Financial Disclosure — Ted Cruz, Calendar Year 2012 Amendment (2013)

OHOOO0G624950 TED CRUZ TEXAS DIRKSEN BUILDING SUITE SB-540B WASHINGTON,DC 20610-4306 Wnited States Senate October 21, 2013 ww (7) > on . Ph The Honorable Nancy Erickson _ Secretary of the U.S. Senate 3 Hart Senate Office Building cn Suite 232 a Washington, DC 20510 Dear Secretary Erickson: I inadvertently omitted, from my candidate disclosure filings on May 16, 2011 and July 9, 2012, a non-publicly traded asset that I possessed. I subsequently disclosed this asset in my May 15, 2013 financial disclosure report for calendar year 2012, and amendmentstothatfiling have provided additional information. The asset is a promissory note from CEP Investments Holdings Limited, which is incorporated in Road Town, British Virgin Islands and operates~in Kingston, Jamaica. The promissory note was made in November 2002. It is for a principal sum of $75,000, and there was an oral agreement for an additional reasonable rate of interest on this sum. Sincerely, (a Senator Ted Cruz (202) 224-5922 b/e2

o0Ggogg624951 TED CRUZ SUITE SD-B40B TEXAS DIRKSEN BUILDING WASHINGTON, DC 20510-4306 (202} 224-5922 Wnited States Senate October 21, 2013 The Honorable Nancy Erickson Secretary of the U.S. Senate Hart Senate Office Building Suite 232 Washington, DC 20510 Dear Secretary Erickson: Mycalendar year 2012 financial disclosure report disclosed a non-publicly traded asset that I possessed, but the report inadvertently omitted certain mformation about this asset. The asset is a promissory note from CEP Investments Holdings Limited, which is incorporated in Road Town, British Virgin Islands and operates in Kingston, Jamaica. The promissory note was made in November 2002. It is for a principal sum of $75,000, and there was an oral agreement for an additional reasonable rate of interest on this sum. Amendments to my calendar year 2012 filing reflect this information. Sincerely, /e Senator Ted

/Bul|iyUld/LujoXepulo Beyeuss ‘pidwww cL/e GOa00G624952 UNITED STATES SENATEFINANCIAL DISCLOSURE REPORT x} Amendment | °- | FOR ANNUAL AND TERMINATION FILERS ast Name First Name and Middle Initial -Annua! Report...’ cs. Calendar Year Covered by Report — Senate Office / Agency in Which Employed wTuz Rafael Edward 2012 Senator Ted Cruz enate Office Address (Number, Street, City, State, and ZIP Code) Senate Office Telephone Number (include Area Code) Termination Report >D-185 . 202-224-5922 Termination Date (mmvdd/yy) Prior Office /Agency in Which Employed AFTER READING THE INSTRUCTIONS — ANSWER EACH OF THESE QUESTIONS AND ATTACH THE RELEVANT PART | yes | No | yes | No Jid any individual or organization make a donation to charity in lieu of aying you for a speech, appearance,orarticle in the reporting period? f Yes, complete and attach PARTI. Did you, your spouse, or dependent child receive any reportable travel or reimbursements for travel in the reporting period (i.e., worth more than $350 from one source)? if Yes, complete and atiach PART VI. did you or your spouse have earned income (e.g., salaries or fees} or non- nvestment income of more than $200 from any reportable source in the eporting period? f Yes, complete and attach PARTII. Did you, your spouse, or dependentchild have any reportable liability (more than $10,000) during the reporting period? If Yes, complete and attach PARTVII. did you, your spouse, or dependentchild hold any reportable asset worth nore than $1,000 at the end of the period, or receive unearned or nvestment income of more than $200in the reporting period? f Yes, complete & attach PARTIIIA anc/orIIIB. Bid you hold any reportable positions on or before the date offiling in the current calendar year? If Yes, complete and attach PARTVIII. Jid you, your spouse, or dependentchild purchase,sell, or exchange any eportable asset worth more than $1,000 in the reporting period? f Yas, complete and attach PART IV. De you have any reportable agreement or arrangement with an outside entity? lf Yes, complete and attach PARTIX. Jid you, your spouse, or dependent child receive any reportable gift in the eporting period (i.e., aggregating more than $350 and not otherwise *xempt)? if this is your FIRST Report: Did you receive compensation of more than $5,000 from a single source in the two prior years? If Yes, complete and attach PART X. f Yes, complete and attach PARTV. tL = . . CO fet tion must be answered and the appropriate PART attached for each “YES” response), >7 Ss FOR OFFICIAL USEONLY Do Not Write Below this.Line 14:9 Wd Se oe OL PT sem Sa? wrya> = rey €L/8Z/01 0’ |A youeas aunsojosig jeloueul4 oljqnd

