Correspondence Logs - Cruz, Department of Energy Correspondence (2013-2017)

American Bridge 21st Century 455 Massachusetts Avenue Suite 280 Washington, DC 20001 Department of Energy Washington, DC 20585 -',,_• Via email: [email protected] Re: HQ-2017-01208-F This is the final response to the request for information that you sent to the Department of Energy (DOE) under the Freedom oflnformation Act (FOIA), 5 U.S.C. § 552. You requested the following: Copies of the Congressional Correspondence logs that are maintained by the Department of Energy that lists congressional and/or governmental correspondence between the Department and Congressional officials listed below with the years to search in parenthesis. Public Officials to Search • Senator Jeffry "Jeff' Flake (113/2001-Present) • Governor Richard "Rick" Scott (1/4/2011-Present) • Congressman Lucas "Luke" Messer (113/2013-Present) • Congressman Theodore "Todd" Rokita (1/3/2011-Present) • Congressman Frederick "Fred" Upton (11112000-Present) • MI State Senator Randall "Randy" Richardville (1/112000-111/2015) • Congresswoman Ann Wagner (113/2013-Present) • Congresswoman Vicky Hartzler (113/2011-Present) • Attorney General Joshua "Josh" Hawley (119/2017-Present) • Attorney General Timothy "Tim" Fox (117/2013) • Montana Auditor Matthew "Matt" Rosendale (112/2017-Present) • Senator Dean Heller (5/9/2011-Present) • Congressman Kevin Cramer (1/3/2013-Present) • ND State Senator Tom Campbell (12/112012-Present) • ND Representative Rick Becker (1/112013-Present) • OH Treasurer Joshua "Josh" Mandel (1110/2011-Present) • Congressman Louis "Lou" Barletta (113/2011-Present) • Congressman George "Mike" Kelly (113/2011-Present) • Senator Robert "Bob" Corker (113/2007-Present)

• Senator Rafael "Ted" Cruz (1/3/2013-Present) • Congresswoman Barbara Comstock (1/3/2015-Present) • Congressman Evan Jenkins (1/3/2015) • Attorney General Patrick Morrisey (1114/2013-Present) • WI State Senator Scott Fittzgerald (1/1/1994-Present) • WI State Senator Leah Vukmir (1/1/2002-Present) In an email dated June 7, 2017, you amended your request to exclude the following public officials: Senator Jeffry "Jeff' Flake, Senator Dean Heller, Congressman Evan Jenkins, OH Treasurer Joshua "Josh" Mandel, and Attorney General Timothy "Tim" Fox. Your request was assigned to the Office of the Executive Secretariat (ES) to conduct a search of their files for responsive records. ES conducted a search of the Electronic Document Online Correspondence and Concurrence System (eDOCS). This system tracks all formal correspondence to and from the Offices of the Secretary, Deputy Secretary, and Under Secretaries of Energy, and is where records of such correspondence are likely to be found. The search started June 13, 2017, which is the cutoff date for responsive documents. ES has completed its search and identified fourteen (14) documents responsive to your request. These documents are being released to you as described in the accompanying index. Upon review, DOE has determined that certain information should be withheld from the documents pursuant to Exemption 6 of the FOIA, 5 U.S.C. § 552(b)(6). Exemption 6 generally is referred to as the "personal privacy" exemption; it provides that the disclosure requirements ofFOIA do not apply to "personnel and medical files and similar files the disclosure of which would constitute a clearly unwarranted invasion of personal privacy." 5 U.S.C. § 552(b)(6). In applying Exemption 6, DOE considered: 1) whether a significant privacy interest would be invaded; 2) whether the release of the information would further the public interest by shedding light on the operations or activities of the Government; and 3) whether in balancing the privacy interests against the public interest, disclosure would constitute a clearly unwarranted invasion of privacy. The information withheld under Exemption 6 consists of the names of private individuals. This information qualifies as "similar files" because it is information in which an individual has a privacy interest. Moreover, releasing the information could subject the individual to unwarranted or unsolicited communications. Since no public interest would be served by disclosing this information, and since there is a viable privacy interest that would be threatened by such disclosure, Exemption 6 authorizes withholding the information. Therefore, we have determined that the public interest in the information's release does not outweigh the overriding privacy interests in keeping it confidential. This satisfies the standard set forth in the Attorney General's March 19, 2009, memorandum that the agency is justified in not releasing material that the agency reasonably foresees would harm an interest protected by one of the statutory exemptions. This also satisfies DOE's regulations at 10 C.F.R. § 1004.1 to make records available which it is authorized to withhold under 5 U.S.C. §

552 when it determines that such disclosure is in the public interest. Accordingly, we will not disclose this information. Pursuant to 10 C.F.R. Part 1004.7(b )(2), I am the individual responsible for the determination to withhold the information described above. The FOIA requires that "any reasonably segregable portion of a record shall be provided to any person requesting such record after deletion of the portions which are exempt." 5 U.S.C. § 552(b). As a result, a redacted version of the documents are being released to you on accordance with 10 C.F.R. § 1004.7(b)(3). This decision, as well as the adequacy of the search, may be appealed within 90 calendar days from your receipt of this letter pursuant to 10 C.F.R. § 1004.8. Appeals should be addressed to Director, Office of Hearings and Appeals, HG-1, L'Enfant Plaza, U.S. Department of Energy, 1000 Independence Avenue, S.W., Washington, D.C. 20585-1615. The written appeal, including the envelope, must clearly indicate that a FOIA appeal is being made. You may also submit your appeal by e-mail to [email protected], including the phrase "Freedom of Information Appeal" in the subject line. The appeal must contain all the elements required by 10 C.F .R. § 1004.8, including a copy of the determination letter. Thereafter, judicial review will be available to you in the Federal District Court either (1) in the district where you reside, (2) where you have your principal place of business, (3) where DOE's records are situated, or (4) in the District of Columbia. You may contact DOE's FOIA Public Liaison, Alexander Morris, FOIA Officer, Office of Public Information, at 202-586-5955, or by mail at MA-46 Forrestal Building 1000 Independence Avenue, S.W. Washington, D.C. 20585 for any further assistance and to discuss any aspect of your request. Additionally, you may contact the Office of Government Information Services (OGIS) at the National Archives and Records Administration to inquire about the FOIA mediation services they offer. The contact information for OGIS is as follows: Office of Government Information Services, National Archives and Records Administration, 8601 Adelphi Road-OGIS, College Park, Maryland 20740-6001, e-mail at [email protected]; telephone at 202-741-5770; toll free at 1-877-684-6448; or facsimile at 202-741-5769. The FOIA provides for the assessment of fees for the processing of requests. See 5 U .S.C. § 552(a)(4)(A)(i); see also 10 C.F.R. § 1004.9(a). In our June 12, 2017 letter, you were informed that your request was categorized under the DOE regulation that implements the FOIA at 10 C.F.R. § 1004.9(b)(3), as a "news media" requester. Requestors in this category are charged fees for duplication only and are provided 100 pages at no cost. However, because processing costs did not exceed $15.00, the minimum amount at which DOE assesses fees, no fees will be charged for the processing of this request. If you have any questions about the processing of the request or this letter, you may contact Ms. Aubom Finney at: MA-46/Forrestal Building 1000 Independence Avenue, S.W. Washington, DC 20585 (202) 5 86-1404

I appreciate the opportunity to assist you with this matter. Enclosures Sincerely, (J I l.i· . «/Jj/lf~­ ~ .~is FOIA Offi er Office of Public Information

INDEX Request#: HQ-2017-01208-F Fiual response for request from for: Copies of the Congressional Correspondence logs that are maintained by the Department of Energy that lists congressional and/or goverumental correspondence between the Department and Congressional officials listed below with the years to search in parenthesis. Public Officials to Search • Seuator Jeffry "Jeff'' Flake (113/2001-Present) • Governor Richard "Rick" Scott (114/2011-Present) • Congressman Lucas "Luke" Messer (113/2013-Preseut) • Congressman Theodore "Todd" Rokita (113/2011-Present) • Congressman Frederick "Fred" Upton (11112000-Present) • MI State Seuator Randall "Randy" Richardville (11112000- 11112015) • Congresswoman Ann Wagner (1/3/2013-Present) • Congresswoman Vicky Hartzler (l/3/2011-Present) • Attorney General Joshua "Josh" Hawley (1/9/2017-Present) • Attorney General Timothy "Tim" Fox (117/2013) • Montana Auditor Matthew "Matt" Rosendale (l/2/2017-Present) • Senator Dean Heller (5/9/2011-Present) • Congressman Kevin Cramer (1/312013-Present) • ND State Senator Tom Campbell (12/1/2012-Present) • ND Representative Rick Becker (111/2013-Present) • OH Treasurer Joshua "Josh" Mandel (1110/2011-Present) • Congressman Louis "Lou" Barletta (113/2011-Present) • Congressman George "Mike" Kelly (1/3/2011-Present) • Senator Robert "Bob" Corker (113/2007-Present) • Senator Rafael "Ted" Cruz (l/3/2013-Present) • Congresswomau Barbara Comstock (1/312015-Present) • Congressman Evan Jenkins (l/312015) • Attorney General Patrick Morrisey (1/14/2013-Present) • WI State Senator Scott Fittzgerald (11111994-Present) • WI State Senator Leah Vukmir (11112002-Present) In an email dated June 7, 2017, you amended your request to exclude the following public officials: Senator Jeffry "Jeff'' Flake, Senator Deau Heller, Congressman Evan Jenkins, OH Treasurer Joshua "Josh" Mandel, and Attorney General Timothy "Tim" Fox. The Office of Executive Secretariat (ES) has completed its search and located fourteen (14) documents responsive to your request.

• Eight (8) documents are being withheld in part pursuant to Exemption ((b)(6). The withheld information consists of names of private individuals. • Six (6) documents are being released in full.

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System {eDOCS) Folder List Report Document l 1. Title: Letter to Secretary Steven Chu from Governor Rick Scott (R-Fl) State of Florida Subject: lnfonns the Department of Energy that he has designated the Office of Energy in the Department of Agriculture and Consumer Services, as the State Energy Office for Flortda. Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact Report run at 6/13/201711:-11:32AM EE I Daniel Simmons EE Steven Chu Prepare Response CAP2 Holloway, Geneva Created Date: 07/2112011 Correspondence Date: 07/1312011 Received Date: 07/2112011 Completed Date: 07/2212011 Due Date: 08/1212011 Status: completed Source: SO-GOV Page: 1

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Steven Chu from Governor Rick Scott, State of Florida Subject: Forwards Secretary Chu his State of Florida Christmas ornament(S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Steven Chu NIA Steven Chu Appropriate Action CAP3 Holloway, Geneva Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 2. Title: Letter to Secretary Steven Chu from Rick Scott, Governor, State of Florida Subject: Enjoyed seeing Secretary Chu at the White House (S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Steven Chu NIA Steven Chu Appropriate Action CAP3 Holloway, Geneva 3. Title: Letter to Secretary Steven Chu from Governor Rick Scott Subject: Wishing the Secretary good luck with his next journey (S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/13/201711 :11:32AM Steven Chu NIA Steven Chu Appropriate Action CAP2 Watson, Sylvia Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 1212712011 1211612011 1212712011 1212712011 [no date provided} completed SO-GOV 0310912012 0212812012 0310812012 0310912012 [no date provided) completed SO-GOV 0211212013 0210312013 0211212013 0211212013 [no date provided) completed SO-GOV Page: 2 of

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Document2 1. Title: Letter lo Secretary Ernest Moniz from Representatives Todd Roklta. Pete Visclosky, Todd Young, Susan Brooks, Jackie Walorski, Larry Bucshon, Luke Messer and Andre Carson Subject: Writes in support for lhe Departmenfs proposed Institute for Advanced Composltes Manufacturing Innovation (DE-FOA-0000977) (Purdue University is a partner on proposal for this funding opportunity) control: l~=r~g,\A3~;!~f Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Repmt run at 6/13J201711:23:40AM EE I Daniel Simmons EE Ernest Moniz Prepare Response CAP2 Watson, Sytvia Created Date: 0611712014 Correspondence Date: 06/1612014 Received Date: 06/1612014 Completed Date: 07/0112014 Due Date: 07/08120•14 Status: completed Source: CR Page: 1

U.S. Department of Energy Document3 The Electronic Document Online Correspondence and Collaboration System (eOOCS) Folder List Report 1. Tille: Letter to EE/Brenda Edwards from Representative Todd Rokita Subject: Urges DOE lo adopt new standards for large-capacity, grid connected, electric resistance waler heaters Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: EE I Daniel Simmons EE EE Prepare Response CAP2 Standley, Ertca Created Date: 0712412012 Correspondence Date: 07118/2012 Received Date: 0712412012 Completed Date: 08110/2012 Due Date: 0811512012 Status: completed Source: CR 2. Title: Letter to Secretary Ernest Moniz from Representatives Todd Rokita, Pete Visclosky, Todd Young, Susan Brooks, Jackie Walorskl, Larry Bucshon, Luke Messer and Andre Carson Subject: Writes In support for the Oepartmenrs proposed Institute for Advanced Composites ManUfacturtng Innovation (DE-FOA-0000977) (Purdue University ls a partner on proposal for this funding opportunity) Control: l'i'c;V,~:'~J Assigned To: Signature Level: Addressee Office: Aclion Requested: Priority: Point of Contact: Program Contact: Report run at 6/13/201711:28:43AM EE I Daniel Simmons EE Ernest Montz Prepare Response CAP2 Watson, Sylvia Created Date: Correspondence Date: Received Date: Completed Date: Oue Date: S(a!Us: Source: 0611712014 0611612014 0611612014 0710112014 0710812014 compleled CR Page: 1

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Steven Chu from Senator Richard G. Lugar and Representatives Dan Burton, Peter J. Visclosky, Mike Pence, Joe Donnelly, Andre Carson, Marlin A. Stutzman, Larry Bushon, Todd Rokita, and Todd C. Young on behalf of Carbon Motors Corporation Subject Eagerly await final approval of Carbon Motors Corporation loan guarantee application in response to the Department of Energy's Advanced Technology Vehicles Manufacturing (ATVM) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact Report run at: 6/13/201711:28:43AM LP I Alex Mishkin LP Steven Chu Prepare Response CAP3 Carpenter, Catherine Created Date: 06/27/2011 Correspondence Date: 06/13/2011 Received Date: 06/27/2011 Completed Date: 07/20/2011 Due Date: 07/20/2011 Status: completed Source: CR Page: 2

