joint $15,001 - $50,000 Dividends $1,001 - $2,500 6 CVX - Chevron Corporation (NYSE) Corporate Securities Stock Joint $100,001 - $250,000 Dividends $2,501 - $5,000 7 XOM - Exxon Mobil Corporation (NYSE) Corporate Securities Stock Joint $100,001 - $250,000 Dividends $2,501 - $5,000 8 GS - The Goldman Sachs Group, Inc. (NYSE) Corporate Securities Stock Joint $1,001 - $15,000 Dividends None (or less than $201) 9 OKE - ONEOK Inc. (NYSE) Corporate Securities Stock Joint $100,001 - $250,000 Dividends $2,501 - $5,000 10 EPD - Enterprise Products Partners L.P. (NYSE) Corporate Securities Stock Joint $100,001 - $250,000 Dividends $5,001 - $15,000 11 GSTIX - Goldman Sachs Strategic Growth Instl (NASDAQ) Corporate Securities Stock Joint $15,001 - $50,000 Dividends $201 - $1,000 12 GSLIX - Goldman Sachs Large Cap Value Instl (NASDAQ) Corporate Securities Stock Joint $50,001 - $100,000 Dividends $201 - $1,000 13 GSSIX - Goldman Sachs Small Cap Corporate Securities Joint $50,001 - $100,000 Dividends $201 - $1,000

Value Instl (NASDAQ) Stock 14 GSAIX - Goldman Sachs Asia Equity Instl (NASDAQ) Corporate Securities Stock Joint $1,001 - $15,000 Dividends None (or less than $201) 15 GIDGX - Goldman Sachs Enhanced Dividend (NASDAQ) Retirement Plans IRA Spouse $15,001 - $50,000 Dividends $201 - $1,000 16 Bank of America Houston, Texas Type: Savings Bank Deposit Joint $15,001 - $50,000 Interest $201 - $1,000 17 American Express Houston, Texas Type: Savings Bank Deposit Joint $1,001 - $15,000 Interest $201 - $1,000 18 Capitol One 360 Houston, Texas Type: Savings Bank Deposit Joint $1,001 - $15,000 Interest None (or less than $201) 19 JP Morgan Houston, Texas Type: Savings Bank Deposit Joint $1,001 - $15,000 Interest None (or less than $201) 20 SYIMX - AMG Systematic Mid Cap Value Instl (NASDAQ) Corporate Securities Stock Joint $15,001 - $50,000 Excepted Investment Fund None (or less than $201) 21 VGSIX - Vanguard REIT Index Inv (NASDAQ) Corporate Securities Stock Joint $15,001 - $50,000 Excepted Investment Fund None (or less than $201) 22 VFORX - Vanguard Target Retirement 2040 Inv (NASDAQ) Corporate Securities Stock Joint $15,001 - $50,000 Excepted Investment Fund None (or less than $201) 23 BIGIX - William Blair International Growth I (NASDAQ) Corporate Securities Stock Joint $15,001 - $50,000 Excepted Investment Fund None (or less than $201)

24 Fidelity 529 MA 2027 Portfolio Institution: Fidelity 529 College Savings Account Savings Joint $100,001 - $250,000 Excepted Investment Fund None (or less than $201) 25 USAA 529 - Age Based Aggressive Growth Institution: USAA 529 College Savings Account Savings Joint $15,001 - $50,000 Excepted Trust None (or less than $201) 26 USAA 529 Aggressive Growth Institution: USAA 529 College Savings Account Savings Joint $15,001 - $50,000 Excepted Trust None (or less than $201) 27 USAA 529 - Moderate Institution: USAA 529 College Savings Account Savings Joint $15,001 - $50,000 Excepted Trust None (or less than $201) 28 USAA 529 - Balanced Institution: USAA 529 College Savings Account Savings Joint $15,001 - $50,000 Excepted Trust None (or less than $201) 29 GSFRX - Goldman Sachs High Yield Fl Rate Instl (NASDAQ) Corporate Securities Stock Joint $15,001 - $50,000 Dividends $1,001 - $2,500 30 Bank of America Houston, Texas Type: Checking Bank Deposit Joint $15,001 - $50,000 Interest None (or less than $201) 31 VTTHX - Vanguard Target Retirement 2035 Inv (NASDAQ) Corporate Securities Stock Self $100,001 - $250,000 Excepted Investment Fund None (or less than $201) 32 Texas ERS Retirement Account Retirement Plans Defined Benefit Pension Plan Self $1,001 - $15,000 Excepted Investment Fund None (or less than $201) 33 Loan to Ted Cruz for Senate Company: Ted Cruz for Senate (Austin, Texas) Accounts Receivable From a Business Self $500,001 - $1,000,000 None None (or less than $201) 34 GGOIX - Goldman Retirement Plans Joint $15,001 - Excepted None (or