/ Buty! 4julud/LUjoxepu lo Bayeuss ‘pydAww clip He0eGgEez 4gss3 Reporting individual's Name | EX] Amendment Ted Cruz PARTIl. EARNED AND NON-INVESTMENT INCOME Page Number 3 Report the source (name and address), type, and amountof earned incometo you from any source aggregating $200 or more during the reporting period. For your spouse, report the source (name and address) and type of earned income which aggregate $1,000 or more during the reporting period. No amount needsto be specified for your spouse. (See p.3, CONTENTS OF REPORTS,Part B ofInstructions.) Do not report income from employment by he U.S. Governmentfor you or your spouse. ndividuals not covered by the Honoraria Ban: For you and /or your spouse, report honoraria income received which aggregates $200 or more by exact amount, give the date of, and describe the activity (speech, appearanceorarticle) generating such honoraria payment. Do not include payments in lieu of honoraria reported on Part I. Name of Income Source Address(City, State) Type of Income Amount Example: JP Computers Wash., DC EXAMPLE Salary $15,000 MCI (Spouse) Arlington, VA EXAMPLE Salary Over $1,000 Morgan, Lewis & Bockius LLP Houston, TX Salary 1,017,351 ? Goldman Sachs & Co (Spouse) Houston, TX Salary Over $1,000 3 Young America's Foundation Santa Barbara, CA (November8-12, 2012) Honorarium $10,000 €L/8Z/01 0’ LA yosees aunsojosiq jeloueul4 oljqnd

/Bu!yuldpujoxepulro B-ayeuas‘pdww CL/S 00000624954 Reporting Individual's Name Ted Cruz | Re Amendment PART IliA. PUBLICLY TRADED ASSETS AND UNEARNED INCOME SOURCES Page Number 4 BLOCKA Identity of Publicly Traded Assets And Unearned Income Sources Report the complete nameof each publicly raded asset held by you, your spouse,or four dependentchild, (See p.3, CONTENTS OF REPORTS, Part B of nstructions) for production of income or nvestment which: (1) had a value exceeding $1,000 at the close of the reporting period; and/or (2) generated over $200 in “unearned” income during the reporting period. nclude on PART INA a complete dentification of each public bond, mutual und, publicty traded partnership interest, 2xcepted investment fund, bank account, axcepted and qualified blind trust, and dublicly traded asset of a retirement plan. BLOCK 8 Valuation of Assets At the close of reporting period. \f None, or less than $1,001, check the first column. BLOCK C Type and Amountof Income Type of income Amountof Income None(or less than $1,001) $1,001 - $15,000 $15,001 - $50,000 $50,001 - $100,000 $100,001 - $250,000 $250,001 - $500,000 $500,001 — $1,000,000 Over $1,000,000*** $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 Over $50,000,000 None Dividends Rent Interest Capital Gains Excepted Investment Fund Excepted Trust Qualified Blind Trust Other (Specify Type) None (or Jess than $201) $201 - $1,000 $1,001 - $2,500 $2,507 - $5,000 $5,001 - $15,000 $15,001 - $50,000 $50,001 - $100,000 $100,001 - $1,006,000 Over $1,000,000*** $1,000,001 - $5,000,000 Over $5,000,000 Actual Amount if “Other” Specified Required . Ss 18M Corp.(stock) x ~ m Example Example =xample: Dc, orJ (S) Keystone Fund bad Exampie X Example BFK (J) GSMTX (J) GSHIX (J) GIMDX(J) GHYIX (J) CVX (J) XOM(J) GS (J) OKE(J) Xx x o EPD (J) x x x -XEMPTION TEST(see instructions before marking box). you omitted any asset because it meets the three-part test for exemption describedin the instructions, please check box to the right. ** This category applies only if the asset isAwas held independently by the spouse or dependentchild. If the asset isAvas either held by the filer or jointly neld, use the other categories of value, as appropriate. [| €L/8Z/01 0' LA yosees aunsojosiq jeloueul4 oljqnd