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Document4 1. Title: Letter to Secretary Steven Chu from Representatives Thaddeus G. Mccotter, Peter Hoekstra, Mike Rogers, and Fred Upton on behalf of EcoMotors International Subject: Supports EcoMotors International grant application submitted under the Advanced Technology Vehicle Loan Program (ATVM) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact AG I Peter Davidson AG Steven Chu Prepare Response Essential Carpenter, Catherine Created Date: H/1212009 Correspondence Date: 10130/2009 Received Date: 1111012009 Completed Date: 0112612010 Due Date: 1'112012009 Status: completed Source: CR 2. Title: Letter to Secretary Steven Chu from members of the Michigan delegation, Senators Debbie Stabenow and Carl Levin, Representatives John D. Dingell, Fred Upton, Sander Levin. Gary Peters, Mike Rogers. Carolyn C. Kilpatrick, Mark Schauer, Dave Camp, Thaddeus Mccotter, Candace Miller, Dale Klldee, Vernon Ehlers, Bari Stupak, John Conyers and Peter Hoekstra Subject: Expressing support for loan applications from several Michigan-based automakers (Including Chrysler and component suppliers have filed through the Departmenrs Advanced Technology Vehicles Manufacturing Loan Program (ATVM) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at: 6114J201710:35:50AM AG I Peter Davidson AG Steven Chu Prepare Response Essential Critical Watson, Sylvia Created Dale: 0710212010 Correspondence Date: 0710112010 Received Date: 0710212010 Completed Date: 0812412010 Due Date: 0710912010 Status: completed Source: CR Page: 1Of55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Steven Chu (via fax) from Chairman Fred Upton (R-MI), Committee on Energy and Commerce and Chairman Cliff Stearn (R-FL), Subcommittee on Oversight and Investigations Subject: Requesting that documents and information concerning the participation of the Department of Energy (DOE) in the Administration's efforts to restore fiscal discipline to the federal government are provided to the Committee by September 29, 2011 (S-1). Control: j';~i,~'t~i!i~qij)~g;t~,I Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at: 6/14/201710:35:50AM CF I Alison Doane Steven Chu Steven Chu Prepare Response CAP1 Carpenter, Catherine Created Date; 09/16/2011 Correspondence Date: 09/15/2011 Received Date: 09/16/2011 Completed Date: 11/14/2011 Due Date: 09/23/2011 Status: completed Source; cc Page: 2 o

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Under Secretary Ernest J. Moniz from Representives Fred Upton Subject: Confirms the Under Secretary's invitation to testify on April 13, 2000, before the Subcommittee on Oversight & Investigations re: USEC privatization and its impact on the domestic uranium industry Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: Cl I Shari Davenport NA Ernest Moniz Appropriate Action Essential Critical Blake-Kennerly, Shena 2. Title: Letter to GC/Sullivan from Representative Fred Upton Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status; Source: 04/11/2000 04/05/2000 04/10/2000 04/11/2000 [no date provided} completed cc Subject: Confirms invitation for Mary Ann Sullivan to testify at the May 23, 2000 hearing on Whistleblowers at DOE Facilities:ls There Really "Zero Tolerance" for Contractor Retaliation? Assigned To; Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact Cl I Shari Davenport Cl Cl Prepare Response Important Critical Cameron, Linda Created Date: Correspondence Date; Received Date: Completed Date: Due Date; Status: Source; 3. Title: Letter to Deputy Secretary T. J. Glauthier from Representative Fred Upton 05/17/2000 05/17/2000 05/17/2000 05/23/2000 05/21/2000 completed cc Subject: Confirms the Deputy Secretary's invitation to testify before the Subcommittee on Oversight and Investigations on Tuesday, June 20, 2000, re: the review of DOE's major fixed-price cleanup contracts Assigned To: Signature Level: Addressee Office: Action Requested: Priority; Point of Contact: Program Contact: Report run at: 6/14/201710:35:50AM Cl I Shari Davenport NA T. J. Glauthier Appropriate Action Essential Critical Blake-Kennerly, Shena Created Date: Correspondence Date: Received Date: Completed Date: Due Date; Status: Source: 06/13/2000 06/09/2000 06/12/2000 06/13/2000 [no date provided] completed cc Page: 3 of 5!

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 4. Title: Letter to CN/Curran from Representative Fred Upton Subject: Confirms invitation for Edward J. Curran to testify on June 28, 2000 regarding weaknesses in classifed information security controls at DOE's nuclear weapon laboratories Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Cl I Shari Davenport NA CN Program Determination Important Critical Holloway, Geneva Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 5. Title: Facsimile to Deputy Secretary G\authier from Representative Fred Upton 0612612000 0612212000 0612312000 06126/2000 (no date provided] completed cc Subject: Confirms invitation to Deputy Secretary Glauthier to testify June 28, 2000, regarding the weaknesses in classified information security controls at DOE Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Cl I Shari Davenport NA DS Appropriate Action Essential Critical Gorham, Octavia 6. Title: Letter to NNSA/Gordon from Representative Fred Upton Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 0612312000 06122/2000 06/23/2000 06/2312000 [no date provided] completed cc Subject: Confirms NNSA/Gordon's invitation to testify before the Subcommittee on Oversight and Investigations on July 11, 2000, regarding weaknesses in classified information security controls at DOE labs Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at: 6/14/201710:35:50AM Cl f Shari Davenport Cl NNSA Prepare Response Essential Critical Blake-Kennerly, Shena Created ·Date: 07106/2000 Correspondence Date: 06/3012000 Received Date: 07/0512000 Completed Date: 0711012000 Due Date: 0710712000 Status: completed Source: cc Page: 4 of

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 7. Title: Fax to Secretary Richardson from Rperesentatives Joe Barton & Fred Upton Subject: Confirms invitation for designated Department of Energy representatives to attend a closed-door briefing relating to security at the Department of Enegy's nuclear weapon laboratories, October 19, 2000 Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Polnt of Contact: Program Contact: Cl I Shari Davenport NA Bil! Richardson Program Determination Essential Critical Hanaway, Geneva Created Date: Correspondence Dale: Received Date: Completed Date: Due Date: Status: Source: 8. Title: Letter to Secretary Steven Chu from Fred Upton, Chainnan re: Ms. Jocelyn Gutierrez detail 10/18/2000 10/17/2000 10/18/2000 10/18/2000 [no date provided} completed cc Subject: Concurs with Ranking Member Henry Waxman's request for the detail of Ms. Jocelyn Gutierrez to the Democratic Minority staff of the House Energy and Commerce Committee, Subcommittee on Oversight and Investigations NTE one year beginning Feb 15, 2011 Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14f201710:35:50AM Cl I Shari Davenport Cl Steven Chu Prepare Response Essential Created Date: 02/08/2011 Correspondence Date: 02/02/2011 Received Date: 02/08/2011 Completed Date: 02/0912011 Due Date: 02111/2011 Status: completed Source: CR Page: S

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS} Folder List Report 9. Title: Letter to Secretary Steven Chu from Chairman Fred Upton (R-MI), Committee on Energy and Commerce, and Chairman Cliff Stearns (R-FL), Subcommittee on Oversight and Investigations - regarding Solyndra, Inc. Subject: Seeking documents/information within two weeks of the date of this letter (due on March 3, 2011) about a $535 million loan guarantee that the Department of Energy (DOE) Loan Guarantee Program (LGP) awarded to Solyndra, Inc., (Solyndra); requests that a staff briefing on Solyndra and the DOE LGP is scheduled no later than one week from the date of this letter (to be scheduled for Feb 24, 2011) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Cl I Shari Davenport GC Steven Chu Prepare Response Essential Critical Carpenter, Catherine Created Date: 02/18/2011 Correspondence Date: 02/17/2011 Received Date: 02/18/2011 Completed Date: 06/08/2012 Due Date: 02/28/2011 Status: completed Source: cc 10. Title: Letter to Secretary Steven Chu (via e-mail) from Chairman Fred Upton (R-MI), Committee on Energy and Commerce, and Chairman Cliff Stearns (R-FL), Subcommittee on Oversight and Investigations Subject: Requests certain information about the Department of Energy (DOE) Loan Guarantee Program by March 16, 2012 (S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/14/201710:35:50AM Cl I Shari Davenport Cl Steven Chu Prepare Response CAP1 Carpenter, Catherine Created Date: 03/08/2012 Correspondence Date: 03/07/2012 Received Date: 03/08/2012 Completed Date: 04/16/2012 Due Date: 03/16/2012 Status: completed Source: cc Page: 6 o

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 11, Title: Letter to Secretary Steven Chu from Chairman Fred Upton (R-MI), Chairman Cliff Sterns (R-FL), Subcommittee on Oversight Investigations and Representative Cory Gardner (R-CO), Committee on Energy and Commerce Subject: Requests documents and information by October 24, 2012, regarding certain technological and manufacturing problems experienced by Abound Solar Manufacturing, LLC, a recipient of a $ 400 million DOE Joan guarantee (S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Cl I Shari Davenport Cl Steven Chu Prepare Response CAP1 Standley, Erica Created Date: 10/1Dl2012 Correspondence Date: 10/1Dl2012 Received Date: 10/10/2012 Completed Date: 05/24/2013 Due Date: 10/24/2012 Status: completed Source: cc 12. Title: Letter to Secretary Steven Chu from Chairman Fred Upton (R-MI), Committee on Energy and Commerce and Chairman Cliff Stearns (R-FL), Subcommittee on Oversight and Investigations Subject: Follow up to letter dated October 6, 2011, requesting documents related to the financial condition of each Section 1705 loan guarantee; requesting specific documentation by December 28, 2012 (S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at: 6f14/201710:35:50AM Cl I Shari Davenport Cl Steven Chu Prepare Response CAP2 Watson, Sylvia Created Date: 12/1412012 Correspondence Date: 12/13/2012 Received Date: 12/14/2012 Completed Date: 05/24/2013 Due Date: 12/26/2012 Status: completed Source: cc Page: 7

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 13. Title: Letter to Secretary Steven Chu from Chairman Fred Upton, Ranking Member Henry A. Waxman, Committee on Energy and Commerce and Chairman Tim Murphy, Ranking Member Diana DeGette, Vice Chairman Marsha Blackburn and Vice Chairman Michael C. Burgess, Subcommittee on Oversight and Investigations Subject: Requests documents and written responses by March 1, 2013, to assist the Committee with its review of the governance, management and operations issues relating to the Department's nuclear security enterprise; this review includes management and operations of the National Nuclear Security Administration (S-1) Assigned To: Signature Level: Addressee Office; Action Requested: Priority: Point of Contact: Program Contact: Cl I Shari Davenport GC Steven Chu Prepare Response CAP1 Standley, Erica Created Date: 0211512013 Correspondence Date: 0211512013 Received Date: 0211512013 Completed Date: 03105/2013 Due Date: 0212712013 Status: completed Source: cc 14. Title: Letter to Secretary Steven Chu from Fred Upton (R-MI), Chairman, Tim Murphy (R-PA), Chairman, Marsha Blackburn (R-TN), Vice Chairman, Ed Whitfield (R-KY), Chairman, Michael C. Burgess (R-TX) Vice Chairman and Joe Barton (R-TX), Chairman Emeritus, Committee on Energy and Commerce Subject: By May 3, 2013, requests documents and a briefing concerning the number of recipients that were awarded grants under the Vehicle Technologies Program (VTP) through the American Recovery and Reinvestment Act (ARRA) but have failed to meet performance benchmarks or have experienced financial setbacks, specifically related to LG Chem Michigan, Inc. (S-1) Control: i'f~J!:.<t~§;l~i!\~ l~j Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35;50AM Cl I Shari Davenport EE EE Prepare Response CAP1 Standley, Erica Created Date: 04/2212013 Correspondence Date: 0411912013 Received Date: 04122/2013 Completed Date: 0512112013 Due Date: 04/30/2013 Status: completed Source: cc Page: a of s~

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 15. Tille: Letter to Deputy Secretary Daniel Poneman from Chairman Tim Murphy of Representative Fred Upton office Subject: Thanks Deputy Secretary Poneman for appearing before the Subcommittee on Oversight and Investigations on Wednesday, July 24, 2013 control: I;; slj~E,~_;g~'.[~f1l!?~'f~:'r;*I Assigned To: Signature level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Cl I Shari Davenport NIA Daniel Poneman Program Determination CAP2 Watson, Sylvia Created Date: Correspondence Date; Received Date: Completed Date: Due Date: Status: Source: 0812912013 0812212013 0812912013 0812912013 [no date provided} completed ccn 16. Title: Letter to Secretary Ernest Moniz from John Shimkus, Chairman, Subcommittee on Environment and the Economy of Representative Fred Upton's office Subject: Regarding hearing entitled, "Oversight of DOE's Strategy for the Management and Disposal of Used Nuclear Fuel and High-Level Radioactive Waste" Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Cl I Shari Davenport NIA Ernest Moniz Program Determination CAP2 Watson, Sylvia Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 0813012013 0812212013 0813012013 0813012013 [no date provided] completed ccn 17. Title: Letter to Secretary Ernest Moniz from Chairman Fred Upton, Committee on Energy and Commerce, Chairman Tim Murphy, Chairman Emeritus Joe Barton, Chairman John Shimkus, Chairman Ed Whitfield, Vice Chairman Michael Burgess and Vice Chairman Marsha Blackburn Subject: Seeks information to help the Committee examine the development and use of estimates for the Social Cost of Carbon (SCC); and requests the Department schedule a briefing for Committee staff and provide written answers to questions no later than October 11, 2013 Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at: 6114/201710:35:50AM Cl f Shari Davenport Cl Ernest Moniz Prepare Response CAP1 Watson, Sylvia Created Date: 1010712013 Correspondence Date: 0912612013 Received Date: 1010712013 Completed Date: 03/0412014 Due Date: 1011012013 Status: completed Source: cc Pa9e: S1-

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 18. Title: Letter to Secretary Ernest Moniz from Ed Whittield, Chairman of Representative Fred Upton office Subject: Thanks Secretary Moniz for appearing before the Subcommittee on Energy and Power on April 4, 2014; attached are Member requests made during the hearing and a response is requested by close of business on Thursday, May 15, 2014. control: I;• ~J!il;i"~ijl~o~i!Tlf~.:j Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Cl I Shari Davenport N/A Ernest Moniz Appropriate Action CAP2 Watson, Sylvia Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 05/06/2014 05/01/2014 05/06/2014 05/07/2014 [no date provided] completed ccn 19. Title: Letter to FE/Dr. Paula Gant from Ed Whitfield, Chairman of Representative Fred Upton office Subject: Thanks Dr. Paula Grant for appearing before the Subcommittee on Energy and Power on Tuesday, March 25, 2014. To facilitate the printing of the hearing record, please respond to questions with a transmittal letter by the close of business on Wednesday, May 14, 2014 Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: Report run at 6/14/201710:35:50AM Cl I Shari Davenport N/A FE Appropriate Action CAP2 Watson, Sylvia Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 05/06/2014 04/30/2014 05/06/2014 05/07/2014 [no date provided] completed ccn Page: 1 O of 55

20. Title: U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Letter to Secretary Ernest Moniz (via email) from Fred Upton, Chairman, Committee on Energy and Commerce, Tim Murphy, Chairman, Subcommittee on Oversight and Investigations, Joe Barton, Chairman Emeritus, Ed Whitfield, Chairman, Subcommittee on Energy and Power, Marsha Blackburn, Vice Chairman and Michael C. Burgess, Vice Chairman, Subcommittee on Oversight and Investigations Subject: Requests that the Department provide documents and written responses by October 7, 2014, regarding the Department's implementation of the Energy Policy Act of 2005 (EPAct05) provisions relating to clean coal technologies and the information it developed for or shared with other federal entities relating to these provisions, particularly sections 402 and 1307 of EPAct05 Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Cl I Shari Davenport Cl Ernest Moniz Prepare Response CAP1 Standley, Erica Created Date: 09/24/2014 Correspondence Date: 09/23/2014 Received Date; 09/24/2014 Completed Date: 10/23/2015 Due Date: 10/07/2014 Status: completed Source: cc 21. Title: Letter to El/Adam Sieminski from Ed Whitfield, Chairman, Subcommittee on Energy and Power of Representative Fred Upton's office Subject: Thanks EINSieminski for agreeing to testify on December 11, 2014 at 10:00, at the Subcommittee on Energy and Power hearing entitled "The Energy Policy and Conservation Act of 1975: Are We Positioning America for Success in an Era of Energy Abundance?" Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact Report run at: 6/14/201710:35:50AM Cl I Shari Davenport N/A El Program Determination CAP2 Standley, Erica Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 11/21/2014 11/13/2014 11/21/2014 11/24/2014 [no date provided] completed CCTT Page: 11 of!