Sachs Growth Opportunities Instl (NASDAQ) Defined Contribution Pension Plan $50,000 Investment Fund less than $201) 35 Blackrock Lifepath Portfolio, Target 2035 401K Retirement Plans Defined Contribution Pension Plan Spouse $100,001 - $250,000 Excepted Investment Fund None (or less than $201) 36 Bancorp Bank Houston, Texas Type: Savings Bank Deposit Self $1,001 - $15,000 Interest None (or less than $201) 37 Morgan Lewis Cash Balance Retirement Plan Retirement Plans Defined Benefit Pension Plan Self $250,001 - $500,000 Excepted Investment Fund $15,001 - $50,000 Part 4a. Periodic Transaction Report Summary Have you filed related paper-based Periodic Transaction Reports (PTR) in this reporting period? Not required Part 4b. Transactions Did you, your spouse, or dependent child buy, sell, or exchange an asset that exceeded $1,000? Not required Owner Ticker Asset Name Transaction Type Transaction Date Amount Comment Joint EPD Enterprise Products Partners L.P. (NYSE) Purchase 02/06/2013 $15,001 - $50,000 -- Joint GIMDX Goldman Sachs Local Emrg Mkts Debt Instl (NASDAQ) Purchase 02/06/2013 $15,001 - $50,000 -- Joint GSHIX Goldman Sachs High Yield Instl (NASDAQ) Purchase 02/06/2013 $15,001 - $50,000 -- Joint GSTIX Goldman Sachs Strategic Growth Instl (NASDAQ) Purchase 02/06/2013 $1,001 - $15,000 -- Joint GSSIX Goldman Sachs Small Cap Value Instl (NASDAQ) Purchase 02/06/2013 $1,001 - $15,000 -- Joint GSLIX Goldman Sachs Large Cap Value Instl (NASDAQ) Purchase 02/06/2013 $1,001 - $15,000 -- Joint GIMDX Goldman Sachs Local Emrg Mkts Debt Instl (NASDAQ) Purchase 03/19/2013 $1,001 - $15,000 --

Joint GSHIX Goldman Sachs High Yield Instl (NASDAQ) Purchase 03/19/2013 $1,001 - $15,000 -- Joint GSFRX Goldman Sachs High Yield Fl Rate Instl (NASDAQ) Purchase 03/19/2013 $15,001 - $50,000 -- Joint GSAIX Goldman Sachs Asia Equity Instl (NASDAQ) Purchase 03/19/2013 $1,001 - $15,000 -- Joint GSTIX Goldman Sachs Strategic Growth Instl (NASDAQ) Purchase 03/19/2013 $1,001 - $15,000 -- Joint GSSIX Goldman Sachs Small Cap Value Instl (NASDAQ) Purchase 03/19/2013 $1,001 - $15,000 -- Joint GSLIX Goldman Sachs Large Cap Value Instl (NASDAQ) Purchase 03/19/2013 $1,001 - $15,000 -- Joint CVX Chevron Corporation (NYSE) Purchase 03/19/2013 $50,001 - $100,000 -- Joint OKE ONEOK Inc. (NYSE) Purchase 03/19/2013 $15,001 - $50,000 -- Joint XOM Exxon Mobil Corporation (NYSE) Purchase 03/19/2013 $15,001 - $50,000 -- Joint EPD Enterprise Products Partners L.P. (NYSE) Purchase 03/19/2013 $15,001 - $50,000 -- Joint BFK BlackRock Municipal Income Trust (NYSE) Sale (Partial) 04/15/2013 $50,001 - $100,000 -- Joint BFK BlackRock Municipal Income Trust (NYSE) Sale (Partial) 06/13/2013 $1,001 - $15,000 -- Joint GIMDX Goldman Sachs Local Emrg Mkts Debt Instl (NASDAQ) Sale (Partial) 10/29/2013 $15,001 - $50,000 -- Joint GSHIX Goldman Sachs High Yield Instl (NASDAQ) Sale (Partial) 10/29/2013 $1,001 - $15,000 -- Joint GSFRX Goldman Sachs High Yield Fl Rate Instl (NASDAQ) Sale (Partial) 10/29/2013 $1,001 - $15,000 -- Part 5. Gifts Did you, your spouse, or dependent child receive any reportable gift during the reporting period? Not required

Part 6. Travel Did you, your spouse, or dependent child receive any reportable travel or reimbursements for travel? Not required Date(s) Traveler(s) Travel Type Itinerary Reimbursed For Who Paid Comment 02/15/2013 to 02/18/2013 Self Personal friendship Austin, TX to Ixtapa, Mexico to The Senator flew in Mr. Junco's private plane. Amount: $9,000 Alejandro Junco Austin, Texas 05/11/2013 to 05/11/2013 Self Privately- Sponsored DC to Chicago to Hillsdale, MI to Detroit to Houston Ground transportation - $300.00 Lodging - $97.50 Meals - $40.00 Hillsdale College Hillsdale, MI Part 7. Liabilities Did you, your spouse, or dependent child have a liability worth more than $10,000 at any time? Not required Incurred Debtor Type Points Rate (Term) Amount Creditor Comments 2013 Joint Line of Credit - 15.24% (--) $15,001 - $50,000 American Express Dallas, Texas - 2013 Joint Line of Credit - 17.99% (--) $10,001 - $15,000 Citi Cards Des Moines, Iowa - 2012 Joint Other (Margin Loan) - floating% (On demand) $50,001 - $100,000 Goldman Sachs New York, New York - 2011 Joint Mortgage 0 4% (15 years) $250,001 - $500,000 JP Morgan Chase Columbus, Ohio - Part 8. Positions Did you hold any outside positions during the reporting period? Not required Dates Position Held Organization Organization Type Comments Oct 2011 to present Trustee Free Enterprise Institute Houston, Texas Nonprofit Organization

Part 9. Agreements Did you have any reportable agreement or arrangement with an outside entity? Not required Date Parties Involved Type Status and Terms Nov 2002 CEP Investments Holdings Limited Kingston, Jamaica Other (Promissory note) Principle sum of $75,000 plus reasonable rate of interest. Incorporated in B.V.I and operates in Kingston, Jamaica. Part 10. Compensation If this is your first report, or you are a candidate did you receive compensation of more than $5,000 from a single source in the two prior years? Not required Attachments & Comments No attachments added. No comments added.