/Bu!yuldpujoxepulro B-ayeuas‘pdww cL/g OOGOGGE24955 Reporting individual's Name | EX] Amendment Ted Cruz PART IIIA. PUBLICLY TRADED ASSETS AND UNEARNED INCOME SOURCES Page Number 5 BLOCK A BLOCKB BLOCK C Identity of Publicly Traded Assets Valuation of Assets Type and Amountof Income And Unearned tncome Sources At the closeof reporting period. Report the complete name of each publicly If None,or less than $1,001, checkthe first column. traded asset held by you, your spouse, or Type of Income Amount of Income nstructions) for production of income or nvestment which: (1) had a value exceeding $1,000 at the close of the reporting period; and/or (2) generated over $200 in “unearned” income during the reporting period. nclude on PARTIIIA a complete dentification of each public bond, mutual fund, publicly traded partnership interest, excepted investment fund, bankaccount, excepted and qualified btind trust, and publicly traded asset of a retirement plan. Other 000 (Specify your dependentchild, (See p.3, CONTENTS OF REPORTS, Part B of . Type) None(or less than $1,001) $1,001 - $15,000 $15,001 - $50,000 $5,000,001 - $25,000,000 $500,001 — $1,000,000 $25,000,001 - $50,000,000 Over $50,000,000 Excepted Investment Fund Over $1,000,000*** None(or less than $201) $201 - $1,000 $100,001 - $1,000,000 $50,001 - $100,000 $100,001 - $250,000 $250,001 - $500,000 $1,000,001 - $5,000 Dividends Rent Interest Capital Gains Excepted Trust Qualified Blind Trust $1,001 - $2,500 $2,501 - $5,000 $5,001 - $15,000 $15,001 - $50,000 $50,001 ~ $100,000 Over $1,000,000*** None $1,000,001 - $5,000,000 Over $5,000,000 Actual Amount Required if “Other” Specified ba »< » Example Example Ss; IBM Corp.(stock) Example: DC, orJ (S) Keystone Fund » ba) Example X Example GSTIX (J) x x x ~ GSLIX {J) x Xx Xx 3 |GSSIX (J) Xx Xx x + IGSAIX (J) x x x 3 [Roth IRA GIDGX (S) x x x GS Money Market (J} . x Xx 4 Nate ? |Bank of America Savings(J) x 4 x 3 |American Express Savings (J) x x x 7 ING Direct Savings (J} x x x 0) JP Morgan Savings (J) x x x =XEMPTIONTEST(see instructions before marking box): If you omitted any asset because it meets the three-part test for exemption described in the instructions, please check boxto the right. “* This category applies onlyif the asset isAwas held independently by the spouse or dependentchild. if the asset is/was either held by the filer or jointly held, use the other categories of value, as appropriate. [| €L/8Z/01 0' LA yosees aunsojosiq jeloueul4 oljqnd