22. Title: U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Letter to Secretary Ernest Moniz (via email) from Fred Upton, Chairman, Committee on Energy and Commerce, John Shimkus, Chairman, Subcommittee on Environment and the Economy and Tim Murphy, Chairman, Subcommittee on Oversight and Investigation Subject: Requests information by March 11, 2015, regarding the Department and the Defense Threat Reduction Agency (DTRA) discussing the possibility of conducting activities at or near the Yucca Mountain site that are not related to the statutorily required uses for the site and adjacent lands Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Cl I Shari Davenport NE Ernest Moniz Prepare Response CAP1 Standley, Erica Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 0212712015 0212512015 0212712015 0310412015 0311112015 completed cc 23. Tille: Letter to Secretary Ernest Moniz from Fred Upton, Chairman, Committee on Energy and Commerce Subject: Thanks the Secretary for agreeing to testify on Thursday, September 15, 2016 at 10am in 2322 Rayburn House Office Building, at the Subcommittee on Energy and Power hearing entitled "The Department of Energy's Role in Advancing the National, Economic, and Energy Security of the United States." Assigned To: Signature Leve!: Addressee Office: Action Requested: Priority: Point of Contact Program Contact Cl I Shari Davenport NIA Ernest Moniz Program Determination CAP2 Johnsen, Steven (MA) 24. Title: Letter to Secretary Ernest Moniz from Chairman Fred Upton Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 0911412016 0910812016 09/1412016 0911412016 [no date provided] completed ccn Subject: Questions for the Record following a Subcommittee on Energy and Power hearing on September 15, 2016. Response due October 26, 2016 Control: i'~'ij~,P®126; rcj Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at 8/14/201710:35:50AM C! I Shari Davenport NIA Ernest Moniz Program Determination CAP2 Johnsen, Steven (MA) Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 1011812016 10/1212016 10118/2016 12/1912016 [no date provided] completed CCTT Page: 1'.'

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Abraham from Representative Fred Upton Subject: Representative Upton thanks DOE for undertaking a comprehensive review of the Energy Star Windows program and requests that DOE keep him informed of new criteria Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact EE f Daniel Simmons Spencer Abraham Spencer Abraham Prepare Response Essential Critical Gorham-Greenhill, Octavia Created Date: 04111/2002 Correspondence Date: 03/26/2002 Received Date: 04/10/2002 Completed Date: 06/0612002 Due Date: 04/18/2002 Status: completed Source: cc 2. Title: Fax to Deputy Secretary Kyle McSlarrow from Representatives Mike Ferguson, James Greenwood, Charles Pickering, Fred Upton, Ed Whitfield and Darrell Issa Subject: Six Members of Congress express concerns regarding the proposed criteria change to the Energy Star Windows Program and urge the Department to adopt the 4-zone map Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: EE I Daniel Simmons Ky!e McS/arrow Ky!e McSlarrow Prepare Response Essential Critical Holloway, Geneva Created Date: 03118/2003 Correspondence Date: 03113/2003 Received Date: 03117/2003 Completed Date: 03118/2003 Due Date: 03125/2003 Status: completed Source: cc 3. Title: Letter to Cl/Brouillette from Representative Fred Upton referring letter from(b) (6) Subject: (b) (6) muffler Control: Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: Report run at: 6/14/201710:35:50AM requests funding for a patent that reduces sound levels & fuel consumption of the engine EE I Danie! Simmons EE Cl Prepare Response Important Critical Cunningham, Derrick Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 05102/2003 04125/2003 05101/2003 06106/2003 05127/2003 completed CR Page: 13

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 4. Title: Letter to Cl/Dan Brouillette from Representative Fred Upton referring letter from(b) (6) Subject: Representative Fred Upton requests a status update on his inquiry of April 25, 2003 regarding constituent, (b) (b) (6) patented muffler system Control: !)c~P;t~(IQ~;qg'ijq'.'{!/ i,:j Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: EE I Daniel Simmons EE Cl Prepare Response Important Critical Carpenter, Catherine 5. Title: Letter to Cl from Representative Fred Upton Created Date: 06109/2003 Correspondence Date; 0513012003 Received Date: 0610612003 Completed Date: 06!0612003 Due Date: 0613012003 Status: completed Source: CR Subject: Congressman Upton requests a meeting between DOE officials and Bosch on Tuesday, Sept. 12, to share their work on both high efficiency gasoline and diesel engine technologies Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: EE I Daniel Simmons NA Cl Program Detennination Important Critical Mackall, Brenda Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 0911112006 0911112006 0911112006 0911112006 [no date provided] completed cc 6. Title: Letter to Secretary Samuel Bodman from Senator Carl Levin (D-MI), Senator Debbie Stabenow (D-MI), Congressman Bart Stupak (0-MI), Congressman Fred Upton (R-MI), Congressman John Dingell (0-MI) and Congressman Mike Rogers (R-MI) Subject: Senators and Congressman from Michigan urge DOE to support the proposal of American Process Inc. (API) in partnership with Alpena, Michigan-based Decorative Panels International Inc. (DP!) for a competitive federal grant award under the Collaborative Energy Efficiency and Carbon Footprint Research and Demonstration for the U.S. Manfacturing Industry Funding Opportunity Announcement Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6J14/201710:35:50AM EE I Danie! Simmons EE Samuel W. Bodman Prepare Response Essential Critical Cooper, Shelly Created Date: 07/3012008 Correspondence Date: 07/1812008 Received Date: 07/29/2008 Completed Date: 1012912008 Due Date: 0912912008 Status: completed Source: CR Page: 1..1

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 7. Title: White House Referral letter to Secretary Steven Chu from the Michigan Congressional Delegation Senators Carl Levin (D}, Debbie Stabenow (D}, Representatives John Dingell (D), Fred Upton (R), Bart Stupak (D}, Candice Miller (R), Dale Kildee (D}, Levin (D}, Peters (D}, Kilpatrick (D), Schauer (D}, Conyers (D}, Camp (R}, Rogers (R), Hoekstra (R), Ehlers (R}, and Mccotter (R) Subject: Urging the President to push for electric transportation technologies as part of a green jobs agenda and a comprehensive solution to decreasing the nation's dependence on imported oil Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: EE I Daniel Simmons NA Steven Chu Program Detennination Essential Critical Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 04/08/2009 01/22/2009 04/08/2009 04/08/2009 [no date provided] completed WHCC 8. Title: Letter to Secretary Steven Chu from Representative Fred Upton on behalf of Mann + Hummel USA, Inc. Subject: Support Mann + Hummel USA's request for funding from the (ARAR) Electric Drive Vehicle Battery and Component Manufacturing Initiative (DE-FOA-000028) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/14/201710:35:50AM EE I Daniel Simmons EE Steven Chu Prepare Response Essential Created Date: 05/29/2009 Correspondence Date: 05/20/2009 Received Date: 05/27/2009 Completed Date: 06/08/2009 Due Date: 06/19/2009 Status: completed Source: CR Page: 15 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 9. Title: Letter to Secretary Steven Chu from Representatives Debbie Stabenow, Carl Levin, John Dingell, Candice Miller, Mike Doyle, Dale Kildee, Fred Upton, Peter Hoekstra, Sander Levin, Bart Stupak, Thaddeu McCotter, Dave Camp, Gary Peters, Vernon Ehlers, Carolyn Kilpatrick, John Conyers, and Mark Schauer Subject: Support GE Advanced Manufacturing Technology Transition initiative for Deployment of Combined Heat and Power (CHP) Systems, District Energy Systems, Waste Heat Recovery Systems and Efficient Industrial Equipment under DE-FOA-0000044 Control: tx;:~f~&~f~'!~}~;j Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: EE I Daniel Simmons EE Steven Chu Prepare Response Essential Created Date: 07114/2009 Correspondence Date: 07/13/2009 Received Date: 0711312009 Completed Date: 09!0212009 Due Date: 07120/2009 Status: completed Source; CR 10. Title: Letter to EE/Catherine Zoi from Representative Fred Upton (R-Ml)on behalf of Design and Development of a Novel Wave Energy Conversion Device Subject: Support for Design and Development of a Novel Wave Conversion Device "Aqua Fly" submitted under the Department's Funding Opportunity Announcement Number: DE-FOA-0000069. Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at 6/14/201710:35:50AM EE I Daniel Simmons EE EE Prepare Response Essential Watson, Sylvia Created Date: 07/1712009 Correspondence Date: 07/10/2009 Received Date: 07/16/2009 Completed Date: 08/1912009 Due Date: 07/24/2009 Status: completed Source: CR Page: 16 <

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 11. Title: Letter to Secretary Steven Chu from Senators Carl Levin and Debbie Stabenow and Congressmen Bart Stupak, John Dingell, Fred Upton, Dave Camp, Thaddeus Mccotter, Vernon Ehlers, Gary Peters, Mark Schauer, Mike Rogers and Congresswoman Candice Miller on behalf of Prototype Biorefinery Subject: Writes in support of the Prototype Biorefinery application by American Process Inc for establishment in Alpena, Michigan Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: EE I Daniel Simmons EE Steven Chu Prepare Response Essential Holloway, Geneva Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 12. Title: Letter to DOE/EE Sara Wilson from Representative Fred Upton 08/04/2009 07/29/2009 08/04/2009 08/25/2009 08/10/2009 completed CR Subject: Support for Fisher Energy LLC's application for funding under the American Recovery and Reinvestment Act of 2009 - the Wind Energy Consortia between Institutions of Higher Learning and Industry (DE-FOA-0000090) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: EE I Daniel Simmons EE EE Prepare Response Essential Watson, Sylvia Created Date: 08/25/2009 Correspondence Date: 08/08/2009 Received Date: 08/25/2009 Completed Date: 0910912009 Due Date: 08/31/2009 Status: completed Source: cc 13. Title: Letter to Secretary Steven Chu from Representative Fred Upton on behalf of the University of Michigan Subject: Support for the joint combustion research proposal sumbitted by the University of Michigan, Stanford University, Robert Bosch LLC, AVL Powertrain Engineering, and Emilee, Inc. through the Department's Solicitation DE-FOA-0000079. Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35:50AM EE I Daniel Simmons EE Steven Chu Prepare Response Essential Watson, Sylvia Created Date: 11/23/2009 Correspondence Date: 11/12/2009 Received Date: 11/23/2009 Completed Date: 12/28/2009 Due Date: 11/27/2009 Status: completed Source: CR Page: 17 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 14. Title: Fax letter to Secretary Steven Chu from Representatives Dave Camp, Marcy Kaptur, Bart Stupak, Steven C. LaTourette, Dale E. Kildee, Dennis J. Kucinich, Fred Upton, Tim Ryan, Michael J. Rogers, Betty Sutton, Sander M. Levin, Marcia L Fudge, John D. Dingell, Vernon J. Ehlers, Peter Hoekstra, Thaddeus G. Mccotter, Gary C. Peters, Miller, and Conyers on behalf of Solar Valley Research Enterprise Subject: Support the proposal submitted by the Solar Valley Research Enterprise in response to solicitation DE-FOA-0000259, Photovoltaic (PV) Manufacturing Initiative control: p 'f${~912o1if,\J1§~§5i1z Assigned To: Signature level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact EE I Daniel Simmons EE Steven Chu Prepare Response Important Critical Carpenter, Catherine Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 15. Title: Letter to Secretary Steven Chu from Representative Fred Upton (R-MI) 1012212010 1011812010 1012212010 1110212010 11115/2010 completed CR Subject: Requests a detailed response to the enclosed questions regarding the Stimulus package, the American Recovery and Reinvestment Act of 2009; also would like for DOE to brief his staff on the current status of DOE Stimulus grants. Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35:50AM EE I Daniel Simmons Steven Chu Steven Chu Prepare Response Essential Critical Holloway, Geneva Created Date: 11124/2010 Correspondence Date: 1112312010 Received Date: 1112412010 Completed Date: 0311412011 Due Date: 0111412011 Status: completed Source: cc Page; 18

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Cl/Phalen from Representative Fred Upton referring(b) (6) Subject: Writes about benefits under the Energy Employees Occupational Illness Compensation Program Assigned To: Signature Level: Addressee Office; Action Requested: Priority: Point of Contact: Program Contact Report run at 6/14/201710:35:50AM EH/HS EH/HS Cl Prepare Response Important Critical Green, Angela Created Date: 10/31/2002 Correspondence Date: 10130/2002 Received Date: 10J31/2002 Completed Date: 12/02/2002 Due Date: 12102/2002 Status: completed Source: CR Page: H

1. Title: U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Letter to El/Adam Sieminski from Chairman Fred Upton and Chairman Ed Whitfield, Subcommittee on Energy and Power Subject: Requests an update to EIA's report entitled Federal Financial Interventions and Subsidies in Energy Markets 2007 and Direct Federal Financial Interventions and Subsidies in Energy Fiscal Year 2010 with data for fiscal year 2013, which would provide a database with three year intervals Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6f14/201710:35:50AM El I Howard Gruenspecht El El Prepare Response CAP2 Standley, Erica Created Date: 09/25/2014 Correspondence Date: 09/15/2014 Received Date: 09/25/2014 Completed Date: 03/06/2015 Due Date: 03/31/2015 Status: completed Source: cc Page: 20 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Thank you notes from Secretary Moniz to Chairman of Energy and Commerce Committee Fred Upton and Ranking Member Frank Pallone and Chairman of the Subcommittee on Energy Ed Whitfield and Ranking Member Bobby Rush Subject: Notes expressing S1's appreciation to the members for understanding the necessary postponement of his hearing Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Ernest Moniz Ernest Moniz NIA Appropriate Action CAP2 2. Title: Handwritten from Secretary Moniz to Chairman Fred Upton Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: Subject: Note transmitting SEAS biomedical report and the energy security testimony. Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/14/201710:35:50AM Ernest Moniz Ernest Moniz NIA Record Only CAP2 Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 0312412015 0211212015 0211912015 0211912015 {no date provided] completed OL 1112812016 1112812016 1112812016 1112812016 {no date provided] completed OL Page: 21'

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to EE/Alexander Karsner from Congressman Fred Upton on behalf of Michigan Geological Repository for Research and Education (MGRRE) Subject: Congressman Fred Upton requesting that the DOE continue funding the Michigan Geological Repository for Research and Education project with an emphasis on energy exploration, conservation, and carbon sequestration Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: FE I Doug Hollett FE EE Prepare Response Important Critical Carpenter, Catherine Created Date: Correspondence Date: Received Date; Completed Date: Due Date: Status: Source: 2. Title: Letter to EE/Honorable Alexander Karsner from Representative Fred Upton 06115/2007 06/1312007 06/15/2007 0711112007 07/0612007 completed CR Subject: Regarding funding cuts of the Michigan Geological Repository for Research and Education (MGRRE) and request that DOE assist MGRRE in finding alternated sources of federal funding for their projects. Assigned To; Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: FE I Doug Hollett FE EE Prepare Response Important Critical Watson, Sylvia Created Date: 0612012007 Correspondence Date: 06/13/2007 Received Date: 06/1912007 Completed Date: 07111/2007 Due Date: 0711012007 Status: completed Source: cc 3. Tille: Letter to Secretary Steven Chu from Congressman John Dingell, Congressman Fred Upton, Congressman Bart Stupak, Congressman Mike Rogers on behalf of DTE Energy Subject: Supports the grant application submitted for funding under the Clean Coal Power Initiative - Round 3 Assigned To: Signature Leve!: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at: 6/14/201710:35:50AM FE I Doug Hollett FE Steven Chu Prepare Response Essential Standley, Erica Created Date: 10/08/2009 Correspondence Date: 10/02/2009 Received Date: 10/08/2009 Completed Date: 1012112009 Due Date: 10/1512009 Status: completed Source: CR Page: 2~

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 4. Title: Letter to Secretary Ernest Moniz from Chairman Fred Upton, Committee on Energy and Commerce, Chairman Tim Murphy, Subcommittee on Oversight and Investigations, Chairman Emeritus Joe Barton, Chairman Ed Whitfield, Subcommittee on Energy and Power, Vice Chairman Michael Burgess, and Vice Chairman Marsha Subject: Regarding the development of carbon capture and sequestration (CCS) technologies; and request the Department to respond and provide requested documents by November 1, 2013 Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: FE I Doug Hollett FE Ernest Moniz Prepare Response CAP2 Watson, Sylvia Created Date: 10/15/2013 Correspondence Date: 10/15/2013 Received Date: 10/15/2013 Completed Date: 11/13/2013 Due Date: 10/22/2013 Status: completed Source: cc 5. Title: Letter to Secretary Ernest Moniz from Fred Upton (R-MI), Chairman, Tim Murphy (R-PA), Chairman, Marsha Blackburn (R-TN), Vice Chairman, Ed Whitfield (R-KY), Chairman, Michael C. Burgess (R-TX) Vice Chairman and Joe Barton (R-TX), Chairman Emeritus, Committee on Energy and Commerce Subject: Regarding the Department of Energy's management of the Strategic Petroleum Reserve; request the Department contact Committee staff to arrange a briefing to address listed issues no later than Tuesday, May 27,2014 Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: Report run at 6!14/201710:35:50AM FE I Doug Hollett FE Ernest Moniz Prepare Response CAP2 Watson, Sylvia Created Date: 05113/2014 Correspondence Date: 05/12/2014 Received Date: 05113/2014 Completed Date: 06/04/2014 Due Date: 05127/2014 Status: completed Source: cc Page: 23 oft

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 6. Title: Letter to Secretary Ernest Moniz from Representatives Fred Upton, Frank Pallone, Jr., Ed Whitfield, Bobby L. Rush, Tim Murphy, and Diana DeGette, Committee on Energy and Commerce Subject: Requests additional information concerning DOE's recent activity at the Strategic Petroleum Reserve (SPR), including its planning for the future. Requests response by April 1 Control: fa~g;~g~§;!J:Ji{~HJiJ Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/14/201710:35:SOAM FE I Doug Hollett Ernest Moniz Ernest Moniz Prepare Response CAP1 Johnsen, Steven (MA) Created Date: 03/19/2015 Correspondence Date: 03/18/2015 Received Date: 03/19/2015 Completed Date: 06/01/2015 Due Date: 04/01/2015 Status: completed Source: cc Page: 24 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Steven Chu from Fred Upton (R-MI), Chairman, Committee on Energy and Commerce and John Shimkus (R-IL), Chairman, Subcommittee on Environment and the Economy Subject: Writes concerning the Nuclear Waste Policy Act and the obligation to stop the flow taxpayer dollars from the Department of the Treasury to pay damages to plant operators whose contracts with the Department of Energy to transfer possession of nuclear waste material are breached; requests DOE respond to the enclosed questions Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact GC I John Lucas Steven Chu Steven Chu Prepare Response Essential Critical Holloway, Geneva Created Date: 03/02/2011 Correspondence Date: 02/24/2011 Received Date: 03/01/2011 Completed Date: 03/11/2011 Due Date: 03/09/2011 Status: completed Source: cc 2. Title: Fax letter to Secretary Steven Chu from Chairman Fred Upton (R-MI), Committee on Energy and Commerce and Chairman John Shimkus (R-IL), Subcommittee on Environment and the Economy Subject: Committees are investigating decision-making related to efforts to terminate high-level waste repository program at Yucca Mountain; seeks information regarding decisions made, asks for written responses to the following within two weeks of the date of this letter (by April 15, 2011) Control: Y'§g)!J~·g~'l1gijgi\QM' 'I Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6f14/201710:35:50AM GC I John Lucas Steven Chu Steven Chu Prepare Response CAP1 Carpenter, Catherine Created Date: 04/01/2011 Correspondence Date: 03/31/2011 Received Date: 04/01/2011 Completed Date: 04/22/2011 Due Date: 04/13/2011 Status: completed Source: cc Page: 25 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 3. Title: Letter to Secretary Steven Chu from Representative Fred Upton on behalf of Ms. Angela Kordyak (GC) Subject: Concurring with Ranking Member Waxman's request for the detail of Ms. Angela Kordyak, Attorney-Advisor in the Office of the General; ask that the detail arrangement, not to exceed one year, be on a non -reimbursable basis for the detailee's salary beginning October 3, 2011, and lasting through April 2, 2012, with the option of a six-month renewal Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: GC I John Lucas GC Steven Chu Prepare Response CAP3 Carpenter, Catherine Created Date: 09/27/2011 Correspondence Date: 09/19/2011 Received Date: 09/27/2011 Completed Date: 10/07/2011 Due Date: 10/21/2011 Status: completed Source: CR 4. Title: Letter to Secretary Steven Chu from Chairman Fred Upton (R-MI), Committee on Energy and Commerce and Chairman Cliff Stearns (R-FL), Subcommittee on Oversight and Investigations Subject: Requesting to have certain Department of Energy employees including, Susan Richardson, Chief Counsel of the Loan Program Office, appear for transcribed interviews relating to the review of Solyndra loan application and its restructuring; asking that the Committee staff is contacted by Friday, October 21, 2011 (S-1). Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35:50AM GC I John Lucas GC Steven Chu Prepare Response CAP1 Carpenter, Catherine Created Date: 10/20/2011 Correspondence Date: 10/20/2011 Received Date: 10/20/2011 Completed Date: 10/20/2011 Due Date: 10/21/2011 Status: completed Source: cc Page: 26 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 5. Tille: Letter to Secretary Steven Chu from Chairman Fred Upton, Committee on Energy and Commerce and Chairman Cliff Stearns, Subcommittee on Oversight and Investigations Subject: Expresses concerns regarding outstanding issues relating to the investigations of the Solyndra loan guarantee under Section 1705; requests all documents and communications relating to Solyndra's application be submitted to the Committee (S-1) Control: '~:E~2J.29:rtft#~i~& fc\l Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact GC I John Lucas GC Steven Chu Prepare Response CAP1 Mackall, Brenda Created Date: 1210212011 Correspondence Date: 1210112011 Received Date: 1210212011 Completed Date: 0810312012 Due Date: 1210912011 Status: completed Source: cc 6. Title: Letter to Secretary Steven Chu from Chairman Fred Upton (R-MI), Committee on Energy and Commerce and Chairman Cliff Sterns (R-FL), Subcommittee on Oversight and Investigations Subject: Requests that the Department provide documentation by March 29, 2012 in regards to the implementation of Section 1603 of the American Recovery and Reinvestment Act of 2009, including its record of job creation in the field of renewable energy technologies ( S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: Report run at 6/14/2D1710:35:50AM GC I John Lucas Cl Steven Chu Prepare Response CAP1 Standley, Erica Created Date: 0311512012 Correspondence Date: 0311512012 Received Date: 0311512012 Completed Date: 0610812012 Due Date: 0312912012 Status: completed Source: cc Page:

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 7. Title: Letter to Secretary Steven Chu from Chairman Fred Upton on behalf of Angela Kordyak, Office of General Counsel Subject: Concurs in Ranking Member Waxman's request for an extension for the detail of Ms. Angela Kordyak, Attorney-Advisory in the Office of teh Genral Counsel from April 3, 2012 through August 15, 2012 on a non-reimbursable basis Assigned To: Signature Leve!: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: Report run at 6/14120i710:35:50AM GC I John Lucas NIA Steven Chu Program Determination CAP2 Mackall, Brenda Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status; Source: 0312112012 0311612012 0312112012 0312112012 [no date providedJ completed CR Paga: 2f

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Ernest Moniz from Representative Fred Upton, Chairman, Committee on Energy and Commerce and Representative Frank Pallone, Ranking Member, Committee on Energy and Commerce Subject: Writes in support of the April 5, 2016 Application for Exception ( OHA Case No. EXC-16-0010) filed by Visual Sound LLC (Truestone) seeking an exception for certain products it produces from the Department of Energy's (DOE) February 2014 External Power Supply (EPS) final rule Control: I h.~i;:~;~Pi~,\l.1)3~5!:;!,' Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35:50AM HG I Poli Marmolejos N/A Ernest Moniz Program Determination CAP2 Johnsen, Steven (MA) Created Date: 05/26/2016 Correspondence Date: 05/16/2016 Received Date: 05/26/2016 Completed Date: 05/31/2016 Due Date: 06/16/2016 Status: completed Source: cc Page: 29 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letters from Secretary Chu to Chairmen Carl Levin, Howard McKean, Fred Upton, John D. Rockefeller, Peter King, Ralph Hall, Darrell Issa, Dianne Feinstein, Rodney Frelinghuysen, and Jeff Bingaman Subject: Transmitting the Federal Information Security Management Action (FISMA) and Privacy Management Report to the Congressional Committees Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6f14/201710:35:50AM IM I Robbie Green Steven Chu IM Approval/Signature CAP2 Pike, DuQuesa (CONTR) Created Date: 12/23/2011 Correspondence Date: 12/21/2011 Received Date: 12/22/2011 Completed Date: 01/12/2012 Due Date: 01/22/2012 Status: completed Source: IM Page: 30 of 5

1. Title: U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Letter to Secretary Steven Chu from Chairman Fred Upton, Committee on Energy and Commerce, Cliff Stearns, Chairman, Subcommittee on Oversight and Investigations and Chairman Ed Whitfield, Subcommittee on Energy and Power Subject: Writes regarding the remaining funding available for Section 1705 Loan Guarantees provided by the ARRA and request written answers to specific questions no later than Friday, September 23, 2011 (S-1) Assigned To: Signature Leve!: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: LP I Alex Mishkin LP Steven Chu Prepare Response CAP1 Mackall, Brenda Created Date: 0912012011 Correspondence Date: 0912012011 Received Date: 0912012011 Completed Date: 0912312011 Due Date: 0912312011 Status: completed Source: cc 2. Title: Letter to Secretary Steven Chu from Chairman Fred Upton (R-MI), Chairman Cliff Stearns (R-FL), Repres. Sue Myrick (R-NC), Marsha Blacl<burn (R-TN), Steve Scalise (R-LA), Tim Murphy (R-PA), John Shimkus (R-IL) Phil Gingrey, (R-GA), Cory Gardner (R-CO), H. Morgan Griffith (R-VA), Joe Barton (R-TX), Brian Bilbray (R-CA), Lee Terry (R-NE), Michael Burgess (R-TX) Subject: Follow up to letter dated September 20, 2011, requesting documents related to the financial condition of each Section 1705 loan guarantee that had been awarded and remaining conditional commitments (S-1) Assigned To: Signature Leve!: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at 6J14/2.01710:35:50AM LP J Alex Mishkin GC Steven Chu Prepare Response CAP2 Watson, Sylvia Created Date: 10/0712011 Correspondence Date: 10!0612011 Received Date: 10107/2011 Completed Date: 08103/2012 Due Date: 1011412011 Status: completed Source: cc Page:31

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 3. Title: Letter to Secretary Steven Chu (via e-mail) from Chairman Fred Upton (R-MI), Committee on Energy and Commerce, and Chairman Cliff Stearns (R-FL), Subcommittee on Oversight and Investigations Subject: Requests documents no later than February 24, 2012, to assist the Committee in better understanding the Project Amp loan guarantee, as well as the relationship between Solyndra and Project Amp (S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: LP I Alex Mishkin Steven Chu Steven Chu Prepare Response CAP1 Carpenter, Catherine Created Date: 02/17/2012 Correspondence Date: 02/16/2012 Received Date: 02/17/2012 Completed Date: 03/02/2012 Due Date: 02/24/2012 Status: completed Source: cc 4. Title: Letter to Secretary Steven Chu from Fred Upton (R-MI), Chairman, Tim Murphy (R-PA), Chairman, Marsha Blackburn (R-TN), Vice Chairman, Ed Whitfield (R-KY), Chairman, Michael C. Burgess (R-TX) Vice Chairman and Joe Barton (R-TX), Chairman Emeritus, Committee on Energy and Commerce Subject: By May 10, 2013, requests documents and a briefing regarding the $528.7 million loan that the Department issued to Fisker Automotive, Inc. (Fisker) in April 2010 under the Alternative Technology Vehicle Manufacturing (ATVM) loan program for the development of two lines of plug-in hybrid vehicles (S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: Report run at: 6/14/201710:3S:SOAM LP I Alex Mishkin Cl Steven Chu Prepare Response CAP1 Standley, Erica Created Date: 04/22/2013 Correspondence Date: 04/19/2013 Received Date: 04/22/2013 Completed Date: 04/22/2014 Due Date: 05/03/2013 Status: completed Source: cc Page: 32 of SS