/Bu!yuldpujoxepulro B-ayeuas‘pdww Cb GIGG006B24356 Reporting Individual’s Name | J] Amendment Page Number Ted Cruz PARTIIIA. PUBLICLY TRADED ASSETS AND UNEARNEDINCOME SOURCES 6 BLOCK A BLOCK B BLOCK C Identity of Publicly Traded Assets Valuation of Assets Type and Amountof Income And Unearned Income Sources Atthe close of reporting period Report the complete nameof each publicly uv Moneatesthan$1,001, raded asset held by you, your spouse,or Type of Income Amountof Income your dependentchild, (See p.3, CONTENTS OF REPORTS,Part B of nstructions) for production of income or nvestment which: (1) had a value exceeding $1,000 atthe _ ° 3 . Actual close of the reporting period; and/or 2 2 3 S S Other > . ° Amount (2) generated over $200 in “unearned” x olo 3 21o/S 2 _ a ° S income during the reporting period. c ofslelsiel: lslslSl. o a < olBlatt ts Required nclude on PARTII/A a complete S/3/8ielsic/S8isla|slsls E| _ |= Geeciy] § efolSISle/slsisis| i de or “lslsislelel-/s/4/S 71s oi 81812] Te PElolS{Sl/SisolS| =] S141 8] ‘other dentification of each public bond, mutual e1O1BlslelelFisls{cists elée/els afel(f(Sleisis|/eielcie Specified und, publicly traded partnership interest, [=| %] «| + sisis{2}/818| ele g _ 5 3/z 3 : sl?l?|@lelels 3 3 S 2xcepted investment fund, bank account, 71o/8/8 oS 2 2. “1SiSisl?ll. oS] @ g]a a r= oi-]/e/slslsis ° e)/a|e excepted and qualified blind trust, and SI2lelslS/ Sls] sfeySjey sis sis} sa] eo) 8) si) s Slel2/2/Slersys/ey;2Sie , ZJSIS(S(SlS(BSl61S/B/Slolfzlafc els] olaia Z(|S/S/S18/5(BlS/6/H16 oublicly traded asset of a retirement plan. =xample: be! !BM Corp. (stock) x xX Example x Example ~ ord (S) Keystone Fund x x Example X Example Citibank Savings (J) X x x VTTHX (Morgan Lewis Defined x x x Contribution) (Self) 3 |GGOIX 401K (J) x x Xx HWMIX (J) x x x VGSIX (J) x x x VFORX (J) x x x BIGIX 401K (J) x x x Bancorp Bank HAS(Self) x x x ; Blackrock Lifepath Portfolio, Target 2035 x x x 401K (S) 0| Fidelity 529 MA 2027 Portfolio (J) x Xx x =XEMPTION TEST(see instructions before marking box): If you omitted any asset becauseit meets the three-part test for exemption described in the instructions, please check bex to the right. ** This category applies only if the asset isAwas held independently by the spouse or dependentchild. If the asset isAvas either held by thefiler or jointly held, use the other categories of value, as appropriate. L_] €L/8Z/01 0' LA yosees aunsojosiq jeloueul4 oljqnd

/Bui! jyUuld/LuJoxepulo 6'ayeues ‘pyd‘AWW cl/8 GOCSCOE2 4g57 eporting individual's Name | &] Amendment red Cruz PARTIIIA. PUBLICLY TRADED ASSETS AND UNEARNED INCOME SOURCES Page Number 7 BLOCKA BLOCK B BLOCK C Identity of Publicly Traded Assets Valuation of Assets Type and Amountof Income And Unearned Income Sources At the close of reporting period. 2eport the complete name of each publicly ifNone,or less than $1,001, raded asset held by you, your spouse, or check the first column. rour dependentchild, (See p.3, Type of Income Amountof Income SONTENTS OF REPORTS, Part B of nstructions) for production of income or nvestment which: (1) had a value exceeding $1,000 at the close of the reporting period; and/or (2) generated over $200in “unearned” income during the reporting period. nclude on PARTIIIA a complete dentification of each public bond, mutual und, publicly traded partnershipinterest, 2xcepted investmentfund, bank account, sxcepted and qualified blind trust, and yublicly traded asset of a retirementplan. Other 000 (Specify Type) None(or less than $1,001) $1,001 - $15,000 $15,001 - $50,000 $1,000,001 - $5,000,000 $100,001 - $250,000 $250,001 - $500,000 $500,001 — $1,000,000 Over $1,000,000*** $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 Over $50,000, Excepted Investment Fund Qualified Blind Trust None(or less than $201) $201 - $1,000 $1,001 - $2,500 $2,501 - $5,000 $5,001 - $15,000 $15,001 - $50,000 $50,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000*** Interest Capital Gains Excepted Trust None Rent $1,000,001 - $5,000,000 Over $5,000,000 Actual Amount Required if “Other” Specified x $50,001 - $100,000 | Dividends bad s, IBM Corp. (stock) Example zixample: DC, Example orJ (S) Keystone Fund Pad ~ Example X Example USAA 529 - Age Based Aggressive Growth USAA 529 - Aggressive Growth x x x USAA 529 - Moderate x x x USAA 529 - Balanced . x x x 0 =XEMPTION TEST(see instructions before marking box): If you omitted any asset because it meets the three-part test for exemption described in the instructions, please check box to the right. ** This category applies only if the asset istvas held independently by the spouse or dependentchild. {f the asset isAvas either held by the fiter or jointly held, use the other categories of value, as appropriate. [| EL/8Z/0L 0’ LA youeas aunsojosiq jeloueul4 aiiqnd

/Bui! jyUuld/LuJoxepulo 6'ayeues ‘pyd‘AWW cL/6 GO0000624958 2eporting Individual's Name Ted Cruz | &J Amendment PARTIIIB. NON-PUBLICLY TRADED ASSETS AND UNEARNED INCOME SOURCES Page Number 8 BLOCKA Identity of Non-Publicly Traded Assets and Unearned Income Sources Report the name, address(city, state and description) of each interest held by you, your spouse, or your dependentchild (See 9.3, CONTENTS OF REPORTS,Part B of nstructions) for the production of income or investment in a non-public trade or ousiness which: (1) had a value exceeding $1,000 at the close of the reporting period; and/or (2) generated over $200 in “unearned” income during the reporting period. nclude the above report for each inderlying asset, whichis not incidental to he trade or business. Publicly traded assets held by non-public entity may be isted on Part IIlA. BLOCK B Valuation of Assets At the close of reporting period. If None,or less than $1,001, checkthe first column. BLOCK C Type and Amountof Income Type of Income Amountof Income None(or less than $1,001} $1,001 - $15,000 $15,001 - $50,000 $50,001 - $100,000 $100,001 - $250,000 $250,001 - $500,000 $500,001 ~ $1,000,000 Over $1,000,000*** $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 Over $50,000,000 None Dividends Rent Interest Capital Gains Excepted Investment Fund Excepted Trust Qualified Blind Trust Other (Specify Type) None{orless than $201) $201 - $7,000 $1,001 - $2,500 $2,501 - $5,000 $5,001 - $15,000 $15,001 - $50,000 $50,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000*** $1,000,001 - $5,000,000 Over $5,000,000 Actual Amount Required if “Other" Specified S, JP Computer, Software Design, Example: DC, Wash DC x ba’ Example ~*~ Example orJ Undeveloped land, Dubuque, fowa x Example Example Morgan Lewis - Cash Balance Retirement Plan (SEI, Oaks, PA) Morgan Lewis - Firm Capital Account (CitiBank, Philadelphia, PA) Texas ERS Retirement Account (Austin, TX) Loan to Ted Cruz for Senate (Austin, TX) Promissory Note - CEP Investments Holdings Limited (Road Town, B.V.1.) 0 XEMPTION TEST{see instructions before marking box): If you omitted any asset because it meets the three-part test for exemption described in the instructions, piease check box to the right. * This category applies onlyif the asset isAvas held independently by the spouse or dependentchild. If the asset is/was either held by the filer or jointly heid, use the other categories of value, as appropriate. [| EL/8Z/0L 0’ LA youeas aunsojosiq jeloueul4 aiiqnd