5. Title: U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Letter to Acting Secretary Daniel Poneman from Fred Upton (R-MI), Chairman, 11m Murphy (R-PA), Chairman, Marsha Blackburn (R-TN), Vice Chairman, Michael C. Burgess (R-TX) Vice Chairman and Joe Barton (R-TX), Chairman Emeritus, Committee on Energy and Commerce Subject: By May 8, 2013, requests written answers to questions to better understand whether the Department's investment of taxpayer dollars into Section 1705 projects regarding the Department's Loan Guarantee Program have actually resulted in the job numbers promised (S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35:50AM LP I Alex Mishkin LP Daniel Poneman Prepare Response CAP1 Standley, Erica Created Date: 04/29/2013 Correspondence Date: 04/26/2013 Received Date: 04/29/2013 Completed Date: 05/24/2013 Due Date: 05/06/2013 Status: completed Source: cc Page: 33 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Ci/Phalen from Representative Fred Upton referring letter from (b) (6) Subject: Urging the Bush Administration to consider the development of breeder reactors Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact NE I Ray Furstenau NE Cl Prepare Response Important Critical Seiser, Ph nip Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 2. Title: Letter to Cl/Phalen from Representative Fred Upton referring letter from (b) (6) Subject: Expresses concern regarding nudear breeder reactors Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: NE I Ray Furstenau NE Cl Prepare Response Important Critical Holloway, Geneva Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 08/02/2001 07/26/2001 08/01/2001 09/06/2001 08/29/2001 completed CR 12/11/2001 10/19/2001 12/10/2001 01/11/2002 01/04/2002 completed CR 3. Title: Letter to Secretary Steven Chu from Chairman Fred Upton, Committee on Energy and Commerce and Chairman John Shimkus, Subcommittee on Environment and the Economy Subject: Writes as a follow up to Secretary Chu's testimony before the Energy and Power Subcommittee on March 8, 2012; requests a response by March 30, 2012 to specific questions regarding funding (obligated and unobligated) to construct a repository at Yucca Mountain (S-1) Assigned To: Signature Level: Addressee Office·. Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6!14/201710:35:5DAM NE I Ray Furstenau Steven Chu Steven Chu Prepare Response CAP1 Mackall, Brenda Created Date: 03/23/2012 Correspondence Date: 03/22/2012 Received Date: 03/23/2012 Completed Date: 05/02/2012 Due Date; 03/30/2012 Status: completed Source: cc Page: 34 al

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 4. Title: Letter to Secretary Ernest Moniz from Chairman Fred Upton (R-MI), Committee on Energy and Commerce and Chairman John Shimkus (R-IL), Subcommittee on Environment and the Economy Subject: Regarding the recent U.S. Court of Appeals decision on the Yucca Mountain repository; •requests the Department to provide a witness for hearing before the Subcommittee on Environment and the Economy; provide information no later than September 6, 2013 in preparation for the hearing; and beginning September, requests monthly reports from DOE detailing actions and expenditures in support of the NRG review of the Yucca Mountain license application Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact NE I Ray Furstenau Ernest Moniz Ernest Moniz Prepare Response CAP1 Watson, Sylvia Created Date: 08127/2013 Correspondence Date: 0812612013 Received Date: 0812712013 Completed Date: 0813012013 Due Date: 0911312013 Status: completed Source: cc 5. Title: Letter to Secretary Ernest Moniz from Chairman Fred Upton (R-MI), Committee on Energy and Commerce and Chairman John Shimkus (R-IL), Subcommittee on Environment and the Economy Subject: Requests information by January 2, 2014, on the Department's actions to implement two recent decisions made by the U.S. Court of Appeals for the D.C. Circuit regarding the implementation of the Nuclear Waste Policy Act and Yucca Mountain Assigned To: Signature Leve!: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: Report run at: 6f14/201710:35:50AM NE I Ray Furstenau NE Ernest Moniz Prepare Response CAP1 Standley, Erica Created Date: 12111/2013 Correspondence Date: 1211112013 Received Date; 1211112013 Completed Date: 01106/2014 Due Date: 1212612013 Status: completed Source: cc Page:35

6. Title: U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Letter to Secretary Ernest Moniz from Representatives Fred Upton and John Shimkus, Committee on Energy and Commerce Subject: Request DOE answer questions regarding DOE's support of a procurement contract for "Pilot Interim Storage of Spent Nuclear Fuel" to develop interim storage facilities(ISF) and components to support large scale transport of nuclear fuel which appear to be prohibited through the Nuclear Waste Policy Act (NWPA) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact NE I Ray Furstenau NE Ernest Moniz Prepare Response CAP2 Created Date: 08/0312015 Correspondence Date: 0713012015 Received Date: 0810312015 Completed Date: 09/2312015 Due Date: 08/1712015 Status: completed Source: cc 7. Title: Letter to Secretary Ernest Moniz from Representative Fred Upton, Chairman, Committee on Energy and Commerce and Representative John Shimkus, Chairman, Subcommittee on Environment and the Economy Subject: Regarding the Department of Energy's comprehensive nuclear waste management policy. Requests response by April 14, 2016 Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/14/201710:35:50AM NE I Ray Furstenau Ernest Moniz Ernest Moniz Prepare Response CAP1 Johnsen, Steven {MA} Created Date: 0312312016 Correspondence Date: 0311712016 Received Date: 0312312016 Completed Date: 06/1412016 Due Date: 04/1412016 Status: completed Source: cc Page: 3€

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 8. Title: Letter to Secretary Ernest Moniz (via email) from Fred Upton, Chairman and Frank Pallone, Jr. Ranking Member, Committee on Energy and Commerce Subject: Requests information by September 29, 2016, to assist legislative and oversight efforts concerning regulation of the domestic nuclear energy industry; also, requests any reports or analysis that DOE has completed relating to DOE-hosted, privately-funded experimental nuclear reactors Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35:SOAM NE I Ray Furstenau NE Ernest Moniz Prepare Response CAP1 Standley, Erica Kelly, John Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 09/20/2016 09/19/2016 09/20/2016 11/02/2016 09/29/2016 completed cc Page: 37 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Fax to Secretary Steven Chu from Representative Fred Upton (R-MI) Subject: Requests response to questions regarding Department of Energy awarding a contract to supply 600-plus steam traps for the Y-12 Nuclear Facility to a German-based company known as Gestra when in April 2009 the Department's facility in Oak ridge, Tennessee, specified Armstrong International for that contract Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: NNSA I Frank Klotz NNSA Steven Chu Prepare Response Essential Critical Carpenter, Catherine Created Date: 12/23/2009 Correspondence Date: 12/07/2009 Received Date: 12/23/2009 Completed Date: 01115/2010 Due Date: 01 /05/2010 Status: completed Source: cc 2. Title: Letter to Secretary Steven Chu from Chairman Fred Upton, Committee on Energy & Commerce, Chainman Tim Murphy, Chairman Emeritus Joe Barton, Chairman Ed Whitfield, Vice Chairman Marsha Blackburn, Chairman John Shimkus, and Vice Chairman Michael Burgess Subject: Requests by April 12, 2013, a briefing for the Energy and Commerce Committee staff regarding 10 C.F.R. Part 810 review process and decision-making for approval of exports of nuclear technologies and services; asks that DOE officials be prepared to describe in detail how DOE is implementing each of the requirements of section 57b of the Atomic Energy Act of 1954 (S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact Report run at 6/14!201710:35:50AM NNSA/ Frank Klotz NNSA Steven Chu Prepare Response CAP2 Mackall, Brenda Created Date: 03/26/2013 Correspondence Date: 03/26/2013 Received Date: 03/26/2013 Completed Date: 06/04/2013 Due Date: 04/1112013 Status: completed Source: cc Page: 38 of

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 3. Title: Action Memo to Secretary Moniz from NA!Wilber through NA/Klotz >Mth Extension Letters to Jessie Roberson, Vice Chairman, DNFSB, Senators Maria Cantwell, Thad Cochran, John McCain, Barbara Mikulski, Lisa Murkowski, Jack Reed and Reps. Nita Lowery, Frank Pallone, Harold Rogers, Adam Smith, Mac Thornberry and Fred Upton Subject: Implementation Plan for DNFSB Recommendation 2014-01, Emergency Prepardness and Response (IDRMS 2015-00235/NA-40) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact NNSA I Frank Klotz Ernest Moniz NNSA Approval!Signature CAP2 Freshwater, David 3-3988 Created Date: 02/10/2015 Correspondence Date; 02/10/2015 Received Date: 02/10/2015 Completed Date: 02/27/2015 Due Date: 02/26/2015 Status: completed Source: AM 4. Title: Letter to Secretary Ernest Moniz (via email) from Fred Upton, Chainnan and Frank Pallone, Ranking Member and Tim Murphy, Chairman and Ranking Member, Subcommittee on Oversight and Investigations, Committee on Energy and Commerce Subject Writes regarding the National Nuclear Security Administration's (NNSA) Nuclear Smuggling Detection and Deterrence Program Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/14/201710:35;50AM NNSA I Frank Klotz NNSA Ernest Moniz Prepare Response CAP2 Standley, Erica Created Date: 05/03/2016 Correspondence Date: 05/02/2016 Received Date: 05/03/2016 Completed Date: 06/15/2016 Due Date: 05/25/2016 Status: completed Source: cc Page: 39 c

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to OA/Podonsky from Representative Fred Upton Subject: Thanks for appearing before the Subcommittee on Oversight and Investigations on June 13, 2000 on computer insecurities at DOE Headquarters Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35:50AM QA/SP NA OA/SP Program Determination Important Critical Holloway, Geneva Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 07/31/2000 07/25/2000 07/28/2000 07/31/2000 {no date provided1 completed cc Page: 40 of SE

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Steven Chu from Senators Carl Levin, Debbie Stabenow, Representatives John Dingell, Sander Levin, Dave Camp, Mike Rogers, Dale Kildee, John Conyers, Candice Miller, Vern Ehlers, Bart Stupak, Carolyn Kilpatrick, Pete Hoekstra, Thaddeus Mccotter, Mark Schauer, Gary Peters and Fred Upton (Michigan Congressional Delegation) Subject: Support for ITCT Transmission (ITC) Michigan Smart Gride Project for DE-FOA-0000058 - Smart Grid Investment Grant Program Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: OE I Patricia Hoffman OE Steven Chu Prepare Response Essential Created Date: 10/15/2009 Correspondence Date: 10/13/2009 Received Date: 10/15/2009 Completed Date: 01/20/2010 Due Date: 10/22/2009 Status: completed Source: CR 2. Title: Joint letter to Secretary Steven Chu and Chairman Jon Wellinghoff, Federal Energy Regulatory Commission (via e-mail) from Chairman Fred Upton (R-Ml), Chairman Ed Whitfield (R-KY), and Chairman Cliff Stearns (R-FL) Subject: Concerned about recent and pending EPA rules that affect the Electric Power Sector and how EPA has coordinated with DOE or FERG on these pending rules. Combine with EXEC-2011-008434 Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/14/201710:35:50AM OE I Patricia Hoffman OE Steven Chu Prepare Response CAP2 Created Date: 05/10/2011 Correspondence Date: 05/09/2011 Received Date: 05/10/2011 Completed Date: 09/02/2011 Due Date: 05/31/2011 Status: completed Source: cc Page: 41 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 3. Title: Letter to Secretary Steven Chu (via fax) from Chairman Fred Upton (R-MI), Committee on Energy and Commerce; Chairman Ed Whitfield (R-KY), Subcommittee on Energy and Power; and Chairman Cliff Stearns (R-FL), Subcommittee on Oversight and Investigations Subject: Following up on their letter of May 9, 2011, requesting for information relating to pending new rules promulgated by the Environmental Protection Agency (EPA) that impact the electric power sector Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/14/201710:35:50AM OE I Patricia Hoffman Pl Steven Chu Prepare Response CAP2 Carpenter, Catherine Created Date: 07 /22/2011 Correspondence Date: 07/21/2011 Received Date: 07/22/2011 Completed Date: 08/02/2011 Due Date: 08/03/2011 Status: completed Source: cc Page: 42 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Steven Chu from Chairman Fred Upton, Committee on Energy and Commerce, Chairman Ed Whitfield, Subcommittee on Energy and Power and Chairman Emeritus Joe Barton Subject: Requests by April 16, 2012, information regarding the role DOE played In the development of the Environmental Protection Agency's (EPA) power sector rules as a follow-up to Secretary Chu's testimony (S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35:50AM OS/Stone Cl Steven Chu Prepare Response CAP1 Mackall, Brenda Created Date: 03/29/2012 Correspondence Date: 03/28/2012 Received Date: 03/29/2012 Completed Date: 06/06/2012 Due Date: 04/12/2012 Status: completed Source: cc Page: 43 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letters from Secretary Samuel Bodman to Congressman Fred Upton, Jeff Fettig, Mike Morris, Mano Nazar, J . B. Hoyt, Candice Garman, Layne Heilman, Thomas Buckleitner, Gary Shaffer and Sarah Bovim, Bill Schalk, Brian Evans, Anthony Kavanaugh, and Herb Torberg, Michael Beckerman, and First Lieutenant William Mayes, Subject: Thank you letters to Congressman Fred Upton, Jeff Fettig, Mike Morris, Mano Nazar, J. B. Hoyt, Candice Garman, Layne Heilman, Thomas Buckleitner, Gary Shaffer and Sarah Bovim, Bill Schalk, Brian Evans, Anthony Kavanaugh, and Herb Torberg, Michael Beckerman, and First Lieutenant William Mayes for the Secretary's trip to Whirlpool Corp. and Cooke Nuclear Power Plant Control: j ·~qi~zl)l!li0,7~•)\ Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: OSEI Shena Kennerly Samuel W. Bodman NA Approval/Signature Important Bowie, America Created Date: 08/15/2007 Correspondence Date: 08/13/2007 Received Date: 08/13/2007 Completed Date: 09/06/2007 Due Date: 08/22/2007 Status: completed Source: OL 2. Title: Letter to Secretary Ernest Moniz from Representative Fred Upton, Chairman, Committee on Energy and Commerce, and Representative Frank Pallone, Jr., Ranking Member Subject: Submits questions regarding the determination to split defense and commercial nuclear waste disposal. Response is due by April 28 Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35:50AM OSE I Shena Kennerly Ernest Moniz Ernest Moniz Prepare Response CAP2 Johnsen, Steven (MA) Created Date: 04/15/2015 Correspondence Date: 04/14/2015 Received Date: 04/15/2015 Completed Date: 05/15/2015 Due Date: 04/28/2015 Status: completed Source: cc Page: 44 of St

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 3. Title: Handwritten thank you notes from Secretary Moniz to Senators Maria Cantwell and Lisa Murkowski and Representatives Fred Upton, Steny Hoyer and Frank Pallone Subject: Thanking them for their efforts to protect SRP integrity Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35:50AM OSEI Shena Kennerly Ernest Moniz N/A Record Only CAP2 America Bowie Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 11/24/2015 12103/2015 12/04/2015 12/03/2015 [no date provided1 completed OL Page: 45 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Spencer Abraham from Representative Fred Upton Subject: Representative Fred Upton requests to be advised of the steps the Administration is taking in order to avert another spike in gasoline prices Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/14/201710:35:50AM PO Spencer Abraham Spencer Abraham Prepare Response Essential Critical Carpenter, Catherine Created Date: 04/19/2001 Correspondence Date: 04/18/2001 Received Date: 04/18/2001 Completed Date: 05/31/2001 Due Date: 04/30/2001 Status: completed Source: cc Page: 46 of

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Steven Chu from Representative Fred Upton (R-MI) Subject: Expresses concern with DOE 's stated plans to bring the Yucca Mountain project to "orderly" close this year; requests DOE brief his staff on the Department's plans to close Yucca Mountain at their earliest convenience . Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35:50AM RW Steven Chu Steven Chu Prepare Response Essential Critical Holloway, Geneva Created Date: 03/25/2010 Correspondence Date: 03/24/2010 Received Date: 03/24/2010 Completed Date: 05/05/2010 Due Date: 03/31/2010 Status: completed Source: cc Page: 47 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Samuel W. Bodman from Representative Fred Upton Subject: Representative Fred Upton thanking the Secretary for including him in the luncheon celebrating DOE's 30th year Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6f14/201710:35:50AM Samuel W. Bodman NA Samuel W. Bodman Appropriate Action Essential Carpenter, Catherine Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 10/16/2007 10/11/2007 10/16/2007 10/17/2007 [no date provided) completed cc Page: 48 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Samuel W Bodman from Four Senators Herb Kohl, Carl Levin, Debbie Stabenow & Russell Feingold & Fifteen Representatives Tammy Baldwin,Paul Ryan,David Obey,Mike Rogers, Tom Petri, Dave Camp,John Dingell,John Conyers,Jim Sensenbrenner,Steve Kagan, Gwen Moore,Tim Walberg,Ron Kind, Sander Levin & Fred Upton Subject: Nineteen Members of Congress supports the proposal by Michigan State University & the University of Wisconsin-Madison to create the Great Lakes Bioenergy Research Center(GLBRC);urges DOE to support the creation of the GLBRC proposal Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact SC I Steve Binkley Samuel W. Bodman Samuel W. Bodman Prepare Response Essential Critical Holloway, Geneva Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 02/08/2007 01/31/2007 02/07/2007 03/01/2007 02/21/2007 completed cc 2. Title: Letter to Secretary Samuel W Bodman from Senators Debbie Stabenow (D-MI) and Carl Levin (D-MI), Representatives Mike Rogers (R-MI), John Dingell (D-MI), Fred Upton (R-MI), John Conyers (D-MI), Dave Camp (R-MI), Dale Kildee (D-MI), Pete Hoekstra (R-MI), Sander Levin (D·MI), Joe Knollenberg (R-MI), Stupak (D-MI), Ehlers (R-MI), Kilpatrick (D-MI), Mccotter (R-MI), Walberg (R-MI), and Miller (R-MI) Subject: Supporting the application for the Facility for Rare Isotope Beams submitted by Michigan State University and request the opportunity along with business and community leaders to meet with the Secretary during the week of September 18, 2008 Assigned To; Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35:50AM SC I Steve Binkley Samuel W. Bodman Samuel W. Bodman Prepare Response Essential Critical Watson, Sylvia Created Date: 07/29/2008 Correspondence Date: 07/28/2008 Received Date: 07/29/2008 Completed Date: 09/17/2008 Due Date: 08/08/2008 Status: completed Source: CR Page: 49 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Ernest Moniz from Senators Debbie Stabenow, Carl Levin and Representatives John Dingell, Dan Benishek, Bill Huizenga, Justin Amash, Dave Camp, Dan Kildee, Fred Upton, Tim Walberg, Mike Rogers, Sander Levin, Candice Miller, Kerry Bentivolio, John Conyers, Gary Peters Subject: Invites Secretary Moniz to attend the 2014 North American International Auto Show (NAIAS) in Detroit, Michigan during the week of January 12, 2014 Control: !.· :~t;ji;i~'i,a;6J{lj)3j;•; Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6f14/201710;35:50AM SL NIA Ernest Moniz Program Determination CAP2 Standley, Erica Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status; Source: 1210912013 1210612013 1210912013 12/09/2013 {no date provided] completed cc Page: 50 of

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Samuel W. Bodman from Congressman Fred Upton Subject: Congressman Fred Upton invites Secretary Bodman to address a group of business and community leaders from Southwest Michigan on May 2, 2005, in Washington, D.C. Assigned To: Signature Level: Addressee Office; Action Requested: Priority: Point of Contact Program Contact: Report run at: 6/14/201710:35:SOAM SUChitwood NA Samuel W. Bodman Appropriate Action Essential Critical Cunningham, Derrick Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 03/23/2005 03/14/2005 03/23/2005 03/23/2005 [no date provided] completed cc Page: 51 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Richardson from Representative Fred Upton Subject: Extends an invitation to Secretary Richardson to address a group of business and community leaders from Southwest Michigan on May 8, 2000 Control: v~, ~q~2ijq!l'!Jp~9/f. Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: SU Johnston NA Bill Richardson Appropriate Action Essential Critical Holloway, Geneva Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 2. Title: Letter to Secretary Abraham from Representative Fred Upton 04/11/2000 04/04/2000 04/10/2000 04/11/2000 [no date provided] completed cc Subject: Representative Fred Upton invites Secretary Abraham to address a group of business & community leaders from Southwest Michigan on 5/7101 between 9:00 am and 4:00 pm, in Washington, DC Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at 6/14/201710:35:50AM SU Johnston NA Spencer Abraham Appropriate Action Essential Critical Green, Angela Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 03/29/2001 03/2612001 0312912001 0312912001 [no date provided} completed cc Page: 52 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Samuel W. Bodman from Congressmen Fred Upton and John D. Dingell Subject: Congressmen Upton & Dingell encourages Secretary Bodman to accept the Alliance of Automobile Manufacturers invitation to travel to Detroit, Ml on 1/8-10/06 to look at latest fuel economy automobile Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: SUMerchant NA Samuel W. Bodman Appropriate Action Important Critical Carpenter, Catherine Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 2. Title: Letterto Secretary Samuel Bodman from Representative Fred Upton 12/29/2005 12/19/2005 12/28/2005 12/29/2005 [no date provided} completed CR Subject: Representative Fred Upton asks Secretary Bodman to strongly consider being the keynote speaker for the West Michigan Summit on Energy Efficiency for Friday, October 20, 06 Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: SUMerchant NA Samuel W. Bodman Appropriate Action Important Critical Mackall, Brenda Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 3. Tille: Fax to Secretary Samuel W. Bodman from Congressman Fred Upton 08/02/2006 08/24/2006 08/01/2006 08/24/2006 [no date provided] completed CR Subject: Congressman Fred Upton asking Secretary Bodman to visit Michigan's Palisades and Cook nuclear power plants in 2007 for a hands-on discussion of the critical issues surrounding nuclear power Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/14/201710:35:50AM SlJMerchant NA Samuel W. Bodman Appropriate Action Important Critical Carpenter, Catherine Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 01/24/2007 01/09/2007 01/24/2007 01/24/2007 [no date provided] completed cc Page: 53 of 55

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 4. Title: Fax to Secretary Samuel W. Bodman from Congressman Fred Upton Subject: Congressman Fred Upton invites Secretary Bodman to address a group of Michigan supporters who will be in Washington on May 7, 2007 control: j; ;:Ex:El:;fo~\ioflo~B,f~; c¥1 Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:35:50AM SUMerchant NA Samuel W. Bodman Appropriate Action Important Critical Carpenter, Catherine Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 03/28/2007 03/23/2007 03/27/2007 03/28/2007 (no date provided] completed CR Page: 54 of!

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Abraham from Representative Fred Upton referring (b) (6) Subject: Requests Secretary Abraham assistance regardini;(b) (6) getting the appointment of U.S. Marshal for the Western Michigan District of Michigan and encloses resume Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report nm at: 6/14/201710:35:50AM Spencer Abraham NA Spencer Abraham Appropriate Action Important Critical Holloway, Geneva Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 0611312001 0610812001 0611312001 0611412001 [no date provided] completed cc Page: 55 of 55

Documents U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Abraham from Representative Randy Richardville Subject: Mr. Randy Richardville, State Representative, Michigan, invites Secretary Abraham to speak at the bi-annual general assembly this winter. Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6113/2017 3:16:56PM SU Johnston NA Spencer Abraham Appropriate Action lrnportant Hester, Katisha Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 05/15/2001 05/07/2001 05/14/2001 05/1512001 [no dale provided] completed so Page: 1 of2

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Fax to Secretary Abraham from Majority Floor Leader Randy Richardville, Michigan House of Representatives Subject: Majority Floor Leader Randy Richardville, Michigan House of Representatives, invites Secretary Abraham to atlend a special tribute to Wilie Horton on 7121104 at 6:40 p.m. in Detroit, Michigan Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/13/2017 3:16:56PM SUMajor NA Spencer Abraham Appropriate Action Important Critical Cunningham, Derrick Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 05/12/2004 05/10/2004 05/10/2004 05/12/2004 [no date provided] completed so Page: 2 of 2

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Document6 1. Title: This is Deputy Secretary Poneman's courtesy copy of a letter to Secretary Steven Chu from Senators Claire McCaskill (D-MO), Roy Blunt (R-MO) and Representatives Sam Graves (R-MO), Vicky Hartzler (R-MO), Billy Long (R-MO), Blaine Luetkemeyer (R-MO) and Ann Wagner (R-MO), Missouri Delegation Subject: Requests that DOE address specific questions regarding the recent decision to make a single award under the Small Modular Reactor (SMR) program and how a second SMR FOA supports the needs of the public Control: 1EX~(:,go13;.pi)~l!'lt :,j Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: Report run at: 6113/2017 3:33:03PM NIA Daniel Poneman Appropriate Action CAP2 Mackall, Brenda Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 02/0"112013 01/2312013 0113112013 02/0"112013 [no date provided] completed cc Page: 1 of 4

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to EE/Valerie Reed from Representative Ann Wagner Subject: Supports the grant application submitted by ARVEGENIX, LLC in collaboration with the Donald Danforth Plant Science Center to develop Pennycress as the next major crop in the Midwest Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/13/2017 3:33:03PM EE I Daniel Simmons EE EE Prepare Response CAP2 Standley, Erica Created Date: 10/21/2014 Correspondence Date: 10/10/2014 Received Date: 10/21/2014 Completed Date: 11/25/2014 Due Date: 11/11/2014 Status: completed Source: CR Page: 2of 4

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Ernest Moniz from Senator Claire McCaskill, Senator Roy Blunt, Representative Wm. Lacy Clay, and Representative Ann Wagner Subject: Requests that DOE, in consultation with the Army Corps pursuant to the 1997 Memorandum of Understanding, reevaluate whether inclusion of the West Lake site into FUSRAP is appropriate Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Prag ram Contact; Report run at 6/13/2017 3:33:03PM LM I Carmelo Melendez LM Ernest Moniz Prepare Response CAP2 Johnsen, Steven (MA) Created Date: 07/20/2015 Correspondence Date: 07/17/2015 Received Date: 07/20/2015 Completed Date: 09/08/2015 Due Date: 09/10/2015 Status: completed Source: cc Page: 3 of 4

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Steven Chu from Senators Claire McCaskill (D-MO), Roy Blunt {R-MO) and Representatives Sam Graves (R-MO), Vicky Hartzler (R-MO), Billy Long (R-MO), Blaine Luetkemeyer (R-MO) and Ann Wagner (R-MO), Missouri Delegation Subject: Requests that DOE address specific questions regarding the recent decision to make a single award under the Small Modular Reactor (SMR) program and how a second SMR FOAsupports the needs of the public (S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: NE I Ray Furstenau NE Steven Chu Prepare Response CAP2 Standley, Erica Created Date: 01/24/2013 Correspondence Date: 01/23/2013 Received Date: 01/2312013 Completed Date: 03/08/2013 Due Date: 02/15/2013 Status: completed Source: CR 2. Title: This is NE/Peter Lyons' courtesy copy of a letter to Secretary Steven Chu from Senators Claire McCaskill (D-MO), Roy Blunt (R-MO) and Representatives Sam Graves (R-MO), Vicky Hartzler (R-MO), Billy Long (R-MO), Blaine Luetkemeyer (R-MO) and Ann Wagner (R-MO), Missouri Delegation Subject: Requests that DOE address specific questions regarding the recent decision to make a single award under the Small Modular Reactor (SMR) program and how a second SMR FOA supports the needs of the public Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/13/2017 3:33:03PM NE I Ray Furstenau N/A NE Program Detennination CAP2 Mackall, Brenda Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 02101/2013 01/23/2013 01/31/2013 02/01/2013 [no date provided] completed cc Page: 4 of 4

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Document7 1. Title: This is Deputy Secretary Poneman's courtesy copy of a letter to Secretary Steven Chu from Senators Claire McCaskill (D·MO), Roy Blunt (R·MO) and Representatives Sam Graves (R-MO). Vicky Hartzler (R-MO), Bnly Long (R·MO). Blaine Luetkemeyer (R-MO) and Ann Wagner (R-MO), Missouri Delegalion Subject: Requests that DOE address specific questions regarding the recent decision to make a single award under the Small Modular Reactor (SMR) program and how a second SMR FOA supports the needs of the public Control: j.:.1l~C,•~Qif:l}A~l"tl: ;I Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact Report run at 6/141201710:42:"19AM NIA Daniel Poneman Appropriate Action CAP2 Mackall, Brenda Created Date: Correspondence Date: Received Date: Compleled Date: Due Date: Status: Source: 02101/2013 01123/2013 0113W013 02101/2013 [no date provided] completed cc Page; 1 of;