/Bui! jyUuld/LuJoxepulo 6'ayeues ‘pyd‘AWW cL/OL ooogcgogGbEZASSS Reporting individual’s Name Ted Cruz | Bd Amendment PARTVil. LIABILITIES Page Number 9 Category of Amountof Value (x) Report liabilities over $10,000 owed by you, your spouse, or dependentchild (See se s 9.3, CONTENTS OF REPORTS,Part B ofInstructions), to any one creditor at any 3 O ® of8ig Ime during the reporting period. Check the highest amount owed during the 3 2las 8 2 8|2le eporting period. Exclude: (1) mortgages on your personalresidences unless 5 r |2e = 2f8/Siel. |esisic ented (except for Senators); (2) loans secured by automobiles, household 9 zw £§ 2 {S/S S/SlSislslelo/sls . . . we a . . . - = a ow < SCISIiSstiplolelelMIAlLe [Sa urniture or appliances; and (3)liabilities owed to certain relatives listed in o oO < = WISTS N[BlK |S Fl sta nstructions. See Instructions for reporting revolving charge accounts. s- €1§83 E felslel7le eis silslele ~ /eS] @& Jeleleisis|s/Zjelelsls at b SI/o/eo/[S{S/Slalololtsla Db 2 SI2IS&lolsolel(s18/Silels . . age > e 0 oa ° wot © = -~ oO Nameof Creditor Address Type of Liability SIslZis!lXlZlaélsai2ziale c , oe First District Bank Wash., DC Mortgage on undeveloped land 1992 13% 1 pt 25 yrs x EIX|A|M|P|{L{[E xample: DC, or J (J) John Jones Wash., DC Promissory Note 2000 10% n/a On dmd X|EX{AIMIP/LIE CitiBank New York, NY Law Firm Capital Account- 99| 4.25% 10 Years x paid off in 2013 a. Line of Credit - paid off in Prime- On CitiBank New York, NY 2012 2012 Floatin demand x Goldman Sachs Margin Loan |New York, NY Margin Loan - paid off in 2012 |Floatin On x 2012 g demand =XEMPTION TEST(see instructions before marking box): |f you omitted any asset because it meets the three-part test for exemption described in the instructions, please check boxto the right. "" This category applies only if the asset isAvas held independently by the spouse or dependentchild. if the asset is/was either held by the filer or jointly held, use the other categories of value, as appropriate. EL/8Z/0L 0’ LA youeas aunsojosiq jeloueul4 aiiqnd

/Bul|iyUld/LujoXepulo Beyeuss ‘pidwww CL/bL GoO00GE2 4966 eporting Individual’s Name Ted Cruz | ® Amendment PARTVill. POSITIONS HELD OUTSIDE U.S. GOVERNMENT Page Number 10 %eport any positions held by you during the applicable reporting period whether compensated or not. Positions include, but are not limited to those of an officer, director, trustee, general partner, proprietor, representative, employee, or consultant of any corporation, firm, partnership, or other business snterprise or any non-profit organization or educationalinstitution. Both the year and month must be reported for the period of time that the position was eld. =xclude: Positions with federal government, religious, social, fraternal, or political entities, and those solely of an honorary nature. «gs . gs og: From To Name of Organization Address(City, State Type of Organization ame of Organizatio (City } yp ganizatio Position Held (Mof¥r) (Mo/Yr) . National Assn. of Rock Callectors NY.NY EXAMPLE Non-profit education President 6/91 Present =xample: Jones & Smith Hometown, USA EXAMPLE Law Firm Partner 7/96 19/1X Free Enterprise Institute Houston, TX Non-Profit Education Trustee 10/11 Present Sompensation in excess of $200 from any position must be reported in Part Il. €L/8Z/01 0’ |A youeas aunsojosig jeloueul4 oljqnd

/Bul|!yuld/ujoxepul/o 6'ayeues ‘pid‘win cL/el GGO00624961 teporting Individual's Name | EJ Amendment Page Number Ted Cruz PART IX. AGREEMENTS OR ARRANGEMENTS 44 Report your agreements or arrangementsfor future employment (including agreements with a publisher for writing a book or sale of otherintellectual property), leaves of absence, continuation of payment by a former employer (including severance payments), or continuing participation in an employee benefit plan. See instructions regarding the reporting of negotiations for any of these arrangements or benefits. Status and Terms of any Agreement or Arrangement Parties Date Pursuant to partnership agreement, will receive lump sum paymentof capital account and partnership share calculated on services performed through 11/0X and retained pension benefits (diversified, Jones & Smith, Hometown, USA EXAMPLE 1/94 =xample: independently managed, fully funded, defined contribution plan) =xample. Employment agreement with XYZ Co. to become Vice President of Government Relations. Terms of agreementinclude salary between $50,001-$100,000, signing bonus between $2,501-$5,000 and stock XYZ Co., Bethesda, MD EXAMPLE 1/1X options Promissory Note from CEP Investments Holdings Limited (principal sum of $75,000 plus reasonable CEP investments Holdings Limited 4112002 rate of interest) (incorporated in B.V.IL.; operates in Jamaica) 2 3 4 3 3 7 8 9 0 1 2 3 4 €L/8Z/0L 0A youeas ainsojosig jeloueul4 o1jqnd