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Joint letter to Secretary Steven Chu and Secretary Thomas J. Vilsack, Department of Agriculture (via fax) from Representatives Blaine Luetkemeyer, Jo Ann Emerson, Sam Graves, Todd Akin, Wm. Lacy Clay, Russ Carnahan, Billy Long, and Vicky Hartzler on behalf of City of Columbia, Missouri -Midwest Renewable Biomass to Biofuel Conversion Facility Subject: Writing to support application submitted by the City of Columbia, Missouri - Midwest Renewable Biomass to Biofuel Conversion Facility in response to the Department of Energy and the Department of Agriculture's joint Biomass Research and Development Initiative (DE-FOA-0000510) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: EE I Daniel Simmons EE Steven Chu Prepare Response CAP3 Carpenter, Catherine Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 2. Title: Letter to EENalerie Reed from Representative Vicky Hartzler 0712212011 0712112011 0712212011 0910112011 08/15/2011 completed CR Subject: Supports the grant application submitted by ARVEGENIX, LLC in collaboration with the Donald Danforth Plant Science Center to develop Pennycress as the next major crop in the Midwest Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at: 6/14/201710:42:19AM EE I Daniel Simmons EE EE Prepare Response CAP2 Standley, Erica Created Date: 10121/2014 Correspondence Date: 10/1012014 Received Date: 1012112014 Completed Date: 1210112014 Due Date: 1111112014 Status: completed Source: CR Page: 2 c

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 3. Title: Letter to Secretary Ernest Moniz from Representatives Collin C. Peterson, Jeff Duncan, Walter B. Jones, Tom Rice, Bill Huizenga, Erik Paulsen, John Kline, Reid Ribble, Rod Blum, Sean Duffy, Tom Emmer, Jim Costa, Kevin Cramer, Tim Walz, Ron Kind, Vicky Hartzler, Rodney Davis, Kristi Noem, and Rick Nolan Subject: Wants the Department of Energy to immediately grant an energy efficiency standard exemption in regards to large volume water heaters that are used in demand response and electric thermal storage programs Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact Report run at: 6/14/201710:42:19AM EE I Daniel Simmons EE Ernest Moniz Prepare Response CAP2 Johnsen, Steven (MA) Created Date: 04/20/2015 Correspondence Date: 04/17/2015 Received Date: 04/20/2015 Completed Date: 05/13/2015 Due Date: 05/11/2015 Status: completed Source: cc Page: 3 of?

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Steven Chu (via email) from Senators Claire McCaskill (D-MO) and Roy Blunt (R-MO) and Representatives Todd Akin (R-MO), Emanuel Cleaver (D-MO), Jo Ann Emerson (R-MO), Sam Graves (R-MO), Vicky Hartzler (R-MO), Blaine Luetkemeyer (R-MO) and Billy Long (R-MO) Subject: Supports Westinghouse Electric Corporation's application for funding to facilitate the development of Small Modular Reactors (SMR)- Funding Opportunity DE-FOA-0000371 (S-1) control: I [!e)\[email protected]~.Qo!l°'!~',\I Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: NE I Ray Furstenau NE Steven Chu Prepare Response CAP2 Standley, Erica Created Date: 05/23/2012 Correspondence Date: 05/22/2012 Received Date: 05/23/2012 Completed Date: 07/23/2012 Due Date: 06/15/2012 Status: completed Source: CR 2. Title: Letter to Secretary Steven Chu from Senators Claire McCaskill (D-MO), Roy Blunt (R-MO) and Representatives Sam Graves (R-MO), Vicky Hartzler (R-MO), Billy Long (R-MO), Blaine Luetkemeyer (R-MO) and Ann Wagner (R-MO), Missouri Delegation Subject: Requests that DOE address specific questions regarding the recent decision to make a single award under the Small Modular Reactor (SMR) program and how a second SMR FOA supports the needs of the public (S-1) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at: 6/14/201710:42:19AM NE I Ray Furstenau NE Steven Chu Prepare Response CAP2 Standley, Erica Created Date: 01/24/2013 Correspondence Date: 01/23/2013 Received Date: 01/2312013 Completed Date: 03/08/2013 Due Date: 02/15/2013 Status: completed Source: CR Page: 4 of7

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 3. Title: This is NE/Peter Lyons' courtesy copy of a letter to Secretary Steven Chu from Senators Claire McCaskill (D-MO), Roy Blunt (R-MO) and Representatives Sam Graves (R-MO), Vicky Hartzler (R-MO), Billy Long (R-MO), Blaine Luetkemeyer (R-MO) and Ann Wagner (R-MO), Missouri Delegation Subject: Requests that DOE address specific questions regarding the recent decision to make a single award under the Small Modular Reactor (SMR) program and how a second SMR FOA supports the needs of the public Control: s'!~¢;gt1~i~\ i0I Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Prag ram Contact: Report run at 6/14/201710:42:19AM NE I Ray Furstenau NIA NE Program DeteITTlination CAP2 Mackall, Brenda Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 02/01/2013 01/23/2013 01/31/2013 02/01/2013 [no date provided} completed cc Page: 5 of7

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Cl (via fax) from Janna Worsham, Case Manager, of Representative Vicky Hartzler's office referring a letter from (b) (6) Subject: Constituent inquires about obtaining information concerning his exposure to nuclear toxins will working at the Nuclear Weapons Test Site Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: NNSA/ Frank Klotz NNSA Cl Prepare Response CAP2 Standley, Erica Created Date: 03/02/2016 Correspondence Date: 02/23/2016 Received Date: 03/02/2016 Completed Date: 03/23/2016 Due Date: 03/23/2016 Status: completed Source: CR 2. Title: Letter to Cl (via fax) from Janna Worsham, Case Manager of Representative Vicky Hartzler's office referring a letter from(b) (6) Subject: Constituent inquires about a reduction of pension plan benefits by Honeywell Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/14/201710:42:19AM NNSA I Frank Klotz NNSA Cl Prepare Response CAP2 Standley, Erica Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 09/02/2016 09/01/2016 09/02/2016 10117/2016 09/2312016 completed CR Page: 6 of 7

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 3. Title: Letter for Secretary Rick Perry from Representative Mike Rogers, Chairman, Strategic Forces Subcommittee and Representative Vicky Hartzler, Chaiiwoman, Oversight and Investigations Subcommittee Subject: Regarding the hearing on March 16, 2017, titled "Oversight Review of Infrastructure Needs and Projects Ready for Immediate Implementation in the Nuclear Security Enterprise." Requests the Secretary's immediate and personal engagement to ensure that Under Secretary Klotz is able to present to the subcommittee a list of projects that could immediately be implemented in the near-term if Congress chooses to make funding available Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Prag ram Contact: Report run at: 6/14/201710:42:19AM NNSA/ Frank Klotz NIA Rick Perry Program Determination CAP2 Johnsen, Steven (MA) Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 03/13/2017 03/10/2017 03/13/2017 03/13/2017 [no date provided] completed cc Page: 7 of7

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Documents 1. Title: E-mail to Cl/Derrtck Cunningham from Chris Marohl, Legislative Director, Office of Representative Kevin Cramer referring a letler from John J. Simmons, Chairman, Carbontec Energy Corporation Subject: Forwards conslituent's development of a new, low cost high quality pig iron nugget used in the iron making process while ulllizing renewable biomass to provide a C02 neutral iron making operation Control: 'if~c);2q'f~f;j~:I Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: EE I Daniel Simmons EE Ernest Moniz Prepare Response CAP2 Watson, Sylvia Created Date: 0710712014 Correspondence Date: 0711312014 Received Date: 07/0712014 Completed Date: 0810712014 Due Date: 0712912014 Status: completed Source: CR 2. Title: Letter to Secrelary Ernest Moniz from Representatives Collin c. Peterson, Jeff Duncan, Walter B. Jones. Tom Rice, Bill Huizenga, Erik Paulsen, John Kline, Reid Ribble, Rod Blum. Sean Duffy, Tom Emmer, Jim Costa, Kevin Cramer, Tim Walz, Ron Kind, Vicky Hartzler, Rodney Davis, Kristi Noem, and Rick Nolan Subject: Wants the Department Of Energy to Immediately grant an energy efficiency standard exemption In regards to large volume water heaters that are used In demand response and electric thermal storage programs Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6J14/201710:50:4AAM EE J Daniel Simmons EE Ernest Moniz Prepare Response CAP2 Johnsen, Steven (MA) Created Date: 04120/2015 Correspondence Date: 0411712015 Received Date: 04/20/2015 Completed Date: 0511312015 Due Date: 0511112015 Status: completed Source: cc Page: 1 of5

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Rick Perry from the North Dakota Delegation: Senators John Hoeven, Heidi Heitkamp and Representative Kevin Cramer Subject: Informs DOE that several North Dakota businesses as well as the University of North Dakota's Energy & Environmental Research Center (EERC) are deeply interested and involved in carbon, capture, utilization, and storage initiatives; hopes that projects based in North Dakota are considered as DOE makes its funding decisions Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at 6/14/201710:50:44AM FE I Doug Hollett FE Rick Peny Prepare Response CAP2 Standley, Erica Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 06/09/2017 06/09/2017 06/09/2017 [no date provided} 07/03/2017 open CR Page: 2 of 5

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to HG/Wade Boswell, Esq. (via email) from Senator John Hoeven and Congressman Kevin Cramer Subject: Writes in support of a business (The Steffes Corporation) in North Dakota in its request for the Department's recognition as a manufacturer in the water heating space; requests due consideration for the company's exemption application (Re: OHACase No. EXR-14-0002) Control: JU~g(:l,~(lj~jli~i~'~J Assigned To: Signature Level; Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/14/201710:50:44AM HG I Poli Mannolejos N/A HG Program Determination CAP2 Standley, Erica Created Date: 10/23/2014 Correspondence Date: 10/21/2014 Received Date: 10/23/2014 Completed Date: 10/24/2014 Due Date: 11/14/2014 Status: completed Source: CR Page: 3 o

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter lo former Assistant Secretary Brad Crowell, Office of Congressional and Intergovernmental Affairs from Representative Kevin Cramer referring a letter frorr(b) (6) Subject: Constituent writes with concerns regarding benefits for an alleged inquiry sustained while working for the Western Area Power Administration Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201710:50:44AM PM I M ke McElhany PM Cl Prepare Response CAP2 Standley, Erica Created Date: 01/31/2017 Correspondence Date: 01/23/2017 Received Date: 01/31/2017 Completed Date: 02/15/2017 Due Date: 02/21/2017 Status: completed Source: CR Page: 4 of 5

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Invitation to Secretary Ernest Moniz from Senators John Hoeven (R-ND) and Heidi Heitkamp (D-ND), Representative Kevin Cramer (R-ND) and North Dakota Governor Jack Dalrymple (R) Subject: Invites Secretary Moniz to be the keynote speaker at the Great Plains and Empower ND Energy Conference to be held on October 15th in Bismarck, ND Control: 1it1Pi~gf~qj~i4~i~\I Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: SL N/A Ernest Moniz Appropriate Action CAP1 Mackall, Brenda Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 07/11/2013 06/06/2013 07/11/2013 07/11/2013 [no date provided] completed cc 2. Title: Letter to Secretary Ernest Moniz (via email) from Senators John Hoeven, Heidi Heitkamp, Representative Kevin Cramer and Governor of North Dakota Jack Dalrymple Subject: Invites Secretary Moniz to be a keynote speaker at the Great Plains and Empower ND Energy Conference on October 14, 2014 in Bismark, N.D. Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: SL NIA Ernest Moniz Program Determination CAP2 Standley, Erica Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 04/04/2014 04/03/2014 04/04/2014 04/04/2014 [no date provided] completed cc 3. Title: Letter to Secretary Ernest Moniz (via email) from Senators John Hoeven, Heidi Heitkamp, Representative Kevin Cramer and Governor Jack Dalrymple, State of North Dakota Subject: Invites Secretary Moniz to be a keynote speaker at the Great Plains and Empower ND Energy Conference on Tuesday, October 13, 2015 in Bismarck, ND Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: Report run at: 6/14/201710:50:44AM SL N/A Ernest Moniz Program Determination CAP2 Standley, Erica Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 04/21/2015 04/21/2015 04/21/2015 04/21/2015 [no date provided} completed CR Page: 5 c

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Document9 1. Title: Letter to EEIDavid Danielson from Senators Robert P. Casey, Jr and Palrtck Toomey and Representatives Lou Barletta and Scott Perry referrtng a letter from(b) (6) Subject: Requests assistance regarding a Jetter sent to Eric Papenfuse, Mayor of Harrisburg, Pennsylvania, requesting reimbursement to DOE for failure lo submit closeout documents for a previous grant award Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at 6114/201710:59:16AM EE I Daniel Simmons EE EE Prepare Response CAP2 Standley, Erica Created Date: 1010112014 Correspondence Date: 09123/2014 Received Date: 10/0"112014 Completed Date: 11/0612014 Oue Date: 1012212014 Status: completed Source: CR Page: 1 of

1. Title: Letter to Secretary Ernest Moniz (via email) from Representative Lou Barletta Subject: Writes in support of an application jointly submitted by Penn State University, Texas Mineral Resources Corporation, and Indenture Renewables/K Technologies to receive financial assistance through DOE's "Production of Salable Rare Earth Element Materials from Coal and Coal By-Products" Assigned To: FE / Doug Hollett Created Date: 01/17/2047 Signature Level: FE Correspondence Date: 01/17/2017 Addressee Office: Ernest Moniz Received Date: O/47/2017 Action Requested: Prepare Response Completed Date: 02/02/2047 Priority: CAP2 Due Date: 02/08/2017 Point af Contact: Standiey, Erica Status: compieted Program Contact: Source: CR Report run at: 6/14/201710:59:164M Page: 2 of 3

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to OE Assistant Secretary Patricia Hoffman from Chairman Lou Barletta, Subcommittee on Economic Development, Public Buildings and Emergency Management Subject: Invitation to present testimony at a hearing titled "Blackout! Are We prepared to Manage the Aftermath of a Cyber-Attack or Other Failure of the Electrical Grid?" Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at: 6f14/201710:59:16AM OE I Patricia Hoffman N/A OE Record Only CAP2 Bittner, Kathy (CONTR) Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 06/27/2016 03/24/2016 06/2712016 0612712016 (no date provided] completed cc Page: 3 of

Document 10 U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Cl/Brad Crowell (via fax) from Representative Mike Kelly referring a letter from(b) (6) subject: Regarding the status of a security clearance Control: L L;.~R1~\l~2 1 >H Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact Report run at: 6/1.4/201711:01:47AM AU I Andrew Lawrence AU Cl Prepare Response CAP2 Johnsen, Steven (MA) Created Date: 07/1212016 Correspondence Date: 07/11/2016 Received Date: 07/1212016 Completed Date: 07/28/2016 Due Date: 08/0212016 Status: completed Source: CR Page: 1 of4

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Ernest Moniz from Representative Mike Kelly (R-PA) Subject: Writing to comment on the Department's February 15, 2013 Notice of Proposed Rule Making (NOPR) regarding the proposed waiver for large capacity electric resistance water heaters capable of being used in demand response and thermal storage programs Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact Report run at: 6/14/201711 :01:47AM EE I Daniel Simmons EE Ernest Moniz Prepare Response CAP2 Standley, Erica Created Date: 06/12/2013 Correspondence Date: 06/05/2013 Received Date: 06/12/2013 Completed Date: 07/16/2013 Due Date; 06/24/2013 Status: completed Source: cc Page: 2 o

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Steven Chu from Representatives Mike Kelly (R-PA), Mike Doyle (D-PA) and Senator Robert P. Casey, Jr. (D-PA) Subject: Expresses views concerning the Department's recent decision to make a single award under the Small Modular Reactor (SMR) Licensing Support Program (S-1) control: j~§cf~'.9li'i~W~%;[j Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201711:01:47AM NE I Ray Furstenau NE Steven Chu Prepare Response CAP2 Standley, Erica Created Date: 0211112013 Correspondence Date: 02/0112013 Received Date: 0211112013 Completed Date: 0413012013 Due Date: 0310512013 Status: completed Source: CR Page: 3 of 4

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Cl/Brad Crowell from Representative Mike Kelly referring a letter from (b) (6) Subject: Expresses views regarding the Office of Secure Transportation (OST) rejecting Ibis Tek's follow on contract to build vehicles (IDRMS 2014-02386) Control: 1 ;{i;j\i;pf~91i,i)o~\t fiJl Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201711 :01 :47AM NNSA I Frank Klotz NNSA Cl Prepare Response CAP2 Standley, Erica Created Date: 09/17/2014 Correspondence Date: 09/16/2014 Received Date: 09/17/2014 Completed Date: 10/06/2014 Due Date: 10/09/2014 Status: completed Source: CR Page: 4 of4

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Document 11 1. Title: Letter to Cl/Brad Crowell (via fax) from Aundrea Dilanchian, Constituent Services of Senator Bob Corker office referring a letter from(b) (6) Subject: Writes regarding constituent's EEOICPA claim Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact AU I Andrew Lawrence AU Cl Prepare Response CAP2 Standley, Erica Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 0411012014 0410912014 0411012014 0510912014 0510512014 completed CR 2. Title: Letter to Cl (via fax) from Cara Turski of Senator Bob Corl<e~s officer referring a letter from(b) (6) Subject: Constituent writes regarding the Energy Employees Occupational Illness Compensation Program Act (EEOICPA) Assigned To: Signalure Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: AU I Andrew Lawrence AU Cl Prepare Response CAP2 Standley, Ertca Created Dale: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 041·1512016 0411312016 0411512016 0510412016 0510612016 completed CR 3. Title: Letter to Cl (via fax) from Rhonda Smtthson, Constituent Services Representative of Senator Bob Corl<e(s office referring a letter from (b) (6) Subject: Security clearance status inquiry Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/141201711:16:41AM AU I Andrew Lawrence AU Cl Prepare Response CAP2 Standley, Erica Created Date: Correspondence Date: Received Date: Completed Dale: Due Date: Status: Source: 0411312017 0111112017 0411312017 06/0712017 0510412017 completed CR Page: 1 Of34

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Samuel Bodman from Senators Lamar Alexander (R-TN) and Bob Corker (R-TN) Subject: Concerning the program to provide loans to automobile and component manufacturers to produce advanced technology vehicles. Requests an update before the end of the year on how the program will be implemented to ensure that it meets its intended purposes Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: CF I Alison Doane Samuel W. Bodman Samuel W. Bodman Prepare Response Essential Critical Holloway, Geneva Created Date: 10/23/2008 Correspondence Date: 10/22/2008 Received Date: 10/22/2008 Completed Date: 11/25/2008 Due Date: 11/04/2008 Status: completed Source: cc 2. Title: Letter to Secretary Steven Chu from Senators George V. Voinovich (R-OH) and Bob Corker (R-TN), Governors Ted Strickland (D-OH) and Phil Bredesen (D-TN) Subject: Expressing their concern that the loan guarantee application made by United States Enrichment Corporation, Inc., for the American Centrifuge Plant has not received a conditional commitment, and that the delay has forced a potential demobilization of the project Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: Report run at 6f14/201711:16:41AM CF I Alison Doane CF Steven Chu Prepare Response Essential Critical Created Date: 07/17/2009 Correspondence Date: 07/16/2009 Received Date: 07/16/2009 Completed Date: 08/18/2009 Due Date: 07/23/2009 Status: completed Source: cc Page: 2 of34

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to Secretary Steven Chu from Senator Bob Corker Subject: Requests a brief summary of all authorized grant program under DOE to include the description, title of program, date of authorization, public law number, amount and recipients since FY 00 Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201711:16:41AM Cl I Shari Davenport Cl Steven Chu Prepare Response Essential Created Date: 04/01/2009 Correspondence Date: 03/31/2009 Received Date: 04/01/2009 Completed Date: 0712412009 Due Date: 07/3012009 Status: completed Source: cc Page: 3 of34

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 1. Title: Letter to ED-4/William Lewis from Cate Catani from Office of Senator Bob Corker referring a letter from (b) (6) Subject: Constituent is requesting help from the DOE's Employee Concerns Program concerning his work with the Tennessee Department of Environment and Conservation and the DOE; and believes that he is not receiving pay compensation for his 37 years of service Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: ED I Andre Sayles ED ED Prepare Response Important Critical Carpenter, Catherine Created Date: 10/20/2010 Correspondence Date: 10/14/2010 Received Date: 10/19/2010 Completed Date: 12/02/2010 Due Date: 11/12/2010 Status: completed Source: CR 2. Title: Letter to DOE/Congressional and Intergovernmental Affair from Cate Catani (Constituent Services Representative) for Senator Bob Corker referring a letter from (b) (6) Subject: Constituent believes that he is not receiving pay compensation for his 37 years of service; and is requesting help from the DOE?s Employee Concerns Program concerning his work with the Tennessee Department of Environment and Conservation and the Department of Energy Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201711:16:41AM ED I Andre Sayles ED Cl Prepare Response Important Critical Carpenter, Catherine Created Date: 12/16/2010 Correspondence Date: 11/30/2010 Received Date: 12/15/2010 Completed Date: 02/01/2011 Due Date: 01/07/2011 Status: completed Source: CR Page: 4 of34

1. Title: U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report Fax letter to Secretary Samuel W. Bodman from Senators Lamar Alexander and Bob Corker, Representatives David Davis, John Duncan, Zach Wamp, Lincoln Davis, Jim Cooper, Bart Gordon, Marsha Blackburn, John Tanner, and Steve Cohen Subject: Senators Alexander and Corker, Representatives Davis, Duncan, Wamp, Davis, Cooper, Gordon, Blackburn, Tanner, and Cohen supports Mascoma Corporation and University of Tennessee proposal submitted in response to the DOE "Funding Opportunity DE-PS36-07G097003: Demonstration of Integrated Biorefinery Operations for Producing Biofuels and Chemical/Materials Productions" Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: EE I Daniel Simmons Samuel W. Bodman Samuel W. Bodman Prepare Response Essential Created Date: 11/19/2007 Correspondence Date: 11/16/2007 Received Date: 11/19/2007 Completed Date: 01/07/2008 Due Date: 12/11/2007 Status: completed Source: CR 2. Title: Letter to Secretary Steven Chu from Senator Bob Corker on behalf of Exide Technologies Subject: Writing on behalf of Exide Technologies' request for funding under the DOE's Transportation Electrication grant program (DE-FOA-0000028) Control: l*\f~c;~gQ~lPO~p~,(iJ Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201711:16:41AM EE I Daniel Simmons EE Steven Chu Prepare Response Essential Created Date: 05/29/2009 Correspondence Date: 05/13/2009 Received Date: 05/27/2009 Completed Date: 06/12/2009 Due Date: 06/19/2009 Status: completed Source: CR Page: 5 of 34

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS} Folder List Report 3. Title: Letter to Secretary Steven Chu from Tom Harkin (D-IA), Dick Lugar (R-IN), Bob Corker (R-TN), Evan Bayh (D-IN), Amy Klobuchar (D-MN) and Tom Carper (D-DE) Subject: Writes to encourage DOE to implement Section 942 of the Energy Policy Act of 2005 this year through the first of a series of auctions; feels that this is an authorized program that can and should be utilized to provide support at this critical juncture in the nation's biofuels development Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact EE I Daniel Simmons EE EE Prepare Response Essential Critical Holloway, Geneva Created Date: 0811312009 Correspondence Date: 0810712009 Received Date: 0811312009 Completed Date: 0912312009 Due Date: 0811912009 Status: completed Source: cc 4. Title: Letter EE/to Catherine Zoi from Senator Bob Corker on behalf of Cooper Tire and Rubber Company Subject: Supports application submitted by Cooper Tire for fudning (DE-FOA-0000044) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact: EE I Daniel Simmons EE EE Prepare Response Essential Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 0812012009 0810712009 0811712009 0910112009 0812712009 completed CR 5. Title: Letter to Secretary Steven Chu from Senator Lamar Alexander and Senator Bob Corker on behalf of Navistar Subject: Support for application submitted by Navistar through the Department's Systems Level Technology Development, Integration, and Demonstration for Efficient Class 8 Trucks (SuperTruck) and Advanced Technology Powertrains For Light-Duty Vehicles (ATP-LO) (DE-FOA-0000079) Control: ~,~¢pj.~\l~71l'1~5~. I Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact Report run at: 6/14/201711:16:41AM EE I Daniel Simmons EE Steven Chu Prepare Response Essential Watson, Sylvia Created Date: 1010712009 Correspondence Date: 1010612009 Received Date: 1010712009 Completed Date: 1012812009 Due Date: 1011412009 Status: completed Source: CR Page: 6 of

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 6. Title: Letter to Secretary Steven Chu from Senators Lamar Alexander and Bob Corker on behalf of Down Corning Subject: Supports application submitted by Dow Corning for the Advanced Manufacturing Tax Credit (48C) Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact EE I Daniel Simmons EE Steven Chu Prepare Response Essential Carpenter, Catherine Created Date: 11/12/2009 Correspondence Date: 11/04/2009 Received Date: 11/12/2009 Completed Date: 11/30/2009 Due Date: 11/20/2009 Status: completed Source: CR 7. Title: Letter to Secretary Steven Chu from Senators Lamar Alexander and Bob Corker and Representative Lincoln Davis and John Duncan on behalf of DuPont Danisco Cellulosic Ethanol Subject: Support of application submitted by DuPont Danisco Cellulosic Ethanol (DDCE) through the Department's Pilot and Demonstration Biorefineries Program. Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: EE I Daniel Simmons EE Steven Chu Prepare Response Essential Watson, Sylvia Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 8. Title: Letter to EE/Catherine Zoi from Senator Bob Corker on behalf of Tate & Lyle 11/20/2009 11/10/2009 11/19/2009 02/16/2010 11/27/2009 completed CR Subject: Supports the application submitted for funding through the Advanced Energy Manufacturing Tax Credit Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at 6/14/201711:16:41AM EE I Daniel Simmons EE EE Prepare Response Essential Standley, Erica Created Date: 11/20/2009 Correspondence Date: 11/13/2009 Received Date: 11/20/2009 Completed Date: 12/08/2009 Due Date: 11/27/2009 Status: completed Source: CR Page: 7 of 34

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 9. Title: Letter to Secretary Steven Chu from Senators Lamar Alexander and Bob Corker on behalf of Wacker Polysilicon North America LLC Subject: Supports the application submitted for the Advanced Manufacturing Tax Credit Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact EE I Daniel Simmons EE Steven Chu Prepare Response Essential Standley, Erica Created Date: Correspondence Date: Received Date: Completed Date: Due Date: Status: Source: 11/27/2009 11/13/2009 11/27/2009 12/15/2009 12/03/2009 completed CR 10. Title: Letter to EE/Catherine Zoi from Senator Bob Corker on behalf of HydroFuel Power Systems of Lenoir City, Tennessee Subject: Support the Unsolicited Grant Proposal submitted by HydroFuel Power Systems of Lenoir City, Tennessee per EERE guidelines, through Mr. John Augustine of the DOE's National Energy Technology Laboratory in Pittsburgh, Pennsylvania Assigned Ta: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: EE I Daniel Simmons EE EE Prepare Response Important Critical Carpenter, Catherine 11. Title: Letter to Secretary Steven Chu from Senator Bob Corker Created Date: 06/16/2010 Correspondence Date: 06/10/2010 Received Date: 06/16/2010 Completed Date: 07/08/2010 Due Date: 07/08/2010 Status: completed Source: CR Subject: Support for application submitted to the Department by Tennessee Technological University's (TIU) for Industrial Assessment Center funding (DE-FOA-0000490); and request to be informed about the progress of this proposal, and when a decision is made. Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact: Program Contact: Report run at: 6/14/201711:16:41AM EE I Daniel Simmons EE Steven Chu Prepare Response CAP3 Watson, Sylvia Created Date: 08/25/2011 Correspondence Date: 08/12/2011 Received Date: 08/24/2011 Completed Date: 10/04/2011 Due Date: 10/11/2011 Status: completed Source: CR Page: 8 of 34

U.S. Department of Energy The Electronic Document Online Correspondence and Collaboration System (eDOCS) Folder List Report 12. Title: Letter to Secretary Ernest Moniz from Senator Bob Corker Subject: Support for application submitted by xSi Solar to receive funding through the Department's Solar Energy Manufacturing Technology (SolarMat 2) grant program (DE-FOA-0001018) Control: lc~q~zg:I,~@~2,~,'~?i'I Assigned To: Signature Level: Addressee Office: Action Requested; Priority: Point of Contact: Program Contact: EE I Daniel Simmons EE Ernest Moniz Prepare Response CAP2 Watson, Sylvia Created Date: 05/01/2014 Correspondence Date: 04/30/2014 Received Date: 04/30/2014 Completed Date: 05/23/2014 Due Date: 05/23/2014 Status: completed Source: CR 13. Title: Letter to Secretary Ernest Moniz from Senators Johnny Isakson, David Perdue, Lamar Alexander, Deb Fischer, Bob Corker and Tim Scott Subject: Writes to express concern over the Department's recent notice of proposed rulemaking for residential furnaces Assigned To: Signature Level: Addressee Office: Action Requested: Priority: Point of Contact Program Contact Report run at 6/14/201711:16:41AM EE I Daniel Simmons EE Ernest Moniz Prepare Response CAP2 Standley, Erica Created Date: 06/23/2015 Correspondence Date: 06/23/2015 Received Date: 06123/2015 Completed Date: 07/0912015 Due Date: 07/15/2015 Status: completed Source: cc Page: 9 of34